Totem and Taboo1913-001/1918.en
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    CHAPTER II

    TABOO AND THE AMBIVALENCE OF EMOTIONS

    1

    TABOO is a Polynesian word, the translation
    of which provides difficulties for us because we
    no longer possess the idea which it connotes. It
    was still current with the ancient Romans: their
    word “sacer” was the same as the taboo of the
    Polynesians. The “ayos” of the Greeks and the
    “Kodaush” of the Hebrews must also have sig-
    nified the same thing which the Polynesians ex-
    press through their word taboo and what many
    races in America, Africa (Madagascar), North
    and Central Asia express through analogous
    designations.

    For us the meaning of taboo branches off into
    two opposite directions. On the one hand it
    means to us sacred, consecrated: but on the other
    hand it means, uncanny, dangerous, forbidden,
    and unclean. The opposite for taboo is desig-
    nated in Polynesian by the word noa and sig-
    nifies something ordinary and generally accessi-
    ble. Thus something like the concept of re-
    serve inheres in taboo; taboo expresses itself es-
    sentially in prohibitions and restrictions. Our

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    31

    combination of “holy dread” would often ex-
    press the meaning of taboo.

    The taboo restrictions are different from re-
    ligious or moral prohibitions. They are not
    traced to a commandment of a god but really they
    themselves impose their own prohibitions; they
    are differentiated from moral prohibitions by
    failing to be included in a system which declares
    abstinences in general to be necessary and gives
    reasons for this necessity. The taboo prohibi-
    tions lack all justification and are of unknown
    origin. Though incomprehensible to us they are
    taken as a matter of course by those who are un-
    der their dominance.

    Wundt1 calls taboo the oldest unwritten code
    of law of humanity. It is generally assumed
    that taboo is older than the gods and goes back
    to the pre-religious age.

    As we are in need of an impartial presentation
    of the subject of taboo before subjecting it to
    psychoanalytic consideration I shall now cite
    an excerpt from the article “Taboo” in the En-
    cyclopedia Britannica written by the anthro-
    pologist Northcote W. Thomas,2

    “Properly speaking taboo includes only a) the
    sacred (or unclean) character of persons or

    1Völkerpsychologie, II Band, “Mythos und Religion,” 1906, II
    p. 308.

    2Eleventh Edition, this article also gives the most important
    references.

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    32

    things, b) the kind of prohibition which results
    from this character, and c) the sanctity (or un-
    cleanliness) which results from a violation of the
    prohibition. The converse of taboo in Polynesia
    is ‘noa’ and allied forms which mean ‘general’ or
    ‘common’ …

    “Various classes of taboo in the wider sense
    may be distinguished: 1. natural or direct, the
    result of ‘mana’ (mysterious power) inherent in
    a person or thing; 2. communicated or indirect,
    equally the result of ‘mana’ but (a) acquired or
    (b) imposed by a priest, chief or other person;
    3. intermediate, where both factors are present,
    as in the appropriation of a wife to her husband.
    The term taboo is also applied to ritual prohibi-
    tions of a different nature; but its use in these
    senses is better avoided. It might be argued
    that the term should be extended to embrace
    cases in which the sanction of the prohibition is
    the creation of a god or spirit, i.e., to religious
    interdictions as distinguished from magical, but
    there is neither automatic action nor contagion
    in such a case, and a better term for it is religious
    interdiction.

    “The objects of taboo are many: 1. direct
    taboos aim at (a) protection of important per-
    sons–chiefs, priests, etc.–and things against
    harm; (b) safeguarding of the weak–women,
    children and common people generally–from the

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    33

    powerful mana (magical influence) of chiefs and
    priests; (c) providing against the dangers in-
    curred by handling or coming in contact with
    corpses, by eating certain food, etc.; (d) guard-
    ing the chief acts of life—births, initiation, mar-
    riage and sexual functions—against interference;
    (e) securing human beings against the wrath or
    power of gods and spirits;3 (f) securing unborn
    infants and young children, who stand in a spe-
    cially sympathetic relation with their parents,
    from the consequence of certain actions, and more
    especially from the communication of qualities
    supposed to be derived from certain foods. 2.
    Taboos are imposed in order to secure against
    thieves the property of an individual, his fields,
    tools, etc.”

    Other parts of the article may be summarized
    as follows. Originally the punishment for the
    violation of a taboo was probably left to an
    inner, automatic arrangement. The violated
    taboo avenged itself. Wherever the taboo was
    related to ideas of gods and demons an auto-
    matic punishment was expected from the power
    of the godhead. In other cases, probably as a
    result of a further development of the idea, so-
    ciety took over the punishment of the offender,
    whose action has endangered his companions.

    3This application of the taboo can be omitted as not originally
    belonging in this connection.

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    34

    Thus man’s first systems of punishment are also
    connected with taboo.

    “The violation of a taboo makes the offender
    himself taboo.” The author goes on to say that
    certain dangers resulting from the violation of
    a taboo may be exercised through acts of pen-
    ance and ceremonies of purification.

    A peculiar power inherent in persons and
    ghosts, which can be transmitted from them to
    inanimate objects is regarded as the source of
    the taboo. This part of the article reads as fol-
    lows: “Persons or things which are regarded as
    taboo may be compared to objects charged with
    electricity; they are the seat of tremendous power
    which is transmissible by contact, and may be
    liberated with destructive effect if the organisms
    which provoke its discharge are too weak to re-
    sist it; the result of a violation of a taboo de-
    pends partly on the strength of the magical in-
    fluence inherent in the taboo object or person,
    partly on the strength of the opposing mana of
    the violator of the taboo. Thus, kings and chiefs
    are possessed of great power, and it is death for
    their subjects to address them directly; but a
    minister or other person of greater mana than
    common, can approach them unharmed, and can
    in turn be approached by their inferiors without
    risk. … So, too, indirect taboos depend for
    their strength on the mana of him who opposes

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    35

    THE AMBIVALENCE OF EMOTIONS

    them; if it is a chief or a priest, they are more
    powerful than those imposed by a common per-
    son.”

    The fact that a taboo is transmissible has surely
    given rise to the effort of removing it through
    expiatory ceremonies.

    The author states that there are permanent
    and temporary taboos. The former comprise
    priest and chiefs as well as the dead and every-
    thing that has belonged to them. Temporary
    taboos attach themselves to certain conditions
    such as menstruation and child-bed, the status
    of the warrior before and after the expedition,
    the activities of fishing and of the chase, and
    similar activities. A general taboo may also be
    imposed upon a large district like an ecclesias-
    tical interdict, and may then last for years.

    If I judge my readers’ impressions correctly
    I dare say that after hearing all that was said
    about taboo they are far from knowing what to
    understand by it and where to store it in their
    minds. This is surely due to the insufficient in-
    formation I have given and to the omission of
    all discussions concerning the relation of taboo
    to superstition, to belief in the soul, and to re-
    ligion. On the other hand, I fear that a more
    detailed description of what is known about taboo
    would be still more confusing; I can therefore
    assure the reader that the state of affairs is really

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    36

    far from clear. We may say, however, that we
    deal with a series of restrictions which these
    primitive races impose upon themselves; this and
    that is forbidden without any apparent reason;
    nor does it occur to them to question this matter,
    for they subject themselves to these restrictions
    as a matter of course and are convinced that any
    transgression will be punished automatically in
    the most severe manner. There are reliable re-
    ports that innocent transgressions of such pro-
    hibitions have actually been punished automatic-
    ally. For instance, the innocent offender who
    had eaten from a forbidden animal became deeply
    depressed, expected his death and then actually
    died. The prohibitions mostly concern matters
    which are capable of enjoyment such as freedom
    of movement and unrestrained intercourse; in
    some cases they appear very ingenious, evidently
    representing abstinences and renunciations; in
    other cases their content is quite incomprehen-
    sible, they seem to concern themselves with trifles
    and give the impression of ceremonials. Some-
    thing like a theory seems to underlie all these
    prohibitions, it seems as if these prohibitions are
    necessary because some persons and objects
    possess a dangerous power which is transmitted
    by contact with the object so charged, almost like
    a contagion. The quantity of this dangerous
    property is also taken into consideration. Some

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    37

    THE AMBIVALENCE OF EMOTIONS

    persons or things have more of it than others
    and the danger is precisely in accordance with the
    charge. The most peculiar part of it is that any
    one who has violated such a prohibition assumes
    the nature of the forbidden object as if he had
    absorbed the whole dangerous charge. This
    power is inherent in all persons who are more or
    less prominent, such as kings, priests and the
    newly born, in all exceptional physical states such
    as menstruation, puberty and birth, in everything
    sinister like illness and death and in everything
    connected with these conditions by virtue of con-
    tagion or dissemination.

    However, the term “taboo” includes all per-
    sons localities, objects and temporary conditions
    which are carriers or sources of this mysterious
    attribute. The prohibition derived from this at-
    tribute is also designated as taboo, and lastly
    taboo, in the literal sense, includes everything
    that is sacred, above the ordinary, and at the
    same time dangerous, unclean and mysterious.

    Both this word and the system corresponding
    to it express a fragment of psychic life which
    really is not comprehensible to us. And indeed it
    would seem that no understanding of it could be
    possible without entering into the study of the
    belief in spirits and demons which is so charac-
    teristic of these low grades of culture.

    Now why should we take any interest at all in

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    38

    TOTEM AND TABOO

    the riddle of taboo? Not only, I think, because
    every psychological problem is well worth the
    effort of investigation for its own sake, but for
    other reasons as well. It may be surmised that
    the taboo of Polynesian savages is after all not
    so remote from us as we were at first inclined to
    believe; the moral and customary prohibitions
    which we ourselves obey may have some essen-
    tial relation to this primitive taboo the explana-
    tion of which may in the end throw light upon
    the dark origin of our own “categorical impera-
    tive.”
    We are therefore inclined to listen with keen
    expectations when an investigator like W.
    Wundt gives his interpretation of taboo, espe-
    cially as he promises to “go back to the very roots
    of the taboo concepts.”4
    Wundt states that the idea of taboo “includes
    all customs which express dread of particular ob-
    jects connected with cultic ideas or of actions hav-
    ing reference to them.”5
    On another occasion he says: “In accordance
    with the general sense of the word we under-
    stand by taboo every prohibition laid down in
    customs or manners or in expressly formulated
    laws, not to touch an object or to take it for one’s
    own use, or to make use of certain proscribed

    4Völkerpsychologie, Vol. II, Religion und Mythus, p. 300.

    5l. c. p. 237.

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    39

    words. . . .” Accordingly there would not be
    a single race or stage of culture which had es-
    caped the injurious effects of taboo.

    Wundt then shows why he finds it more prac-
    tical to study the nature of taboo in the primi-
    tive states of Australian savages rather than in
    the higher culture of the Polynesian races. In
    the case of the Australians he divides taboo pro-
    hibitions into three classes according as they con-
    cern animals, persons or other objects. The ani-
    mal taboo, which consists essentially of the taboo
    against killing and eating, forms the nucleus of
    Totemism.6 The taboo of the second class,
    which has human beings for its object, is of an
    essentially different nature. To begin with it
    is restricted to conditions which bring about an
    unusual situation in life for the person tabooed.
    Thus young men at the feast of initiation, women
    during menstruation and immediately after de-
    livery, newly born children, the diseased and es-
    pecially the dead, are all taboo. The constantly
    used property of any person, such as his clothes,
    tools and weapons, is permanently taboo for
    everybody else. In Australia the new name
    which a youth receives at his initiation into man-
    hood becomes part of his most personal property,
    it is taboo and must be kept secret. The taboos
    of the third class, which apply to trees, plants,

    6 Comp. Chapter I.

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    40

    TOTEM AND TABOO

    houses and localities, are more variable and seem
    only to follow the rule that anything which for
    any reason arouses dread or is mysterious, be-
    comes subject to taboo.

    Wundt himself has to acknowledge that the
    changes which taboo undergoes in the richer cul-
    ture of the Polynesians and in the Malayan
    Archipelago are not very profound. The
    greater social differentiation of these races mani-
    fests itself in the fact that chiefs, kings and
    priests exercise an especially effective taboo and
    are themselves exposed to the strongest taboo
    compulsion.

    But the real sources of taboo lie deeper than
    in the interests of the privileged classes: “They
    begin where the most primitive and at the same
    time the most enduring human impulses have
    their origin, namely, in the fear of the effect of
    demonic powers.”1) “The taboo, which origin-
    ally was nothing more than the objectified fear
    of the demonic power thought to be concealed
    in the tabooed object, forbids the irritation of
    this power and demands the placation of the
    demon whenever the taboo has been knowingly or
    unknowingly violated.”

    The taboo then gradually became an autonom-
    ous power which has detached itself from demon-
    ism. It becomes the compulsion of custom and

    1)c. p. 307.

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    41

    tradition and finally of the law. “But the com-
    mandment concealed behind taboo prohibitions
    which differ materially according to place and
    time, had originally the meaning: Beware of
    the wrath of the demons.”
    Wundt therefore teaches that taboo is the ex-
    pression and evolution of the belief of primi-
    tive races in demonic powers, and that later
    taboo has dissociated itself from this origin and
    has remained a power simply because it was one
    by virtue of a kind of a psychic persistence and
    in this manner it became the root of our customs
    and laws. As little as one can object to the first
    part of this statement I feel, however, that I am
    only voicing the impression of many of my read-
    ers if I call Wundt’s explanation disappointing.
    Wundt’s explanation is far from going back to
    the sources of taboo concepts or to their deepest
    roots. For neither fear nor demons can be ac-
    cepted in psychology as finalities defying any
    further deduction. It would be different if
    demons really existed; but we know that, like
    gods, they are only the product of the psychic
    powers of man; they have been created from and
    out of something.
    Wundt also expresses a number of important
    though not altogether clear opinions about the
    double meaning of taboo. According to him the
    division between sacred and unclean does not yet

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    42

    exist in the first primitive stages of taboo. For
    this reason these conceptions entirely lack the
    significance which they could only acquire later
    on when they came to be contrasted. The ani-
    mal, person, or place on which there is a taboo is
    demonic, that is, not sacred and therefore not yet,
    in the later sense, unclean. The expression
    taboo is particularly suitable for this undifferen-
    tiated and intermediate meaning of the demonic,
    in the sense of something which may not be
    touched, since it emphasizes a characteristic which
    finally adheres both to what is sacred and to
    the unclean, namely, the dread of contact. But
    the fact that this important characteristic is
    permanently held in common points to the exist-
    ence of an original agreement here between these
    two spheres which gave way to a differentia-
    tion only as the result of further conditions
    through which both finally developed into op-
    posites.

