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    CHAPTER III

    ANIMISM, MAGIC AND THE OMNIPOTENCE OF
    THOUGHT

    1

    It is a necessary defect of studies which seek
    to apply the point of view of psychoanalysis to
    the mental sciences that they cannot do justice to
    either subject. They therefore confine them-
    selves to the rôle of incentives and make sugges-
    tions to the expert which he should take into con-
    sideration in his work. This defect will make
    itself felt most strongly in an essay such as this
    which tries to treat of the enormous sphere called
    animism.1

    Animism in the narrower sense is the theory of
    psychic concepts and in the wider sense, of spir-
    itual beings in general. Animatism, the anima-
    tion theory of seemingly inanimate nature, is a
    further subdivision which also includes animatism

    1The necessary crowding of the material also compels us to dis-
    pense with a thorough bibliography. Instead of this the reader is
    referred to the well-known works of Herbert Spencer, J. G. Fra-
    zer, A. Lang, E. B. Tylor and W. Wundt, from which all the
    statements concerning animism and magic are taken. The inde-
    pendence of the author can manifest itself only in the choice of
    the material and of opinions.

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    and animism. The name animism, formerly ap-
    plied to a definite philosophic system, seems to
    have acquired its present meaning through E. B.
    Tylor.2

    What led to the formulation of these names is
    the insight into the very remarkable conceptions
    of nature and the world of those primitive races
    known to us from history and from our own
    times. These races populate the world with a
    multitude of spiritual beings which are benevolent
    or malevolent to them, and attribute the causation
    of natural processes to these spirits and demons;
    they also consider that not only animals and
    plants, but inanimate things as well are animated
    by them. A third and perhaps the most impor-
    tant part of this primitive “nature philosophy”
    seems far less striking to us because we ourselves
    are not yet far enough removed from it, though
    we have greatly limited the existence of spirits
    and to-day explain the processes of nature by the
    assumption of impersonal physical forces. For
    primitive people believe in a similar “animation”
    of human individuals as well. Human beings
    have souls which can leave their habitation and
    enter into other beings; these souls are the bearers
    of spiritual activities and are, to a certain extent,
    independent of the “bodies.” Originally souls

    2E. B. Tylor, “Primitive Culture,” Vol. I, p. 425, fourth ed.,
    1903. W. Wundt, “Myth and Religion,” Vol. II, p. 173, 1906.

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    were thought of as being very similar to individ-
    uals; only in the course of a long evolution did
    they lose their material character and attain a
    high degree of “spiritualization.”3

    Most authors incline to the assumption that
    these soul conceptions are the original nucleus
    of the animistic system, that spirits merely corre-
    spond to souls that have become independent, and
    that the souls of animals, plants and things were
    formed after the analogy of human souls.

    How did primitive people come to the pecul-
    iarly dualistic fundamental conceptions on which
    this animistic system rests? Through the obser-
    vation, it is thought, of the phenomena of sleep
    (with dreams) and death which resemble
    sleep, and through the effort to explain these
    conditions, which affect each individual so inti-
    mately. Above all, the problem of death must
    have become the starting point of the formation
    of the theory. To primitive man the continua-
    tion of life–immortality–would be self-evident.
    The conception of death is something accepted
    later, and only with hesitation, for even to us it is
    still devoid of content and unrealizable. Very
    likely discussions have taken place over the part
    which may have been played by other observa-
    tions and experiences in the formation of the
    fundamental animistic conceptions such as dream

    3Wundt l. c., Chapter IV, “Die Seelenvorstellungen.”

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    imagery, shadows and reflections, but these have
    led to no conclusion.4

    If primitive man reacted to the phenomena that
    stimulated his reflection with the formation of
    conceptions of the soul, and then transferred
    these to objects of the outer world, his attitude
    will be judged to be quite natural and in no way
    mysterious. In view of the fact that animistic
    conceptions have been shown to be similar among
    the most varied races and in all periods, Wundt
    states that these “are the necessary psychological
    product of the myth forming consciousness, and
    primitive animism may be looked upon as the
    spiritual expression of man’s natural state in so
    far as this is at all accessible to our observation.”5
    Hume has already justified the animation of the
    inanimate in his “Natural History of Religions,”
    where he said: “There is a universal tendency
    among mankind to conceive all beings like them-
    selves and to transfer to every object those qual-
    ities with which they are familiarly acquainted
    and of which they are intimately conscious.”6

    Animism is a system of thought, it gives not
    only the explanation of a single phenomenon, but
    makes it possible to comprehend the totality of

    4Compare, besides Wundt and H. Spencer and the instructive
    article in the “Encyclopedia Britannica,” 1911 (Animism,
    Mythology, and so forth).

    5I. c., p. 154.

    6See Tylor, “Primitive Culture,” Vol. I, p. 477.

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    the world from one point, as a continuity. Writ-
    ers maintain that in the course of time three such
    systems of thought, three great world systems
    came into being: the animistic (mythological),
    the religious, and the scientific. Of these ani-
    mism, the first system is perhaps the most con-
    sistent and the most exhaustive, and the one which
    explains the nature of the world in its entirety.
    This first world system of mankind is now a psy-
    chological theory. It would go beyond our
    scope to show how much of it can still be demon-
    strated in the life of to-day, either as a worth-
    less survival in the form of superstition, or in living
    form, as the foundation of our language, our
    belief, and our philosophy.

    It is in reference to the successive stages of
    these three world systems that we say that anim-
    ism in itself was not yet a religion but contained
    the prerequisites from which religions were later
    formed. It is also evident that myths are based
    upon animistic foundations, but the detailed rela-
    tion of myths to animism seem unexplained in
    some essential points.

    2

    Our psychoanalytic work will begin at a differ-
    ent point. It must not be assumed that mankind
    came to create its first world system through a
    purely speculative thirst for knowledge. The

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    practical need of mastering the world must have
    contributed to this effort. We are therefore not
    astonished to learn that something else went hand
    in hand with the animistic system, namely the
    elaboration of directions for making oneself mas-
    ter of men, animals and things, as well as of their
    spirits. S. Reinach7 wants to call these direc-
    tions, which are known under the names of
    “sorcery and magic,” the strategy of animism;
    With Mauss and Hubert, I should prefer to com-
    pare them to a technique.8

    Can the conceptions of sorcery and magic be
    separated? It can be done if we are willing on
    our own authority to put ourselves above the
    vagaries of linguistic usage. Then sorcery is
    essentially the art of influencing spirits by treat-
    ing them like people under the same circum-
    stances, that is to say by appeasing them, recon-
    ciling them, making them more favorably dis-
    posed to one, by intimidating them, by depriving
    them of their power and by making them subject
    to one’s will; all that is accomplished through the