    The belief associated with the original taboo,
    according to which a demonic power concealed
    in the object avenges the touching of it or its for-
    bidden use by bewitching the offender was still
    an entirely objectified fear. This had not yet
    separated into the two forms which it assumed at
    a more developed stage, namely, awe and aver-
    sion.

    How did this separation come about? Ac-

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    THE AMBIVALENCE OF EMOTIONS

    cording to Wundt, this was done through the
    transference of taboo prohibitions from the
    sphere of demons to that of theistic conceptions.
    The antithesis of sacred and unclean coincides
    with the succession of two mythological stages the
    first of which did not entirely disappear when
    the second was reached but continued in a state
    of greatly lowered esteem which gradually turned
    into contempt. It is a general law in mythology
    that a preceding stage, just because it has been
    overcome and pushed back by a higher stage,
    maintains itself next to it in a debased form so
    that the objects of its veneration become objects
    of aversion.8

    Wundt’s further elucidations refer to the re-
    lation of taboo to lustration and sacrifice.

    2

    He who approaches the problem of taboo from
    the field of psychoanalysis, which is concerned
    with the study of the unconscious part of the
    individual’s psychic life, needs but a moment’s
    reflection to realize that these phenomena are by
    no means foreign to him. He knows people who
    have individually created such taboo prohibi-
    tions for themselves, which they follow as strictly
    as savages observe the taboos common to their
    tribe or society. If he were not accustomed to

    8l. c. p. 313.

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    44

    call these individuals “compulsion neurotics” he-
    would find the term “taboo disease” quite ap-
    propriate for their malady. Psychoanalytic in-
    vestigation has taught him the clinical etiology
    and the essential part of the psychological
    mechanism of this compulsion disease, so that
    he cannot resist applying what he has learnt
    there to explain corresponding manifestations in
    folk psychology.

    There is one warning to which we shall have to
    give heed in making this attempt. The similar-
    ity between taboo and compulsion disease may
    be purely superficial, holding good only for the
    manifestations of both without extending into
    their deeper characteristics. Nature loves to
    use identical forms in the most widely different
    biological connections, as, for instance, for coral
    stems and plants and even for certain crystals
    or for the formation of certain chemical precipi-
    tates. It would certainly be both premature and
    unprofitable to base conclusions relating to in-
    ner relationships upon the correspondence of
    merely mechanical conditions. We shall bear
    this warning in mind without, however, giving up
    our intended comparison on account of the pos-
    sibility of such confusions.

    The first and most striking correspondence be-
    tween the compulsion prohibitions of neurotics
    and taboo lies in the fact that the origin of these

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    THE AMBIVALENCE OF EMOTIONS

    prohibitions is just as unmotivated and enigma-
    tic. They have appeared at some time or other
    and must now be retained on account of an un-
    conquerable anxiety. An external threat of
    punishment is superfluous, because an inner cer- tainty (a conscience) exists that violation will
    be followed by unbearable disaster. The very
    most that compulsion patients can tell us is the
    vague premonition that some person of their
    environment will suffer harm if they should vio-
    late the prohibition. Of what the harm is to
    consist is not known, and this inadequate in-
    formation is more likely to be obtained during the
    later discussions of the expiatory and defensive
    actions than when the prohibitions themselves
    are being discussed.

    As in the case of taboo the nucleus of the neu-
    rotic prohibition is the act of touching, whence
    we derive the name touching phobia, or délire de
    toucher. The prohibition extends not only to
    direct contact with the body but also to the fig-
    urative use of the phrase as “to come into con-
    tact,” or “be in touch with some one or some-
    thing.” Anything that leads the thoughts to
    what is prohibited and thus calls forth mental
    contact is just as much prohibited as immediate
    bodily contact; this same extension is also found
    in taboo.

    Some prohibitions are easily understood from

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    46

    their purpose but others strike us as incompre-
    hensible, foolish and senseless. We designate
    such commands as “ceremonials” and we find that
    taboo customs show the same variations.

    Obsessive prohibitions possess an extraordi-
    nary capacity for displacement; they make use
    of almost any form of connection to extend from
    one object to another and then in turn make this
    new object “impossible,” as one of my patients
    aptly puts it. This impossibility finally lays an
    embargo upon the whole world. The compul-
    sion neurotics act as if the “impossible” persons
    and things were the carriers of a dangerous con-
    tagion which is ready to displace itself through
    contact to all neighboring things. We have al-
    ready emphasized the same characteristics of con-
    tagion and transference in the description of
    taboo prohibitions. We also know that any one
    who has violated a taboo by touching something
    which is taboo becomes taboo himself, and no one
    may come into contact with him.

    I shall put side by side two examples of trans-
    ference or, to use a better term, displacement, one
    from the life of the Maori, and the other from my
    observation of a woman suffering from a com-
    pulsion neurosis:

    “For a similar reason a Maori chief would not
    blow on a fire with his mouth; for his sacred
    breath would communicate its sanctity to the

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    47

    fire, which would pass it on to the meat in the
    pot, which would pass it on to the man who ate
    the meat, which was in the pot, which stood on
    the fire, which was breathed on by the chief; so
    that the eater, infected by the chief’s breath con-
    veyed through these intermediaries, would surely
    die.”9)

    My patient demanded that a utensil which her
    husband had purchased and brought home should
    be removed lest it make the place where she lives
    impossible. For she has heard that this object
    was bought in a store which is situated, let us
    say, in Stag Street. But as the word stag is
    the name of a friend now in a distant city, whom
    she has known in her youth under her maiden
    name and whom she now finds “impossible,” that
    is taboo, the object bought in Vienna is just as
    taboo as this friend with whom she does not want
    to come into contact.

    Compulsion prohibitions, like taboo prohibi-
    tions, entail the most extraordinary renuncia-
    tions and restrictions of life, but a part of these
    can be removed by carrying out certain acts which
    now also must be done because they have acquired
    a compulsive character (obsessive acts); there is
    no doubt that these acts are in the nature of
    penances, expiations, defense reactions, and puri-

    9)Frazer, “The Golden Bough,” II, “Taboo and the Perils of the
    Soul,” 1911, p. 136.

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    48

    TOTEM AND TABOO

    fications. The most common of these obsessive
    acts is washing with water (washing obsession).
    A part of the taboo prohibitions can also be re-
    placed in this way, that is to say, their violation
    can be made good through such a “ceremonial,”
    and here too lustration through water is the pre-
    ferred way.

    Let us now summarize the points in which the
    correspondence between taboo customs and the
    symptoms of compulsion neurosis are most
    clearly manifested: 1. In the lack of motiva-
    tion of the commandments, 2. in their enforce-
    ment through an inner need, 3. in their capacity
    of displacement and in the danger of contagion
    from what is prohibited, 4. and in the causation
    of ceremonial actions and commandments which
    emanate from the forbidden.

    However, psychoanalysis has made us familiar
    with the clinical history as well as the psychic
    mechanism of compulsion neurosis. Thus the
    history of a typical case of touching phobia reads
    as follows: In the very beginning, during the
    early period of childhood, the person manifested
    a strong pleasure in touching himself, the object
    of which was much more specialized than one
    would be inclined to expect. Presently the
    carrying out of this very pleasurable act of
    touching was opposed by a prohibition from

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    49

    without.10 The prohibition was accepted be
    cause it was supported by strong inner forces;11
    it proved to be stronger than the impulse which
    wanted to manifest itself through this act of
    touching. But due to the primitive psychic con-
    stitution of the child this prohibition did not suc-
    ceed in abolishing the impulse. Its only suc-
    cess lay in repressing the impulse (the pleasure of
    touching) and banishing it into the unconscious.
    Both the prohibition and the impulse remained;
    the impulse because it had only been repressed
    and not abolished, the prohibition, because if it
    had ceased the impulse would have broken
    through into consciousness and would have been
    carried out. An unsolved situation, a psychic
    fixation, had thus been created and now every-
    thing else emanated from the continued conflict
    between prohibition and impulse.

    The main characteristic of the psychic con-
    stellation which has thus undergone fixation lies
    in what one might call the ambivalent behavior 12
    of the individual to the object, or rather to an
    action regarding it. The individual constantly
    wants to carry out this action (the act of touch-
    ing), he sees in it the highest pleasure, but he

    10Both the pleasure and the prohibition referred to touching
    one’s own genitals.

    11The relation to beloved persons who impose the prohibition.

    12To use an excellent term coined by Bleuler.

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    50

    may not carry it out, and he even abominates it.
    The opposition between these two streams can-
    not be easily adjusted because–there is no other
    way to express it–they are so localized in the
    psychic life that they cannot meet. The pro-
    hibition becomes fully conscious, while the sur-
    viving pleasure of touching remains unconscious,
    the person knowing nothing about it. If this
    psychological factor did not exist the ambival-
    ence could neither maintain itself so long nor
    lead to such subsequent manifestations.

    In the clinical history of the case we have em-
    phasized the appearance of the prohibition in
    early childhood as the determining factor; but for
    the further elaboration of the neurosis this rôle is
    played by the repression which appears at this
    age. On account of the repression which has
    taken place, which is connected with forgetting
    (amnesia), the motivation of the prohibition that
    has become conscious remains unknown, and all
    attempts to unravel it intellectually must fail,
    as the point of attack cannot be found. The pro-
    hibition owes its strength–its compulsive char-
    acter–to its association with its unknown coun-
    terpart, the hidden and unabated pleasure, that
    is to say, to an inner need into which conscious in-
    sight is lacking. The transferability and repro-
    ductive power of the prohibition reflect a process
    which harmonizes with the unconscious pleasure

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    51

    and is very much facilitated through the psy-
    chological determinants of the unconscious. The
    pleasure of the impulse constantly undergoes dis-
    placement in order to escape the blocking which
    it encounters and seeks to acquire surrogates for
    the forbidden in the form of substitutive objects
    and actions. For the same reason the prohibi-
    tion also wanders and spreads to the new aims of
    the proscribed impulse. Every new advance of
    the repressed libido is answered by the prohibi-
    tion with a new severity. The mutual inhibi-
    tion of these two contending forces creates a
    need for discharge and for lessening the existing
    tension, in which we may recognize the motivation
    for the compulsive acts. In the neurosis there
    are distinctly acts of compromise which on the one
    hand may be regarded as proofs of remorse and
    efforts to expiate and similar actions; but on the
    other hand they are at the same time substitutive
    actions which recompense the impulse for what
    has been forbidden. It is a law of neurotic dis-
    eases that these obsessive acts serve the impulse
    more and more and come nearer and nearer to the
    original forbidden act.
    We may now make the attempt to study taboo
    as if it were of the same nature as the compulsive
    prohibitions of our patients. It must naturally
    be clearly understood that many of the taboo pro-
    hibitions which we shall study are already second-
     

  • S.

    52

    ary, displaced and distorted, so that we shall have
    to be satisfied if we can shed some light upon the
    earliest and most important taboo prohibitions.
    We must also remember that the differences in
    the situation of the savage and of the neurotic
    may be important enough to exclude complete
    correspondence and prevent a point by point
    transfer from one to the other such as would be
    possible if we were dealing with exact copies.
    First of all it must be said that it is useless to
    question savages as to the real motivation of their
    prohibitions or as to the genesis of taboo. Ac-
    cording to our assumption they must be incapable
    of telling us anything about it since this motiva-
    tion is “unconscious” to them. But following the
    model of the compulsive prohibition we shall con-
    struct the history of taboo as follows: Taboos
    are very ancient prohibitions which at one time
    were forced upon a generation of primitive
    people from without, that is, they probably were
    forcibly impressed upon them by an earlier gen-
    eration. These prohibitions concerned actions
    for which there existed a strong desire. The pro-
    hibitions maintained themselves from generation
    to generation, perhaps only as the result of a tra-
    dition set up by paternal and social authority.
    But in later generations they have perhaps al-
    ready become “organized” as a piece of inherited
    psychic property. Whether there are such
     

  • S.

    53

    “innate ideas” or whether these have brought
    about the fixation of the taboo by themselves or
    by coöperating with education no one could de-
    cide in the particular case in question. The per-
    sistence of taboo teaches, however, one thing,
    namely, that the original pleasure to do the for-
    bidden still continues among taboo races. They
    therefore assume an ambivalent attitude toward
    their taboo prohibitions; in their unconscious they
    would like nothing better than to transgress them
    but they are also afraid to do it; they are afraid
    just because they would like to transgress, and
    the fear is stronger than the pleasure. But in
    every individual of the race the desire for it is
    unconscious, just as in the neurotic.
    The oldest and most important taboo prohi-
    bitions are the two basic laws of totemism: namely
    not to kill the totem animal and to avoid sexual
    intercourse with totem companions of the other
    sex.
    It would therefore seem that these must have
    been the oldest and strongest desires of mankind.
    We cannot understand this and therefore we can-
    not use these examples to test our assumptions as
    long as the meaning and the origin of the totemic
    system is so wholly unknown to us. But the very
    wording of these taboos and the fact that they
    occur together will remind any one who knows the
    results of the psychoanalytic investigation of in-
     

  • S.

    54

    dividuals, of something quite definite which psy-
    choanalysts call the central point of the infantile
    wish life and the nucleus of the later neurosis.13

    All other varieties of taboo phenomena which
    have led to the attempted classifications noted
    above become unified if we sum them up in the
    following sentence: The basis of taboo is a for-
    bidden action for which there exists a strong incli-
    nation in the unconscious.

    We know, without understanding it, that who-
    ever does what is prohibited and violates the
    taboo, becomes himself taboo. But how can we
    connect this fact with the other, namely that the
    taboo adheres not only to persons who have done
    what is prohibited but also to persons who are in
    exceptional circumstances, to these circumstances
    themselves, and to impersonal things? What
    can this dangerous attribute be, which always re-
    mains the same under all these different con-
    ditions? Only one thing, namely, the propensity
    to arouse the ambivalence of man and to tempt
    him to violate the prohibition.

    An individual who has violated a taboo becomes
    himself taboo because he has the dangerous prop-
    erty of tempting others to follow his example.
    He arouses envy; why should he be allowed to do
    what is prohibited to others? He is therefore
    really contagious, in so far as every example in-
     

    13 See Chapter IV Totemism, etc.

  • S.

    55

    THE AMBIVALENCE OF EMOTIONS

    cites to imitation, and therefore he himself must
    be avoided.

    But a person may become permanently or tem-
    porarily taboo without having violated any
    taboos, for the simple reason that he is in a con-
    dition which has the property of inciting the for-
    bidden desires of others and of awakening the
    ambivalent conflict in them. Most of the excep-
    tional positions and conditions have this character
    and possess this dangerous power. The king or
    chieftain rouses envy of his prerogatives; every-
    body would perhaps like to be king. The dead,
    the newly born, and women when they are in-
    capacitated, all act as incitements on account of
    their peculiar helplessness, while the individual
    who has just reached sexual maturity tempts
    through the promise of a new pleasure. There-
    fore all these persons and all these conditions are
    taboo, for one must not yield to the temptations
    which they offer.

    Now, too, we understand why the forces inher-
    ent in the “mana” of various persons can neutral-
    ize one another so that the mana of one individual
    can partly cancel that of the other. The taboo of
    a king is too strong for his subject because the
    social difference between them is too great. But
    a minister, for example, can become the harmless
    mediator between them. Translated from the
    language of taboo into the language of normal

  • S.

    56

    psychology this means: the subject who shrinks
    from the tremendous temptation which contact
    with the king creates for him can brook the inter-
    course of an official, whom he does not have to
    envy so much and whose position perhaps seems
    attainable to him. The minister, on his part, can
    moderate his envy of the king by taking into con-
    sideration the power that has been granted to him.
    Thus smaller differences in the magic power that
    lead to temptation are less to be feared than ex-
    ceptionally big differences.

    It is equally clear how the violation of certain
    taboo prohibitions becomes a social danger which
    must be punished or expiated by all the members
    of society lest it harm them all. This danger
    really exists if we substitute the known impulses
    for the unconscious desires. It consists in the
    possibility of imitation, as a result of which
    society would soon be dissolved. If the others
    did not punish the violation they would perforce
    become aware that they want to imitate the evil
    doer.

    Though the secret meaning of a taboo prohi-
    bition cannot possibly be of so special a nature as
    in the case of a neurosis, we must not be aston-
    ished to find that touching plays a similar rôle in
    taboo prohibition as in the délire de toucher. To
    touch is the beginning of every act of possession,

  • S.

    57

    THE AMBIVALENCE OF EMOTIONS

    of every attempt to make use of a person or thing.
    We have interpreted the power of contagion
    which inheres in the taboo as the property of lead-
    ing into temptation, and of inciting to imitation.
    This does not seem to be in accord with the fact
    that the contagiousness of the taboo is above all
    manifested in the transference to objects which
    thus themselves become carriers of the taboo.

    This transferability of the taboo reflects what
    is found in the neurosis, namely, the constant
    tendency of the unconscious impulse to become
    displaced through associative channels upon new
    objects. Our attention is thus drawn to the fact
    that the dangerous magic power of the “mana”
    corresponds to two real faculties, the capacity of
    reminding man of his forbidden wishes, and the
    apparently more important one of tempting him
    to violate the prohibition in the service of these
    wishes. Both functions reunite into one, how-
    ever, if we assume it to be in accord with a primi-
    tive psychic life that with the awakening of a
    memory of a forbidden action there should also be
    combined the awakening of the tendency to carry
    out the action. Memory and temptation then
    again coincide. We must also admit that if the
    example of a person who has violated a prohi-
    bition leads another to the same action, the dis-
    obedience of the prohibition has been transmitted

  • S.

    58

    like a contagion, just as the taboo is transferred
    from a person to an object, and from this to
    another.

    If the violation of a taboo can be condoned
    through expiation or penance, which means, of
    course, a renunciation of a possession or a liberty,
    we have the proof that the observance of a taboo
    regulation was itself a renunciation of something
    really wished for. The omission of one renuncia-
    tion is cancelled through a renunciation at some
    other point. This would lead us to conclude that,
    as far as taboo ceremonials are concerned, pen-
    ance is more primitive than purification.

    Let us now summarize what understanding we
    have gained of taboo through its comparison with
    the compulsive prohibition of the neurotic.
    Taboo is a very primitive prohibition imposed
    from without (by an authority) and directed
    against the strongest desires of man. The desire
    to violate it continues in the unconscious; per-
    sons who obey the taboo have an ambivalent feel-
    ing toward what is affected by the taboo. The
    magic power attributed to taboo goes back to its
    ability to lead man into temptation; it behaves
    like a contagion, because the example is con-
    tagious, and because the prohibited desire be-
    comes displacing in the unconscious upon some-
    thing else. The expiation for the violation of a
    taboo through a renunciation proves that a renun-
     

  • S.

    59

    ciation is at the basis of the observance of the
    taboo.

    C
    3

    We may ask what we have gained from the
    comparison of taboo with compulsion neurosis
    and what value can be claimed for the interpre-
    tation we have given on the basis of this compari-
    son? Our interpretation is evidently of no value
    unless it offers an advantage not to be had in
    any other way and unless it affords a better un-
    derstanding of taboo than was otherwise possible.
    We might claim that we have already given proof
    of its usefulness in what has been said above; but
    we shall have to try to strengthen our proof by
    continuing the explanation of taboo prohibitions
    and customs in detail.

    But we can avail ourselves of another method.
    We can shape our investigation so as to ascertain
    whether a part of the assumptions which we have
    transferred from the neurosis to the taboo, or the
    conclusions at which we have thereby arrived can
    be demonstrated directly in the phenomena of
    taboo. We must decide, however, what we want
    to look for. The assertion concerning the gene-
    sis of taboo, namely, that it was derived from a
    primitive prohibition which was once imposed
    from without, cannot, of course, be proved. We
    shall therefore seek to confirm those psycholog-

  • S.

    60

    ical conditions for taboo with which we have
    become acquainted in the case of compulsion neu-
    rosis. How did we gain our knowledge of these
    psychological factors in the case of neurosis?
    Through the analytical study of the symptoms,
    especially the compulsive actions, the defense re-
    actions and the obsessive commands. These
    mechanisms gave every indication of having been
    derived from ambivalent impulses or tendencies,
    they either represented simultaneously the wish
    and counter-wish or they served preponderantly
    one of the two contrary tendencies. If we should
    now succeed in showing that ambivalence, i. e., the
    sway of contrary tendencies, exists also in the
    case of taboo regulations or if we should find
    among the taboo mechanisms some which like
    neurotic obsessions give simultaneous expression
    to both currents, we would have established what
    is practically the most important point in the
    psychological correspondence between taboo and
    compulsion neurosis.

    We have already mentioned that the two fun-
    damental taboo prohibitions are inaccessible to
    our analysis because they belong to totemism; an-
    other part of the taboo rules is of secondary origin
    and cannot be used for our purpose. For among
    these races taboo has become the general form of
    law giving and has helped to promote social ten-

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    61

    THE AMBIVALENCE OF EMOTIONS

    dencies which are certainly younger than taboo
    itself, as for instance, the taboos imposed by
    chiefs and priests to insure their property and
    privileges. But there still remains a large group
    of laws which we may undertake to investigate.
    Among these I lay stress on those taboos which
    are attached a) to enemies, b) to chiefs, and c)
    to the dead; the material for our investigation is
    taken from the excellent collection of J. G.
    Frazer in his great work, “The Golden
    Bough.”14

    A) THE TREATMENT OF ENEMIES

    Inclined as we may have been to ascribe to
    savage and semi-savage races uninhibited and re-
    morseless cruelty towards their enemies, it is of
    great interest to us to learn that with them, too,
    the killing of a person compels the observation of
    a series of rules which are associated with taboo
    customs. These rules are easily brought under
    four groups; they demand 1. reconciliation with
    the slain enemy, 2. restrictions, 3. acts of expia-
    tion, and purifications of the manslayer, and 4.
    certain ceremonial rites. The incomplete reports
    do not allow us to decide with certainty how gen-
    eral or how isolated such taboo customs may be

    14Third Edition, Part II, “Taboo and the Perils of the Soul,”
    1911.

  • S.

    62

    among these races, but this is a matter of indiffer-
    ence as far as our interest in these occurrences is
    concerned. Still, it may be assumed that we are
    dealing with widespread customs and not with
    isolated peculiarities.

    The reconciliation customs practiced on the
    island of Timor, after a victorious band of war-
    riors has returned with the severed heads of the
    vanquished enemy, are especially significant be-
    cause the leader of the expedition is subject to
    heavy additional restrictions. “At the solemn
    entry of the victors, sacrifices are made to con-
    ciliate the souls of the enemy; otherwise one
    would have to expect harm to come to the vic-
    tors. A dance is given and a song is sung in
    which the slain enemy is mourned and his for-
    giveness is implored: ‘Be not angry,’ they say,
    ‘because your head is here with us; had we been
    less lucky, our heads might have been exposed in
    your village. We have offered the sacrifice to
    appease you. Your spirit may now rest and
    leave us at peace. Why were you our enemy?
    Would it not have been better that we should re-
    main friends? Then your blood would not have
    been spilt and your head would not have been
    cut off.’ ” 15

    Similar customs are found among the Palu in
    Celebes; the Gallas sacrifice to the spirits of their

    15Frazer, l. c. p. 166.

  • S.

    63

    dead enemies before they return to their home
    villages.16

    Other races have found methods of making
    friends, guardians and protectors out of their for-
    mer enemies after they are dead. This consists
    in the tender treatment of the severed heads, of
    which many wild tribes of Borneo boast. When
    the See-Dayaks of Sarawak bring home a head
    from a war expedition, they treat it for months
    with the greatest kindness and courtesy and ad-
    dress it with the most endearing names in their
    language. The best morsels from their meals are
    put into its mouth, together with titbits and
    cigars. The dead enemy is repeatedly entreated
    to hate his former friends and to bestow his love
    upon his new hosts because he has now become
    one of them. It would be a great mistake to
    think that any derision is attached to this treat-
    ment, horrible though it may seem to us.17

    Observers have been struck by the mourning
    for the enemy after he is slain and scalped, among
    several of the wild tribes of North America.
    When a Choctaw had killed an enemy he began a
    month’s mourning during which he submitted
    himself to serious restrictions. The Dakota In-
    dians mourned in the same way. One authority

    16Paulitschke, “Ethnography of Northeast Africa.”

    17Frazer, “Adonis, Attis, Osiris,” p. 248, 1907. According to
    Hugh Low, Sarawak, London, 1848.

  • S.

    64

    mentions that the Osaga Indians after mourning
    for their own dead mourned for their foes as if
    they had been friends.18

    Before proceeding to the other classes of taboo
    customs for the treatment of enemies, we must
    define our position in regard to a pertinent objec-
    tion. Both Frazer as well as other authorities
    may well be quoted against us to show that the
    motive for these rules of reconciliation is quite
    simple and has nothing to do with “ambivalence.”
    These races are dominated by a superstitious fear
    of the spirits of the slain, a fear which was also
    familiar to classical antiquity, and which the
    great British dramatist brought upon the stage
    in the hallucinations of Macbeth and Richard the
    Third. From this superstition all the reconcilia-
    tion rules as well as the restrictions and expia-
    tions which we shall discuss later can be logically
    deduced; moreover, the ceremonies included in
    the fourth group also argue for this interpreta-
    tion, since the only explanation of which they
    admit is the effort to drive away the spirits of the
    slain which pursue the manslayers.19 Besides,
    the savages themselves directly admit their fear
    of the spirits of their slain foes and trace back
    the taboo customs under discussion to this fear.

    18J. O. Dorsay, see Frazer, “Toboo, etc.,” p. 181.

    19Frazer, “Taboo,” p. 166 to 174. These ceremonies consist of
    hitting shields, shouting, bellowing and making noises with various
    instruments, etc.

  • S.

    65

    This objection is certainly pertinent and if it
    were adequate as well we would gladly spare our-
    selves the trouble of our attempt to find a further
    explanation. We postpone the consideration of
    this objection until later and for the present
    merely contrast it to the interpretation derived
    from our previous discussion of taboo. All these
    rules of taboo lead us to conclude that other im-
    pulses besides those that are merely hostile find
    expression in the behavior towards enemies. We
    see in them manifestations of repentance, of re-
    gard for the enemy, and of a bad conscience
    for having slain him. It seems that the com-
    mandment, Thou shalt not slay, which could
    not be violated without punishment, existed
    also among these savages, long before any
    legislation was received from the hands of a
    god.

    We now return to the remaining classes of
    taboo rules. The restrictions laid upon the vic-
    torious manslayer are unusually frequent and
    are mostly of a serious nature. In Timor (com-
    pare the reconciliation customs mentioned above)
    the leader of the expedition cannot return to his
    house under any circumstances. A special hut
    is erected for him in which he spends two months
    engaged in the observance of various rules of
    purification. During this period he may not see
    his wife or nourish himself; another person must

  • S.

    66

    put his food into his mouth.20 Among some
    Dayak tribes warriors returning from a success-
    ful expedition must remain sequestered for sev-
    eral days and abstain from certain foods; they
    may not touch iron and must remain away from
    their wives. In Logea, an island near New
    Guinea, men who have killed an enemy or have
    taken part in the killing, lock themselves up in
    their houses for a week. They avoid every inter-
    course with their wives and friends, they do not
    touch their victuals with their hands and live on
    nothing but vegetable foods which are cooked
    for them in special dishes. As a reason for this
    last restriction it is alleged that they must smell
    the blood of the slain, otherwise they would sicken
    and die. Among the Toaripi- or Motumotu-
    tribes in New Guinea a manslayer must not ap-
    proach his wife and must not touch his food with
    his fingers. A second person must feed him with
    special food. This continues until the next new
    moon.

    I avoid the complete enumeration of all the
    cases of restrictions of the victorious slayer men-
    tioned by Frazer, and emphasize only such cases
    in which the character of taboo is especially no-
    ticeable or where the restriction appears in con-
     

    20Frazer, “Taboo,” p. 166, according to S. Mueller, “Reisen en
    Onderzoekingen in den Indischen Archipel,” Amsterdam, 1857.

  • S.

    67

    nection with expiation, purification and cere-
    monial.

    Among the Monumbos in German New
    Guinea a man who has killed an enemy in combat
    becomes “unclean,” the same word being em-
    ployed which is applied to women during men-
    struation or confinement. For a considerable
    period he is not allowed to leave the men’s club-
    house, while the inhabitants of his village gather
    about him and celebrate his victory with songs
    and dances. He must not touch any one, not
    even his wife and children; if he did so they would
    be afflicted with boils. He finally becomes clean
    through washing and other ceremonies.

    Among the Natchez in North America young
    warriors who had procured their first scalp were
    bound for six months to the observance of certain
    renunciations. They were not allowed to sleep
    with their wives or to eat meat, and received only
    fish and maize pudding as nourishment. When a
    Choctaw had killed and scalped an enemy he
    began a period of mourning for one month, dur-
    ing which he was not allowed to comb his hair.
    When his head hitched he was not allowed to
    scratch it with his hand but used a small stick for
    this purpose.

    After a Pima Indian had killed an Apache he
    had to submit himself to severe ceremonies of

  • S.

    68

    purification and expiation. During a fasting
    period of sixteen days he was not allowed to touch
    meat or salt, to look at a fire or to speak to any
    one. He lived alone in the woods, where he was
    waited upon by an old woman who brought him a
    small allowance of food; he often bathed in the
    nearest river, and carried a lump of clay on his
    head as a sign of mourning. On the seventeenth
    day there took place a public ceremony through
    which he and his weapons were solemnly purified.
    As the Pima Indians took the manslayer taboo
    much more seriously than their enemies and, un-
    like them, did not postpone expiation and purifi-
    cation until the end of the expedition, their
    prowess in war suffered very much through their
    moral severity or what might be called their piety.
    In spite of their extraordinary bravery they
    proved to be unsatisfactory allies to the Ameri-
    cans in their wars against the Apaches.

    The detail and variations of these expiatory
    and purifying ceremonies after the killing of an
    enemy would be most interesting for purposes of
    a more searching study but I need not enumerate
    any more of them here because they cannot fur-
    nish us with any new points of view. I might
    mention that the temporary or permanent isola-
    tion of the professional executioner, which was
    maintained up to our time, is a case in point.
    The position of the “free-
    holder” in mediæval

  • S.

    69

    society really conveys a good idea of the “taboo”
    of savages.21

    The current explanation of all these rules of
    reconciliation, restriction, expiation and purifica-
    tion, combines two principles, namely, the exten-
    sion of the taboo of the dead to everything that
    has come into contact with him, and the fear of
    the spirit of the slain. In what combination
    these two elements are to explain the ceremonial,
    whether they are to be considered as of equal
    value or whether one of them is primary and the
    other secondary, and which one, is nowhere stated,
    nor would this be an easy matter to decide. In
    contradistinction to all this we emphasize the
    unity which our interpretation gains by deducing
    all these rules from the ambivalence of the emo-
    tion of savages towards their enemies.

    B) THE TABOO OF RULERS

    The behavior of primitive races towards their
    chiefs, kings, and priests, is controlled by two
    principles which seem rather to supplement than
    to contradict each other. They must both be
    guarded and be guarded against.22

    Both objects are accomplished through in-
    numerable rules of taboo. Why one must guard

    21For these examples see Frazer, “Taboo,” p. 165–170, “Man-
    slayers Tabooed.”

    22Frazer, “Taboo,” p. 132. “He must not only be guarded, he
    must also be guarded against.”

  • S.

    70

    against rulers is already known to us; because
    they are the bearers of that mysterious and dan-
    gerous magic power which communicates itself
    by contact, like an electric charge, bringing death
    and destruction to any one not protected by a
    similar charge. All direct or indirect contact
    with this dangerous sacredness is therefore
    avoided, and where it cannot be avoided a cere-
    monial has been found to ward off the dreaded
    consequences. The Nubas in East Africa, for
    instance, believe that they must die if they enter
    the house of their priest-king, but that they
    escape this danger if, on entering, they bare the
    left shoulder and induce the king to touch it with
    his hand. Thus we have the remarkable case of
    the king’s touch becoming the healing and protec-
    tive measure against the very dangers that arise
    from contact with the king; but it is probably a
    question of the healing power of the intentional
    touching on the king’s part in contradistinction
    to the danger of touching him, in other words, of
    the opposition between passivity and activity
    towards the king.

    Where the healing power of the royal touch is
    concerned we do not have to look for examples
    among savages. In comparatively recent times
    the kings of England exercised this power upon
    scrofula, whence it was called “The King’s Evil.”
    Neither Queen Elizabeth nor any of her suc-
     

  • S.

    71

    cessors renounced this part of the royal preroga-
    tive. Charles I is said to have healed a hundred
    sufferers at one time, in the year 1633. Under
    his dissolute son Charles II, after the great
    English revolution had passed, royal healings of
    scrofula attained their greatest vogue.

    This king is said to have touched close to a
    hundred thousand victims of scrofula in the
    course of his reign. The crush of those seeking
    to be cured used to be so great that on one occa-
    sion six or seven patients suffered death by suffo-
    cation instead of being healed. The skeptical
    king of Orange, William III, who became king
    of England after the banishment of the Stuarts,
    refused to exercise the spell; on the one occasion
    when he consented to practice the touch, he did
    so with the words: “May God give you better
    health and more sense.”23

    The following account will bear witness to the
    terrible effect of touching by virtue of which a
    person, even though unintentionally, becomes
    active against his king or against what belongs to
    him. A chief of high rank and great holiness in
    New Zealand happened to leave the remains of
    his meal by the roadside. A young slave came
    along, a strong, healthy fellow, who saw what
    was left over and started to eat it. Hardly had
    he finished when a horrified spectator informed

    23Frazer, The Magic Art I, p. 368.

  • S.

    72

    him of his offense in eating the meal of the chief.
    The man had been a strong, brave, warrior, but
    as soon as he heard this he collapsed and was
    afflicted by terrible convulsions, from which he
    died towards sunset of the following day.24 A
    Maori woman ate a certain fruit and then learned
    that it came from a place on which there was a
    taboo. She cried out that the spirit of the chief
    whom she had thus offended would surely kill
    her. This incident occurred in the afternoon and
    on the next day at twelve o’clock she was dead.25
    The tinder box of a Maori chief once cost several
    persons their lives. The chief had lost it and
    those who found it used it to light their pipes.
    When they learned whose property the tinder
    box was they all died of fright.26

    It is hardly astonishing that the need was felt
    to isolate dangerous persons like chiefs and
    priests, by building a wall around them which
    made them inaccessible to others. We surmise
    that this wall, which originally was constructed
    out of taboo rules, still exists to-day in the form
    of court ceremony.

    But probably the greater part of this taboo of
    the rulers cannot be traced back to the need of

    24)“Old New Zealand,” by a Pakeha Maori (London, 1884), see
    Frazer, “Taboo,” p. 135.

    25)W. Brown, “New Zealand and Its Aborigines” (London,
    1845), Frazer, ibid.

    26)Frazer, l. c.

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    73

    THE AMBIVALENCE OF EMOTIONS

    guarding against them. The other point of view
    in the treatment of privileged persons, the need
    of guarding them from dangers with which they
    are threatened, has had a distinct share in the
    creation of taboo and therefore of the origin of
    court etiquette.

    The necessity of guarding the king from every
    conceivable danger arises from his great impor-
    tance for the weal and woe of his subjects.
    Strictly speaking, he is a person who regulates
    the course of the world; his people have to thank
    him not only for rain and sunshine, which allow
    the fruits of the earth to grow, but also for the
    wind which brings the ships to their shores and for
    the solid ground on which they set their feet.27

    These savage kings are endowed with a wealth
    of power and an ability to bestow happiness
    which only gods possess; certainly in later
    stages of civilization none but the most servile
    courtiers would play the hypocrite to the extent
    of crediting their sovereigns with the possession
    of attributes similar to these.

    It seems like an obvious contradiction that per-
    sons of such perfection of power should them-
    selves require the greatest care to guard them
    against threatening dangers, but this is not the
    only contradiction revealed in the treatment of
    royal persons on the part of savages. These

    27Frazer, “Taboo.” “The Burden of Royalty,” p. 7.

  • S.

    74

    races consider it necessary to watch over their
    kings to see that they use their powers in the right
    way; they are by no means sure of their good in-
    tentions or of their conscientiousness. A strain
    of mistrust is mingled with the motivation of the
    taboo rules for the king. “The idea that early
    ‘kingdoms are despotisms,” says Frazer,28 “in
    which the people exist only for the sovereign, is
    wholly inapplicable to the monarchies we are con-
    sidering. On the contrary, the sovereign in them
    exists only for his subjects; his life is only valu-
    able so long as he discharges the duties of his
    position by ordering the course of nature for his
    people’s benefit. So soon as he fails to do so,
    the care, the devotion, the religious homage which
    they had hitherto lavished on him cease and are
    changed into hatred and contempt; he is igno-
    miniously dismissed and may be thankful if he
    escapes with his life. Worshiped as a god one
    day, he is killed as a criminal the next. But in
    this changed behavior of the people there is noth-
    ing capricious or inconsistent. On the contrary,
    their conduct is quite consistent. If their king
    is their god he is, or should be, also their pre-
    server; and if he will not preserve them he must
    make room for another who will. So long, how-
    ever, as he answers their expectations, there is no
    limit to the care which they take of him, and which

    28 l. c., p. 7.

  • S.

    75

    they compel him to take of himself. A king of
    this sort lives hedged in by ceremonious etiquette,
    a network of prohibitions and observances, of
    which the intention is not to contribute to his dig-
    nity, much less to his comfort, but to restrain him
    from conduct which, by disturbing the harmony
    of nature, might involve himself, his people, and
    the universe in one common catastrophe. Far
    from adding to his comfort, these observances,
    by trammeling his every act, annihilate his free-
    dom and often render the very life, which it is
    their object to preserve, a burden and sorrow to
    him.”

    One of the most glaring examples of thus fet-
    tering and paralyzing a holy ruler through taboo
    ceremonial seems to have been reached in the life
    routine of the Mikado of Japan, as it existed in
    earlier centuries. A description which is now over
    two hundred years old 29 relates: “He thinks
    that it would be very prejudicial to his dignity
    and holiness to touch the ground with his feet;
    for this reason when he intends to go anywhere,
    he must be carried thither on men’s shoulders.
    Much less will they suffer that he should expose
    his sacred person to the open air, and the sun is
    not thought worthy to shine on his head. There
    is such a holiness ascribed to all the parts of his
    body that he dares to cut off neither his hair,

    29 Kaempfer, “History of Japan,” see in Frazer, l. c., p. 3.

  • S.

    76

    nor his beard, nor his nails. However, lest he
    should grow too dirty, they may clean him in the
    night when he is asleep; because they say that
    what is taken from his body at that time, hath
    been stolen from him, and that such a theft does
    not prejudice his holiness or dignity. In ancient
    times, he was obliged to sit on the throne for some
    hours every morning, with the imperial crown on
    his head; but to sit altogether like a statue with-
    out stirring either hands or feet, head or eyes, nor
    indeed any part of his body, because by this
    means, it was thought that he could preserve
    peace and tranquility in his empire; for if un-
    fortunately, he turned himself on one side or
    other, or if he looked a good while towards any
    part of his dominion, it was apprehended that
    war, famine, fire or some other great misfortune
    was near at hand to desolate the country.”

    Some of the taboos to which barbarian kings
    are subject vividly recall the restrictions placed
    on murderers. On Shark Point at Cape Padron
    in Lower Guinea (West Africa), a priest-king
    called Kukulu lives alone in a woods. He is not
    allowed to touch a woman or to leave his house
    and cannot even rise out of his chair, in which he
    must sleep in a sitting position. If he should lie
    down the wind would cease and shipping would
    be disturbed. It is his function to keep storms in
    check and, in general, to see to an even, healthy

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    77

    condition of the atmosphere.30 The more pow-
    erful a king of Loango is, says Bastian, the more
    taboos he must observe. The heir to the throne
    is also bound to them from childhood on; they
    accumulate about him while he is growing up, and
    by the time of his accession he is suffocated by
    them.

    Our interest in the matter does not require us
    to take up more space to describe more fully the
    taboos that cling to royal and priestly dignity.
    We merely add that restrictions as to freedom of
    movement and diet play the main rôle among
    them. But two examples of taboo ceremonial
    taken from civilized nations, and therefore from
    much higher stages of culture, will indicate to
    what an extent association with these privileged
    persons tends to preserve ancient customs.

    The Flamen Dialis, the high-
    priest of Jupiter
    in Rome, had to observe an extraordinarily large
    number of taboo rules. He was not allowed to
    ride, to see a horse or an armed man, to wear a
    ring that was not broken, to have a knot in his
    garments, to touch wheat flour or leaven, or even
    to mention by name a goat, a dog, raw meat,
    beans and ivy; his hair could only be cut by a free
    man and with a bronze knife, his hair combings
    and nail parings had to be buried under a lucky

    30Bastian, “The German Expedition to the Coast of Loango.”
    Jena 1874, cited by Frazer, l. c., p. 5.

  • S.

    78

    tree; he could not touch the dead, go into the
    open with bare head, and similar prohibitions.
    His wife, the Flaminica, also had her own pro-
    hibitions: she was not allowed to ascend more
    than three steps on a certain kind of stairs and
    on certain holidays she could not comb her hair;
    the leather for her shoes could not be taken from
    any animal that had died a natural death but only
    from one that had been slaughtered or sacrificed;
    when she heard thunder she was unclean until she
    had made an expiatory sacrifice.31

    The old kings of Ireland were subject to a
    series of very curious restrictions, the observance
    of which was expected to bring every blessing to
    the country while their violation entailed every
    form of evil. The complete description of these
    taboos is given in the Book of Rights, of which
    the oldest manuscript copies bear the dates 1390
    and 1418. The prohibitions are very detailed
    and concern certain activities at specified places
    and times; in some cities, for instance, the king
    cannot stay on a certain day of the week, while
    at some specified hour this or that river may not
    be crossed, or again there is a plane on which he
    cannot camp a full nine days, etc.32

    Among many savage races the severity of the
    taboo restrictions for the priest-kings has had re-
    sults of historic importance which are especially

    31Frazer, l. c., p. 13.

    32Frazer, l.c., p. 11.

  • S.

    79

    interesting from our point of view. The honor
    of being a priest-king ceased to be desirable; the
    person in line for the succession often used every
    means to escape it. Thus in Combodscha, where
    there is a fire and water king, it is often necessary
    to use force to compel the successor to accept the
    honor. On Nine or Savage Island, a coral
    island in the Pacific Ocean, monarchy actually
    came to an end because nobody was willing to un-
    dertake the responsible and dangerous office. In
    some parts of West Africa a general council is
    held after the death of the king to determine upon
    the successor. The man on whom the choice
    falls is seized, tied and kept in custody in the
    fetich house until he has declared himself willing
    to accept the crown. Sometimes the presump-
    tive successor to the throne finds ways and means
    to avoid the intended honor; thus it is related of
    a certain chief that he used to go armed day and
    night and resist by force every attempt to place
    him on the throne.33 Among the negroes of
    Sierra Leone the resistance against accepting the
    kingly honor was so great that most of the tribes
    were compelled to make strangers their kings.

    Frazer makes these conditions responsible for
    the fact that in the development of history a sep-
    aration of the original priest-kingship into a spir-

    33A. Bastian, “The German Expedition on the Coast of
    Lonago,” cited by Frazer, l. c., p. 18.

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    80

    itual and a secular power finally took place.
    Kings, crushed by the burden of their holiness,
    became incapable of exercising their power over
    real things and had to leave this to inferior but
    executive persons who were willing to renounce
    the honors of royal dignity. From these there
    grew up the secular rulers, while the spiritual
    over-
    lordship, which was now of no practical im-
    portance, was left to the former taboo kings. It
    is well known to what extent this hypothesis finds
    confirmation in the history of old Japan.

    A survey of the picture of the relations of
    primitive peoples to their rulers gives rise to the
    expectation that our advance from description
    to psychoanalytic understanding will not be
    difficult. These relations are of an involved
    nature and are not free from contradictions.
    Rulers are granted great privileges which are
    practically cancelled by taboo prohibitions in
    regard to other privileges. They are privileged
    persons, they can do or enjoy what is withheld
    from the rest through taboo. But in contrast
    to this freedom they are restricted by other taboos
    which do not affect the ordinary individual.
    Here, therefore, is the first contrast, which
    amounts almost to a contradiction, between an
    excess of freedom and an excess of restriction as
    applied to the same persons. They are credited
    with extraordinary magic powers and contact

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    81

    with their person or their property is therefore
    feared, while on the other hand the most bene-
    ficial effect is expected from these contacts.
    This seems to be a second and an especially glar-
    ing contradiction; but we have already learned
    that it is only apparent. The king’s touch, exer-
    cised by him with benevolent intention, heals and
    protects; it is only when a common man touches
    the king or his royal effects that the contact be-
    comes dangerous, and this is probably because
    the act may recall aggressive tendencies. An-
    other contradiction which is not so easily solved
    is expressed in the fact that great power over the
    processes of nature is ascribed to the ruler and
    yet the obligation is felt to guard him with espe-
    cial care against threatening dangers, as if his
    own power, which can do so much, were incapa-
    ble of accomplishing this. A further difficulty
    in the relation arises because there is no confi-
    dence that the ruler will use his tremendous
    power to the advantage of his subjects as well
    as for his own protection; he is therefore dis-
    trusted and surveillance over him is considered to
    be justified. The taboo etiquette, to which the
    life of the king is subject, simultaneously serves
    all these objects of exercising a tutelage over the
    king, of guarding him against dangers, and of
    guarding his subjects against danger which he
    brings to them.

  • S.

    82

    We are inclined to give the following explana-
    tion of the complicated and contradictory rela-
    tion of primitive peoples to their rulers.
    Through superstition as well as through other
    motives, various tendencies find expression in
    the treatment of kings, each of which is devel-
    oped to the extreme without regard to the others.
    As a result of this, contradictions arise at which
    the intellect of savages takes no more offense
    than a highly civilized person would, as long as
    it is only a question of religious matters or of
    “loyalty.”

    That would be so far so good; but the psycho-
    analytic technique may enable us to penetrate
    more deeply into the matter and to add some-
    thing about the nature of these various tenden-
    cies. If we subject the facts as stated to analy-
    sis, just as if they formed the symptoms of a
    neurosis, our first attention would be directed
    to the excess of anxious worry which is said to be
    the cause of the taboo ceremonial. The occur-
    rence of such excessive tenderness is very com-
    mon in the neurosis and especially in the
    compulsion neurosis upon which we are draw-
    ing primarily for our comparison. We now
    thoroughly understand the origin of this tender-
    ness. It occurs wherever, besides the predomi-
    nant tenderness, there exists a contrary but un-
    conscious stream of hostility, that is to say, wher-
     

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    83

    THE AMBIVALENCE OF EMOTIONS

    ever the typical case of an ambivalent affective
    attitude is realized. The hostility is then cried
    down by an excessive increase of tenderness
    which is expressed as anxiety and becomes com-
    pulsive because otherwise it would not suffice for
    its task of keeping the unconscious opposition
    in a state of repression. Every psychoanalyst
    knows how infallibly this anxious excess of ten-
    derness can be resolved even under the most im-
    probable circumstances, as for instance, when it
    appears between mother and child, or in the case
    of affectionate married people. Applied to the
    treatment of privileged persons this theory of an
    ambivalent feeling would reveal that their ven-
    eration, their very deification, is opposed in the
    unconscious by an intense hostile tendency, so
    that, as we had expected, the situation of an
    ambivalent feeling is here realized. The dis-
    trust which certainly seems to contribute to the
    motivation of the royal taboo, would be another
    direct manifestation of the same unconscious hos-
    tility. Indeed the ultimate issues of this con-
    flict show such a diversity among different races
    that we would not be at a loss for examples in
    which the proof of such hostility would be much
    easier. We learn from Frazer 34 that the savage
    Timmes of Sierra Leona reserve the right to ad-

    34l. c. p. 18. According to Zweifel et Monstier, “Voyage aux
    Sources du Niger,” 1880.

  • S.

    84

    minister a beating to their elected king on the
    evening before his coronation, and that they
    make use of this constitutional right with such
    thoroughness that the unhappy ruler sometimes
    does not long survive his accession to the throne;
    for this reason the leaders of the race have made
    it a rule to elect some man against whom they
    have a particular grudge. Nevertheless, even in
    such glaring cases the hostility is not acknowl-
    edged as such, but is expressed as if it were a
    ceremonial.

    Another trait in the attitude of primitive races
    towards their rulers recalls a mechanism which is
    universally present in mental disturbances, and
    is openly revealed in the so-called delusions of
    persecution. Here the importance of a particu-
    lar person is extraordinarily heightened and his
    omnipotence is raised to the improbable in order
    to make it easier to attribute to him the responsi-
    bility for everything painful which happens to
    the patient. Savages really do not act differ-
    ently towards their rulers when they ascribe to
    them power over rain and shine, wind and
    weather, and then dethrone or kill them because
    nature has disappointed their expectation of a
    good hunt or a ripe harvest. The prototype
    which the paranoiac reconstructs in his persecu-
    tion mania, is found in the relation of the child
    to its father. Such omnipotence is regularly at-

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    85

    tributed to the father in the imagination of the
    son, and distrust of the father has been shown
    to be intimately connected with the highest es-
    teem for him. When a paranoiac names a per-
    son of his acquaintance as his “persecutor,” he
    thereby elevates him to the paternal succession
    and brings him under conditions which enable him
    to make him responsible for all the misfortune
    which he experiences. Thus this second analogy
    between the savage and the neurotic may allow
    us to surmise how much in the relation of the sav-
    age to his ruler arises from the infantile attitude
    of the child to its father.

    But the strongest support for our point of
    view, which seeks to compare taboo prohibitions
    with neurotic symptoms, is to be found in the
    taboo ceremonial itself, the significance of which
    for the status of kinship has already been the sub-
    ject of our previous discussion. This ceremonial
    unmistakably reveals its double meaning and its
    origin from ambivalent tendencies if only we are
    willing to assume that the effects it produces are
    those which it intended from the very beginning.
    It not only distinguishes kings and elevates them
    above all ordinary mortals, but it also makes
    their life a torture and an unbearable burden and
    forces them into a thraldom which is far worse
    than that of their subjects. It would thus be
    the correct counterpart to the compulsive ac-

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    86

    tion of the neurosis, in which the suppressed im-
    pulse and the impulse which suppresses it meet
    in mutual and simultaneous satisfaction. The
    compulsive action is nominally a protection
    against the forbidden action; but we would say
    that actually it is a repetition of what is for-
    bidden. The word “nominally” is here applied
    to the conscious whereas the word “actually”
    applies to the unconscious instance of the psychic
    life. Thus also the taboo ceremonial of kings
    is nominally an expression of the highest venera-
    tion and a means of guarding them; actually it
    is the punishment for their elevation, the revenge
    which their subjects take upon them. The ex-
    periences which Cervantes makes Sancho Panza
    undergo as governor on his island have evidently
    made him recognize this interpretation of courtly
    ceremonial as the only correct one. It is very
    possible that this point would be corroborated if
    we could induce kings and rulers of to-day to
    express themselves on this point.

    Why the emotional attitude towards rulers
    should contain such a strong unconscious share of
    hostility is a very interesting problem which, how-
    ever, exceeds the scope of this book. We have
    already referred to the infantile father-complex;
    we may add that an investigation of the early
    history of kingship would bring the decisive ex-
    planations. Frazer has an impressive discus-
     

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    87

    sion of the theory that the first kings were
    strangers who, after a short reign, were destined
    to be sacrificed at solemn festivals as representa-
    tives of the deity; but Frazer himself does not
    consider his facts altogether convincing.35
    Christian myths are said to have been still in-
    fluenced by the after-effects of this evolution of
    kings.

    c) THE TABOO OF THE DEAD

    We know that the dead are mighty rulers: we
    may be surprised to learn that they are regarded
    as enemies.

    Among most primitive people the taboo of the
    dead displays, if we may keep to our infection
    analogy, a peculiar virulence. It manifests it-
    self in the first place, in the consequences which
    result from contact with the dead, and in the
    treatment of the mourners for the dead. Among
    the Maori any one who had touched a corpse or
    who had taken part in its interment, became ex-
    tremely unclean and was almost cut off from in-
    tercourse with his fellow beings; he was, as we
    say, boycotted. He could not enter a house, or
    approach persons or objects without infecting
    them with the same properties. He could not
    even touch his food with his own hands, which

    35Frazer, “The Magic Act and the Evolution of Kings,” 2 vols.,
    1911. (The Golden Bough.)

  • S.

    88

    were now unclean and therefore quite useless to
    him. His food was put on the ground and he
    had no alternative except to seize it as best he
    could, with his lips and teeth, while he held his
    hands behind on his back. Occasionally he could
    be fed by another person who helped him to his
    food with outstretched arms so as not to touch the
    unfortunate one himself, but this assistant was
    then in turn subjected to almost equally oppres-
    sive restrictions. Almost every village con-
    tained some altogether disreputable individual,
    ostracised by society, whose wretched existence
    depended upon people’s charity. This creature
    alone was allowed within arm’s length of a per-
    son who had fulfilled the last duty towards the
    deceased. But as soon as the period of segrega-
    tion was over and the person rendered unclean
    through the corpse could again mingle with his
    fellow-beings, all the dishes which he had used
    during the dangerous period were broken and all
    his clothing was thrown away.

    The taboo customs after bodily contact with
    the dead are the same all over Polynesia, in
    Melanesia, and in a part of Africa; their most
    constant feature is the prohibition against han-
    dling one’s food and the consequent necessity of
    being fed by somebody else. It is noteworthy
    that in Polynesia, or perhaps only in Hawaii,36

    36Frazer, “Taboo,” p. 138, etc.

  • S.

    89

    priest-kings were subject to the same restrictions
    during the exercise of holy functions. In the
    taboo of the dead on the Island of Tonga the
    abatement and gradual abolition of the prohibi-
    tions through the individual’s own taboo power
    are clearly shown. A person who touched the
    corpse of a dead chieftain was unclean for ten
    months; but if he was himself a chief, he was un-
    clean for only three, four, or five months, accord-
    ing to the rank of the deceased; if it was the
    corpse of the idolized head-chief even the greatest
    chiefs became taboo for ten months. These sav-
    ages are so certain that any one who violates these
    taboo rules must become seriously ill and die, that
    according to the opinion of an observer, they have
    never yet dared to convince themselves of the con-
    trary.37

    The taboo restrictions imposed upon persons
    whose contact with the dead is to be understood
    in the transferred sense, namely the mourning
    relatives such as widows and widowers, are es-
    sentially the same as those mentioned above, but
    they are of greater interest for the point we are
    trying to make. In the rules hitherto men-
    tioned we see only the typical expression of the
    virulence and power of diffusion of the taboo;
    in those about to be cited we catch a gleam of

    37W. Mariner, “The Natives of the Tonga Islands,” 1818, see
    Frazer, l. c., p. 140.

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    90

    the motives, including both the ostensible ones
    and those which may be regarded as the underly-
    ing and genuine motives.

    Among the Shuswap in British-Columbia wid-
    ows and widowers have to remain segregated dur-
    ing their period of mourning; they must not use
    their hands to touch the body or the head and
    all utensils used by them must not be used by
    any one else. No hunter will want to approach
    the hut in which such mourners live, for that
    would bring misfortune; if the shadow of one
    of the mourners should fall on him he would be-
    come ill. The mourners sleep on thorn bushes,
    with which they also surround their beds. This
    last precaution is meant to keep off the spirit
    of the deceased; plainer still is the reported
    custom of other North American tribes where
    the widow, after the death of her husband, has
    to wear a kind of trousers of dried grass in or-
    der to make herself inaccessible to the approach
    of the spirit. Thus it is quite obvious that touch-
    ing “in the transferred sense” is after all un-
    derstood only as bodily contact, since the spirit
    of the deceased does not leave his kin and does
    not desist from “hovering about them” during
    the period of mourning.

    Among the Agutainos, who live on Palawan,
    one of the Philippine Islands, a widow may not
    leave her hut for the first seven or eight days

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    91

    after her husband’s death, except at night, when
    she need not expect encounters. Whoever sees
    her is in danger of immediate death and there-
    fore she herself warns others of her approach by
    hitting the trees with a wooden stick with every
    step she takes; these trees all wither. Another
    observation explains the nature of the danger in-
    herent in a widow. In the district of Mekeo,
    British New Guinea, a widower forfeits all civil
    rights and lives like an outlaw. He may not tend
    a garden, or show himself in public, or enter the
    village or go on the street. He slinks about like
    an animal, in the high grass or in the bushes, and
    must hide in a thicket if he sees anybody, espe-
    cially a woman, approaching. This last hint
    makes it easy for us to trace back the danger of
    the widower or widow to the danger of tempta-
    tion. The husband who has lost his wife must
    evade the desire for a substitute; the widow has
    to contend with the same wish and beside this, she
    may arouse the desire of other men because she
    is without a master. Every such satisfaction
    through a substitute runs contrary to the inten-
    tion of mourning and would cause the anger of
    the spirit to flare up.38

    38The same patient whose “impossibilities” I have correlated
    with taboo, (see above, p. 47) acknowledged that she always
    became indignant when she met anybody on the street who was
    dressed in mourning. “Such people should be forbidden to go
    out!” she said.

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    92

    One of the most surprising, but at the same
    time one of the most instructive taboo customs
    of mourning among primitive races is the prohi-
    bition against pronouncing the name of the de-
    ceased. This is very widespread, and has been
    subjected to many modifications with important
    consequences.

    Aside from the Australians and the Polynes-
    ians, who usually show us taboo customs in their
    best state of preservation, we also find this pro-
    hibition among races so far apart and unrelated
    to each other as the Samojedes in Siberia and
    the Todas in South India, the Mongolians of
    Tartary and the Tuaregs of the Sahara, the Aino
    of Japan and the Akamba and Nandi in Central
    Africa, the Tinguanes in the Philippines and the
    inhabitants of the Nikobari Islands and of Mada-
    gascar and Borneo.39 Among some of these
    races the prohibition and its consequences hold
    good only for the period of mourning while in
    others it remains permanent; but in all cases it
    seems to diminish with the lapse of time after the
    death.

    The avoidance of the name of the deceased is
    as a rule kept up with extraordinary severity.
    Thus, among many South American tribes, it is
    considered the gravest insult to the survivors to
    pronounce the name of the deceased in their pres-

    39Frazer, l. c., p. 353.

  • S.

    93

    ence, and the penalty set for it is no less than
    that for the slaying itself.40 At first it is not easy
    to guess why the mention of the name should be
    so abominated, but the dangers associated with
    it have called into being a whole series of inter-
    esting and important expedients to avoid this.
    Thus the Masai in Africa have hit upon the eva-
    sion of changing the name of the deceased imme-
    diately upon his death; he may now be men-
    tioned without dread by this new name, while all
    the prohibitions remain attached to the old name.
    It seems to be assumed that the ghost does not
    know his new name and will not find it out. The
    Australian tribes on Adelaide and Encounter
    Bay are so consistently cautious that when a
    death occurs almost every person who has the
    same name as the deceased or a very similar one,
    exchanges it for another. Sometimes by a fur-
    ther extension of the same idea as seen among
    several tribes in Victoria and in North America
    all the relatives of the deceased change their
    names regardless of whether their names resemble
    the name of the deceased in sound. Among the
    Guaycuru in Paraguay the chief used to give
    new names to all the members of the tribe, on
    such sad occasions, which they then remembered
    as if they had always had them.41

    40Frazer, l. c., p. 352, etc.

    41Frazer, l. c., p. 357, according to an old Spanish observer,
    1732.

  • S.

    94

    Furthermore, if the deceased had the same
    name as an animal or object, etc. some of the
    races just enumerated thought it necessary to
    give these animals and objects new names, in
    order not to be reminded of the deceased when
    they mentioned them. Through this there must
    have resulted a never ceasing change of vocabul-
    ary, which caused a good deal of difficulty for
    the missionaries, especially where the interdiction
    upon a name was permanent. In the seven years
    which the missionary Dobrizhofer spent among
    the Abipons in Paraguay, the name for jaguar
    was changed three times and the words for croco
    dile, thorns and animal slaughter underwent a
    similar fate.42 But the dread of pronouncing a
    name which has belonged to a deceased person
    extends also to the mention of everything in
    which the deceased had any part, and a further
    important result of this process of suppression is
    that these races have no tradition or any histor-
    ical reminiscences, so that we encounter the great
    est difficulties in investigating their past history.
    Among a number of these primitive races com-
    pensating customs have also been established in
    order to re-awaken the names of the deceased
    after a long period of mourning; they are be-
    stowed upon children, who were regarded as re-
    incarnations of the dead.

    42 Frazer, l. c., p. 360.

  • S.

    95

    The strangeness of this taboo on names dimin-
    ishes if we bear in mind that the savage looks
    upon his name as an essential part and an impor-
    tant possession of his personality, and that he
    ascribes the full significance of things to words.
    Our children do the same, as I have shown else-
    where, and therefore they are never satisfied with
    accepting a meaningless verbal similarity, but
    consistently conclude that when two things have
    identical names a deeper correspondence between
    them must exist. Numerous peculiarities of
    normal behavior may lead civilized man to con-
    clude that he too is not yet as far removed as he
    thinks from attributing the importance of things
    to mere names and feeling that his name has be-
    come peculiarly identified with his person. This
    is corroborated by psychoanalytic experiences,
    where there is much occasion to point out the im-
    portance of names in unconscious thought activ-
    ity.43 As was to be expected, the compulsion
    neurotics behave just like savages in regard to
    names. They show the full “complex sensitive-
    ness” towards the utterance and hearing of spe-
    cial words (as do also other neurotics) and de-
    rive a good many, often serious, inhibitions from
    their treatment of their own name. One of these
    taboo patients, whom I knew, had adopted the
    avoidance of writing down her name for fear that

    43Stekel, Abraham.

  • S.

    96

    it might get into somebody’s hands who thus
    would come into possession of a piece of her per-
    sonality. In her frenzied faithfulness, which
    she needed to protect herself against the tempta-
    tions of her phantasy, she had created for herself
    the commandment, “not to give away anything
    of her personality.” To this belonged first of all
    her name, then by further application her hand-
    writing, so that she finally gave up writing.

    Thus it no longer seems strange to us that sav-
    ages should consider a dead person’s name as a
    part of his personality and that it should be sub-
    jected to the same taboo as the deceased. Call-
    ing a dead person by name can also be traced back
    to contact with him, so that we can turn our at-
    tention to the more inclusive problem of why this
    contact is visited with such a severe taboo.

    The nearest explanation would point to the
    natural horror which a corpse inspires, especially
    in view of the changes so soon noticeable after
    death. Mourning for a dead person must also
    be considered as a sufficient motive for everything
    which has reference to him. But horror of the
    corpse evidently does not cover all the details of
    taboo rules, and mourning can never explain to
    us why the mention of the dead is a severe insult
    to his survivors. On the contrary, mourning
    loves to preoccupy itself with the deceased, to
    elaborate his memory, and preserve it for

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    97

    THE AMBIVALENCE OF EMOTIONS

    the longest possible time. Something besides
    mourning must be made responsible for the pecu-
    liarities of taboo customs, something which evi-
    dently serves a different purpose. It is this very
    taboo on names which reveals this still unknown
    motive, and if the customs did not tell us about
    it we would find it out from the statements of
    the mourning savages themselves.

    For they do not conceal the fact that they fear
    the presence and the return of the spirit of a
    dead person; they practice a host of ceremonies
    to keep him off and banish him.44 They look
    upon the mention of his name as a conjuration
    which must result in his immediate presence.45
    They therefore consistently do everything to
    avoid conjuring and awakening a dead person.
    They disguise themselves in order that the spirit
    may not recognize them,46 they distort either his
    name or their own, and become infuriated when
    a ruthless stranger incites the spirit against his
    survivors by mentioning his name. We can
    hardly avoid the conclusion that they suffer, ac-
    cording to Wundt’s expression, from the fear
    of “his soul now turned into a demon.”47

    44) Frazer, l. c., p. 353, cites the Tuaregs of the Sahara as an
    example of such an acknowledgment.

    45) Perhaps this condition is to be added: as long as any part of
    his physical remains exist. Frazer, l. c., p. 372.

    46) “On the Nikobar Islands,” Frazer, l. c., p. 382.

    47) Wundt, “Religion and Myth,” Vol. II, p. 49.

  • S.

    98

    With this understanding we approach Wundt’s
    conception who, as we have heard, sees the nature
    of taboo in the fear of demons.

    The assumption which this theory makes,
    namely, that immediately after death the be-
    loved member of a family becomes a demon, from
    whom the survivors have nothing but hostility to
    expect, so that they must protect themselves by
    every means from his evil desires, is so peculiar
    that our first impulse is not to believe it. Yet
    almost all competent authors agree as to this in-
    terpretation of primitive races. Westermarck,48
    who, in my opinion, gives altogether too little
    consideration to taboo, makes this statement:
    “On the whole facts lead me to conclude that the
    dead are more frequently regarded as enemies
    than as friends and that Jevons and Grant Allen
    are wrong in their assertion that it was formerly
    believed that the malevolence of the dead was as
    a rule directed only against strangers, while they
    were paternally concerned about the life and

    48 “The Origin and Development of Moral Conceptions,” see sec-
    tion entitled “Attitude Towards the Dead,” Vol. II, p. 424. Both
    the notes and the text show an abundance of corroborating, and
    often very characteristic testimony, e. g., the Maori believed that
    “the nearest and most beloved relatives changed their nature after
    death and bore ill-will even to their former favorites.” The Aus-
    tral negroes believe that every dead person is for a long time
    malevolent; the closer the relationship the greater the fear. The
    Central Eskimos are dominated by the idea that the dead come to
    rest very late and that at first they are to be feared as mis-
    chievous spirits who frequently hover about the village to spread
    illness, death and other evils. (Boas.)

  • S.

    99

    welfare of their descendants and the members
    of their clan.”

    R. Kleinpaul has written an impressive book
    in which he makes use of the remnants of the old
    belief in souls among civilized races to show the
    relation between the living and the dead.49 Ac-
    cording to him too, this relation culminates in the
    conviction that the dead, thirsting for blood,
    draw the living after them. The living did not
    feel themselves safe from the persecutions of
    the dead until a body of water had been put
    between them. That is why it was preferred
    to bury the dead on islands or to bring them
    to the other side of a river, the expressions “here”
    and “beyond” originated in this way. Later
    moderation has restricted the malevolence of
    the dead to those categories where a peculiar
    right to feel rancor had to be admitted, such as
    the murdered who pursue their murderer as evil
    spirits, and those who, like brides, had died with
    their longings unsatisfied. Kleinpaul believes
    that originally, however, the dead were all vam-
    pires, who bore ill-will to the living, and strove
    to harm them and deprive them of life. It was
    the corpse that first furnished the conception of
    an evil spirit.

    The hypothesis that those whom we love best

    49R. Kleinpaul: “The Living and the Dead in Folklore, Re-
    ligion and Myth,” 1898.

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    100

    turn into demons after death obviously allows us
    to put a further question. What prompted
    primitive races to ascribe such a change of senti-
    ment to the beloved dead? Why did they make
    demons out of them? According to Wester-
    marck this question is easily answered.50 “As
    death is usually considered the worst calamity
    that can overtake man, it is believed that the
    deceased are very dissatisfied with their lot.
    Primitive races believe that death comes only
    through being slain, whether by violence or by
    magic, and this is considered already sufficient
    reason for the soul to be vindictive and irritable.
    The soul presumably envies the living and longs
    for the company of its former kin; we can there-
    fore understand that the soul should seek to kill
    them with diseases in order to be re-united with
    them. …

    “ … A further explanation of the malevo-
    lence ascribed to souls lies in the instinctive fear
    of them, which is itself the result of the fear of
    death.”

    Our study of psychoneurotic disturbances
    points to a more comprehensive explanation
    which includes that of Westermarck.

    When a wife loses her husband, or a daughter
    her mother, it not infrequently happens that the
    survivor is afflicted with tormenting scruples,

    50l. c., p. 426.

  • S.

    101

    called “obsessive reproaches” which raise the
    question whether she herself has not been guilty
    through carelessness or neglect, of the death of
    the beloved person. No recalling of the care
    with which she nursed the invalid, or direct refu-
    tation of the asserted guilt can put an end to
    the torture, which is the pathological expression
    of mourning and which in time slowly subsides.
    Psychoanalytic investigation of such cases has
    made us acquainted with the secret mainsprings
    of this affliction. We have ascertained that these
    obsessive reproaches are in a certain sense justi-
    fied and therefore are immune to refutation or
    objections. Not that the mourner has really
    been guilty of the death or that she has really
    been careless, as the obsessive reproach asserts;
    but still there was something in her, a wish of
    which she herself was unaware, which was not dis-
    pleased with the fact that death came, and which
    would have brought it about sooner had it been
    strong enough. The reproach now reacts
    against this unconscious wish after the death of
    the beloved person. Such hostility, hidden in
    the unconscious behind tender love, exists in al-
    most all cases of intensive emotional allegiance
    to a particular person, indeed it represents the
    classic case, the prototype of the ambivalence of
    human emotions. There is always more or less
    of this ambivalence in everybody’s disposition;

  • S.

    102

    normally it is not strong enough to give rise to
    the obsessive reproaches we have described.
    But where there is abundant predisposition for
    it, it manifests itself in the relation to those we
    love most, precisely where you would least ex-
    pect it. The disposition to compulsion neurosis,
    which we have so often taken for comparison with
    taboo problems, is distinguished by a particularly
    high degree of this original ambivalence of emo-
    tion.

    We now know how to explain the supposed
    demonism of recently departed souls and the
    necessity of being protected against their hostil-
    ity through taboo rules. By assuming a similar
    high degree of ambivalence in the emotional life
    of primitive races such as psychoanalysis ascribes
    to persons suffering from compulsion neurosis,
    it becomes comprehensible that the same kind of
    reaction against the hostility latent in the uncon-
    scious behind the obsessive reproaches of the
    neurotic should also be necessary here after the
    painful loss has occurred. But this hostility,
    which is painfully felt in the unconscious in the
    form of satisfaction with the demise, experiences
    a different fate in the case of primitive man: the
    defense against it is accomplished by displace-
    ment upon the object of hostility, namely the
    dead. We call this defense process, frequent
    both in normal and diseased psychic life, a pro--

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    103

    jection. The survivor will deny that he has ever
    entertained hostile impulses toward the beloved
    dead; but now the soul of the deceased enter-
    tains them and will try to give vent to them dur-
    ing the entire period of mourning. In spite of
    the successful defense through projection, the
    punitive and remorseful character of this emo-
    tional reaction manifests itself in being afraid,
    in self-imposed renunciations and in subjection
    to restrictions which are partly disguised as pro-
    tective measures against the hostile demon.
    Thus we find again that taboo has grown out of
    the soil of an ambivalent emotional attitude.
    The taboo of the dead also originates from the
    opposition between the conscious grief and the
    unconscious satisfaction at death. If this is the
    origin of the resentment of spirits it is self-evi-
    dent that just the nearest and formerly most be-
    loved survivors have to fear it most.
    As in neurotic symptoms, the taboo regulations
    also evince opposite feelings. Their restrictive
    character expresses mourning, while they also
    betray very clearly what they are trying to con-
    ceal, namely, the hostility towards the dead,
    which is now motivated as self-defense. We
    have learnt to understand part of the taboo regu-
    lations as temptation fears. A dead person is
    defenseless, which must act as an incitement to
    satisfy hostile desires entertained against him;

  • S.

    104

    this temptation has to be opposed by the prohi-
    bition.

    But Westermarck is right in not admitting any
    difference in the savage’s conception between
    those who have died by violence and those who
    have died a natural death. As will be shown
    later,51 in the unconscious mode of thinking even
    a natural death is perceived as murder; the per-
    son was killed by evil wishes. Any one inter-
    ested in the origin and meaning of dreams deal-
    ing with the death of dear relatives such as par-
    ents and brothers and sisters will find that the
    same feeling of ambivalence is responsible for the
    fact that the dreamer, the child, and the savage
    all have the same attitude towards the dead.52

    A little while ago we challenged Wundt’s con-
    ception, who explains the nature of taboo through
    the fear of demons, and yet we have just agreed
    with the explanation which traces back the taboo
    of the dead to a fear of the soul of the dead after
    it has turned into a demon. This seems like a
    contradiction, but it will not be difficult for us to
    explain it. It is true that we have accepted the
    idea of demons, but we know that this assump-
    tion is not something final which psychology can-
    not resolve into further elements. We have, as
    it were, exposed the demons by recognizing them

    51 Cf. Chap. III.

    52 Freud, “The Interpretation of Dreams.”

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    THE AMBIVALENCE OF EMOTIONS

    as mere projections of hostile feelings which the
    survivor entertains towards the dead.

    The double feeling–tenderness and hostility
    –against the deceased, which we consider well
    founded, endeavors to assert itself at the time
    of bereavement as mourning and satisfaction. A
    conflict must ensue between these contrary feel-
    ings and as one of them, namely the hostility, is
    altogether or for the greater part unconscious,
    the conflict cannot result in a conscious difference
    in the form of hostility or tenderness as, for in-
    stance, when we forgive an injury inflicted upon
    us by some one we love. The process usually ad-
    justs itself through a special psychic mechanism,
    which is designated in psychoanalysis as projec-
    tion. This unknown hostility, of which we are
    ignorant and of which we do not wish to know, is
    projected from our inner perception into the
    outer world and is thereby detached from our
    own person and attributed to the other. Not we,
    the survivors, rejoice because we are rid of the de-
    ceased, on the contrary, we mourn for him; but
    now, curiously enough, he has become an evil
    demon who would rejoice in our misfortune and
    who seeks our death. The survivors must now
    defend themselves against this evil enemy; they
    are freed from inner oppression, but they have
    only succeeded in exchanging it for an affliction
    from without.

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    106

    It is not to be denied that this process of pro-
    jection, which turns the dead into malevolent
    enemies, finds some support in the real hostilities
    of the dead which the survivors remember and
    with which they really can reproach the dead.
    These hostilities are harshness, the desire to dom-
    inate, injustice, and whatever else forms the back-
    ground of even the most tender relations between
    men. But the process cannot be so simple that
    this factor alone could explain the origin of
    demons by projection. The offenses of the dead
    certainly motivate in part the hostility of the sur-
    vivors, but they would have been ineffective if
    they had not given rise to this hostility and the
    occasion of death would surely be the least suit-
    able occasion for awakening the memory of the
    reproaches which justly could have been brought
    against the deceased. We cannot dispense with
    the unconscious hostility as the constant and
    really impelling motive. This hostile tendency
    towards those nearest and dearest could remain
    latent during their lifetime, that is to say, it could
    avoid betraying itself to consciousness either
    directly or indirectly through any substitutive
    formation. However, when the person who was
    simultaneously loved and hated died, this was no
    longer possible, and the conflict became acute.
    The mourning originating from the enhanced
    tenderness, became on the one hand more intol--

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    107

    erant of the latent hostility, while on the other
    hand it could not tolerate that the latter should
    not give origin to a feeling of pure gratification.
    Thus there came about the repression of the un-
    conscious hostility through projection, and the
    formation of the ceremonial in which fear of pun-
    ishment by demons finds expression. With the
    termination of the period of mourning, the con-
    flict also loses its acuteness so that the taboo of
    the dead can be abated or sink into oblivion.

    4

    Having thus explained the basis on which the
    very instructive taboo of the dead has grown up,
    we must not miss the opportunity of adding a few
    observations which may become important for the
    understanding of taboo in general.
    The projection of unconscious hostility upon
    demons in the taboo of the dead is only a single
    example from a whole series of processes to which
    we must grant the greatest influence in the form-
    ation of primitive psychic life. In the foregoing
    case the mechanism of projection is used to settle
    an emotional conflict; it serves the same purpose
    in a large number of psychic situations which lead
    to neuroses. But projection is not specially cre-
    ated for the purpose of defense, it also comes into
    being where there are no conflicts. The projec-
    tion of inner perceptions to the outside is a primi-

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    108

    tive mechanism which, for instance, also influ-
    ences our sense perceptions, so that it normally
    has the greatest share in shaping our outer world.
    Under conditions that have not yet been suf-
    ficiently determined even inner perceptions of
    ideational and emotional processes are projected
    outwardly, like sense perceptions, and are used
    to shape the outer world, whereas they ought to
    remain in the inner world. This is perhaps
    genetically connected with the fact that the func-
    tion of attention was originally directed not
    towards the inner world, but to the stimuli
    streaming in from the outer world, and only re-
    ceived reports of pleasure and pain from the
    endopsychic processes. Only with the develop-
    ment of the language of abstract thought
    through the association of sensory remnants of
    word representations with inner processes, did the
    latter gradually become capable of perception.
    Before this took place primitive man had devel-
    oped a picture of the outer world through the out-
    ward projection of inner perceptions, which we,
    with our reënforced conscious perception, must
    now translate back into psychology.

    The projection of their own evil impulses upon
    demons is only a part of what has become the
    world system (“Weltanschauung”) of primitive
    man which we shall discuss later as “animism.”
    We shall then have to ascertain the psychological

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    nature of such a system formation and the points
    of support which we shall find in the analysis
    of these system formations will again bring us
    face to face with the neurosis. For the present
    we merely wish to suggest that the “secondary
    elaboration” of the dream content is the proto-
    type of all these system formations.53 And let
    us not forget that beginning at the stage of sys-
    tem formation there are two origins for every act
    judged by consciousness, namely the systematic,
    and the real but unconscious origin.54
    Wundt55 remarks that “among the influences
    which myth everywhere ascribes to demons the
    evil ones preponderate, so that according to the
    religions of races evil demons are evidently older
    than good demons.” Now it is quite possible
    that the whole conception of demons was derived
    from the extremely important relation to the
    dead. In the further course of human develop-
    ment the ambivalence inherent in this relation
    then manifested itself by allowing two altogether
    contrary psychic formations to issue from the
    same root, namely, the fear of demons and of
    ghosts, and the reverence for ancestors.56 Noth-
     

    53Freud, “The Interpretation of Dreams.”

    54The projection creations of primitive man resemble the per
    sonifications through which the poet projects his warring impulses
    out of himself, as separated individuals.

    55“Myth and Religion,” p. 129.

    56In the psychoanalysis of neurotic persons who suffer, or have
    suffered, in their childhood from the fear of ghosts, it is often not

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    110

    ing testifies so much to the influence of mourning
    on the origin of belief in demons as the fact that
    demons were always taken to be the spirits of
    persons not long dead. Mourning has a very dis-
    tinct psychic task to perform, namely, to detach
    the memories and expectations of the survivors
    from the dead. When this work is accomplished
    the grief, and with it the remorse and reproach,
    lessens, and therefore also the fear of the demon.
    But the very spirits which at first were feared as
    demons now serve a friendlier purpose; they are
    revered as ancestors and appealed to for help in
    times of distress.

    If we survey the relation of survivors to the
    dead through the course of the ages, it is very evi-
    dent that the ambivalent feeling has extraordi-
    narily abated. We now find it easy to suppress
    whatever unconscious hostility towards the dead
    there may still exist without any special psychic
    effort on our part. Where formerly satisfied
    hate and painful tenderness struggled with each
    other, we now find piety, which appears like a
    cicatrice and demands: De mortuis nil nisi bene.
    Only neurotics still blur the mourning for the loss
    of their dear ones with attacks of compulsive re-

    difficult to expose these ghosts as the parents. Compare also in
    this connection the communication of P. Haeberlin, “Sexual
    Ghosts” (“Sexual Problems,” Feb., 1912), where it is a question
    of another erotically accentuated person, but where the father was
    dead,

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    111

    proaches which psychoanalysis reveals as the old
    ambivalent emotional feeling. How this change
    was brought about, and to what extent constitu-
    tional changes and real improvement of familiar
    relations share in causing the abatement of the
    ambivalent feeling, need not be discussed here.
    But this example would lead us to assume that
    the psychic impulses of primitive man possessed
    a higher degree of ambivalence than is found at
    present among civilized human beings. With
    the decline of this ambivalence the taboo, as the
    compromise symptom of the ambivalent conflict,
    also slowly disappeared. Neurotics who are
    compelled to reproduce this conflict, together with
    the taboo resulting from it, may be said to have
    brought with them an atavistic remnant in the
    form of an archaic constitution the compensation
    of which in the interest of cultural demands en-
    tails the most prodigious psychic efforts on their
    part.

    At this point we may recall the confusing in-
    formation which Wundt offered us about the
    double meaning of the word taboo, namely, holy
    and unclean. (See above.) It was supposed
    that originally the word taboo did not yet mean
    holy and unclean but signified something de-
    monic, something which may not be touched, thus
    emphasizing a characteristic common to both ex-
    tremes of the later conception; this persistent

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    112

    common trait proves, however, that an original
    correspondence existed between what was holy
    and what was unclean, which only later became
    differentiated.

    In contrast to this, our discussions readily show
    that the double meaning in question belonged to
    the word taboo from the very beginning and that
    it serves to designate a definite ambivalence as
    well as everything which has come into existence
    on the basis of this ambivalence. Taboo is itself
    an ambivalent word and by way of supplement,
    we may add that the established meaning of this
    word might of itself have allowed us to guess
    what we have found as the result of extensive in-
    vestigation, namely, that the taboo prohibition is
    to be explained as the result of an emotional
    ambivalence. A study of the oldest languages
    has taught us that at one time there were many
    such words which included their own contrasts
    so that they were in a certain sense ambivalent,
    though perhaps not exactly in the same sense as
    the word taboo.57 Slight vocal modifications of
    this primitive word containing two opposite
    meanings later served to create a separate lin-
    guistic expression for the two opposites originally
    united in one word.

    57Compare my article on Abel’s “Gegensinn des Urworte” in
    the “Jahrbuch für Psychoanalytische und Psychopathologische
    Forschungen,” Bd. II, 1910.

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    113

    THE AMBIVALENCE OF EMOTIONS

    The word taboo has had a different fate; with
    the diminished importance of the ambivalence
    which it connotes it has itself disappeared, or
    rather, the words analogous to it have vanished
    from the vocabulary. In a later connection I
    hope to be able to show that a tangible historic
    change is probably concealed behind the fate of
    this conception; that the word at first was asso-
    ciated with definite human relations which were
    characterized by great emotional ambivalence
    from which it expanded to other analogous re-
    lations.

    Unless we are mistaken, the understanding of
    taboo also throws light upon the nature and
    origin of conscience. Without stretching ideas
    we can speak of a taboo conscience and a taboo
    sense of guilt after the violation of a taboo.
    Taboo conscience is probably the oldest form in
    which we meet the phenomenon of conscience.

    For what is “conscience”? According to
    linguistic testimony it belongs to what we know
    most surely; in some languages its meaning is
    hardly to be distinguished from consciousness.

    Conscience is the inner perception of objections
    to definite wish impulses that exist in us; but the
    emphasis is put upon the fact that this rejection
    does not have to depend on anything else, that it
    is sure of itself. This becomes even plainer in
    the case of a guilty conscience, where we become

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    aware of the inner condemnation of such acts
    which realized some of our definite wish impulses.
    Confirmation seems superfluous here; whoever
    has a conscience must feel in himself the justifica-
    tion of the condemnation, and the reproach for
    the accomplished action. But this same charac-
    ter is evinced by the attitude of savages towards
    taboo. Taboo is a command of conscience, the
    violation of which causes a terrible sense of guilt
    which is as self-evident as its origin is unknown.58

    It is therefore probable that conscience also
    originates on the basis of an ambivalent feeling
    from quite definite human relations which contain
    this ambivalence. It probably originates under
    conditions which are in force both for taboo and
    the compulsion neurosis, that is, one component
    of the two contrasting feelings is unconscious and
    is kept repressed by the compulsive domination
    of the other component. This is confirmed by
    many things which we have learned from our
    analysis of neuroses. In the first place the char
    acter of compulsion neurotics shows a predomi
    nant trait of painful conscientiousness which is a
    symptom of reaction against the temptation

    58It is an interesting parallel that the sense of guilt resulting
    from the violation of a taboo is in no way diminished if the viola-
    tion took place unwittingly (see examples above), and that even in
    the Greek myth the guilt of Oedipus is not cancelled by the fact
    that it was incurred without his knowledge and will and even
    against them.

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    THE AMBIVALENCE OF EMOTIONS

    which lurks in the unconscious, and which de-
    velops into the highest degrees of guilty con-
    science as their illness grows worse. Indeed, one
    may venture the assertion that if the origin of
    guilty conscience could not be discovered through
    compulsion neurotic patients, there would be no
    prospect of ever discovering it. This task is suc-
    cessfully solved in the case of the individual neu-
    rotic, and we are confident of finding a similar so-
    lution in the case of races.

    In the second place we cannot help noticing
    that the sense of guilt contains much of the nature
    of anxiety; without hesitation it may be described
    as “conscience phobia.” But fear points to un-
    conscious sources; The psychology of the neu-
    roses taught us that when wish feelings undergo
    repression their libido becomes transformed into
    anxiety. In addition we must bear in mind that
    the sense of guilt also contains something un-
    known and unconscious, namely the motivation
    for the rejection. The character of anxiety in
    the sense of guilt corresponds to this unknown
    quantity.

    If taboo expresses itself mainly in prohibitions
    it may well be considered self-evident, without
    remote proof from the analogy with neurosis
    that it is based on a positive, desireful impulse.
    For what nobody desires to do does not have to
    be forbidden, and certainly whatever is expressly

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    forbidden must be an object of desire. If we
    applied this plausible theory to primitive races
    we would have to conclude that among their
    strongest temptations were desires to kill their
    kings and priests, to commit incest, to abuse their
    dead and the like. That is not very prob-
    able. And if we should apply the same theory to
    those cases in which we ourselves seem to hear the
    voice of conscience most clearly we would arouse
    the greatest contradiction. For there we would
    assert with the utmost certainty that we did not
    feel the slightest temptation to violate any of
    these commandments, as for example, the com-
    mandment: Thou shalt not kill, and that we felt
    nothing but repugnance at the very idea.

    But if we grant the testimony of our conscience
    the importance it claims, then the prohibition–
    the taboo as well as our moral prohibitions–be-
    comes superfluous, while the existence of a con-
    science, in turn, remains unexplained and the con-
    nection between conscience, taboo and neurosis
    disappears. The net result of this would then
    be our present state of understanding unless we
    view the problem psychoanalytically.

    But if we take into account the following re-
    sults of psychoanalysis, our understanding of the
    problem is greatly advanced. The analysis of
    dreams of normal individuals has shown that our
    own temptation to kill others is stronger and more

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    117

    frequent than we had suspected and that it pro-
    duces psychic effects even where it does not reveal
    itself to our consciousness. And when we have
    learnt that the obsessive rules of certain neurotics
    are nothing but measures of self-reassurance and
    self-punishment erected against the reënforced
    impulse to commit murder, we can return with
    fresh appreciation to our previous hypothesis that
    every prohibition must conceal a desire. We can
    then assume that this desire to murder actually
    exists and that the taboo as well as the moral pro-
    hibition are psychologically by no means super-
    fluous but are, on the contrary, explained and
    justified through our ambivalent attitude towards
    the impulse to slay.

    The nature of this ambivalent relation so often
    emphasized as fundamental, namely, that the
    positive underlying desire is unconscious, opens
    the possibility of showing further connections and
    explaining further problems. The psychic
    processes in the unconscious are not entirely iden-
    tical with those known to us from our conscious
    psychic life, but have the benefit of certain notable
    liberties of which the latter are deprived. An
    unconscious impulse need not have originated
    where we find it expressed, it can spring from an
    entirely different place and may originally have
    referred to other persons and relations, but
    through the mechanism of displacement, it

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    118

    reaches the point where it comes to our notice.
    Thanks to the indestructibility of unconscious
    processes and their inaccessibility to correction,
    the impulse may be saved over from earlier times
    to which it was adapted to later periods and con-
    ditions in which its manifestations must neces-
    sarily seem foreign. These are all only hints, but
    a careful elaboration of them would show how
    important they may become for the understand-
    ing of the development of civilization.

    In closing these discussions we do not want to
    neglect to make an observation that will be of use
    for later investigations. Even if we insist upon
    the essential similarity between taboo and moral
    prohibitions we do not dispute that a psycholog-
    ical difference must exist between them. A
    change in the relations of the fundamental am-
    bivalence can be the only reason why the prohi-
    bition no longer appears in the form of a taboo.

    In the analytical consideration of taboo phe-
    nomena we have hitherto allowed ourselves to be
    guided by their demonstrable agreements with
    compulsion neurosis; but as taboo is not a neuro-
    sis but a social creation we are also confronted
    with the task of showing wherein lies the essential
    difference between the neurosis and a product of
    culture like the taboo.

    Here again I will take a single fact as my start-
    ing point. Primitive races fear a punishment for

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    119

    the violation of a taboo, usually a serious disease
    or death. This punishment threatens only him
    who has been guilty of the violation. It is differ-
    ent with the compulsion neurosis. If the patient
    wants to do something that is forbidden to him
    he does not fear punishment for himself, but for
    another person. This person is usually indefi-
    nite, but, by means of analysis, is easily recog-
    nized as some one very near and dear to the pa-
    tient. The neurotic therefore acts as if he were
    altruistic, while primitive man seems egotistical.
    Only if retribution fails to overtake the taboo vio-
    lator spontaneously does a collective feeling
    awaken among savages that they are all threat-
    ened through the sacrilege, and they hasten to in-
    flict the omitted punishment themselves. It is
    easy for us to explain the mechanism of this
    solidarity. It is a question of fear of the con-
    tagious example, the temptation to imitate, that is
    to say, of the capacity of the taboo to infect. If
    some one has succeeded in satisfying the repressed
    desire, the same desire must manifest itself in all
    his companions; hence, in order to keep down this
    temptation, this envied individual must be de-
    spoiled of the fruit of his daring. Not infre-
    quently the punishment gives the executors them-
    selves an opportunity to commit the same sacri-
    legious act by justifying it as an expiation. This
    is really one of the fundamentals of the human

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    120

    code of punishment which rightly presumes the
    same forbidden impulses in the criminal and in
    the members of society who avenge his offense.
    Psychoanalysis here confirms what the pious
    were wont to say, that we are all miserable sin-
    ners. How then shall we explain the unexpected
    nobility of the neurosis which fears nothing for
    itself and everything for the beloved person?
    Psychoanalytic investigation shows that this no-
    bility is not primary. Originally, that is to say
    at the beginning of the disease, the threat of pun-
    ishment pertained to one’s own person; in every
    case the fear was for one’s own life; the fear of
    death being only later displaced upon another
    beloved person. The process is somewhat com-
    plicated but we have a complete grasp of it. An
    evil impulse—a death wish—towards the beloved
    person is always at the basis of the formation of
    a prohibition. This is repressed through a pro-
    hibition, and the prohibition is connected with a
    certain act which by displacement usually substi-
    tutes the hostile for the beloved person, and the
    execution of this act is threatened with the pen-
    alty of death. But the process goes further and
    the original wish for the death of the beloved
    other person is then replaced by fear for his death.
    The tender altruistic trait of the neurosis there-
    fore merely compensates for the opposite attitude
    of brutal egotism which is at the basis of it. If

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    we designate as social those emotional impulses
    which are determined through regard for another
    person who is not taken as a sexual object, we can
    emphasize the withdrawal of these social factors
    as an essential feature of the neurosis, which is
    later disguised through over-
    compensation.

    Without lingering over the origin of these
    social impulses and their relation to other funda-
    mental impulses of man, we will bring out the sec-
    ond main characteristic of the neurosis by means
    of another example. The form in which taboo
    manifests itself has the greatest similarity to the
    touching phobia of neurotics, the Délire de
    toucher. As a matter of fact this neurosis is reg-
    ularly concerned with the prohibition of sexual
    touching and psychoanalysis has quite generally
    shown that the motive power which is deflected
    and displaced in the neurosis is of sexual origin.
    In taboo the forbidden contact has evidently not
    only sexual significance but rather the more gen-
    eral one of attack, of acquisition and of personal
    assertion. If it is prohibited to touch the chief
    or something that was in contact with him it
    means that an inhibition should be imposed upon
    the same impulse which on other occasions ex-
    presses itself in suspicious surveillance of the
    chief and even in physical ill-treatment of him
    before his coronation. (See above.) Thus the
    preponderance of sexual components of the im-
     

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    122

    TOTEM AND TABOO

    pulse over the social components is the determin-
    ing factor of the neurosis. But the social im-
    pulses themselves came into being through the
    union of egotistical and erotic components into
    special entities.

    From this single example of a comparison be-
    tween taboo and compulsion neurosis it is already
    possible to guess the relation between individual
    forms of the neurosis and the creations of culture,
    and in what respect the study of the psychology
    of the neurosis is important for the understanding
    of the development of culture.

    In one way the neuroses show a striking and
    far-reaching correspondence with the great social
    productions of art, religion and philosophy, while
    again they seem like distortions of them. We
    may say that hysteria is a caricature of an artistic
    creation, a compulsion neurosis, a caricature of a
    religion, and a paranoic delusion a caricature of a
    philosophic system. In the last analysis this
    deviation goes back to the fact that the neuroses
    are asocial formations; they seek to accomplish by
    private means what arose in society through col-
    lective labor. In analyzing the impulse of the
    neuroses one learns that motive powers of sexual
    origin exercise the determining influence in them,
    while the corresponding cultural creations rest
    upon social impulses and on such as have issued
    from the combination of egotistical and sexual

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    123

    components. It seems that the sexual need is not
    capable of uniting men in the same way as the
    demands of self preservation; sexual satisfaction
    is in the first place the private concern of the
    individual.

    Genetically the asocial nature of the neurosis
    springs from its original tendency to flee from a
    dissatisfying reality to a more pleasurable world
    of phantasy. This real world which neurotics
    shun is dominated by the society of human beings
    and by the institutions created by them; the
    estrangement from reality is at the same time a
    withdrawal from human companionship.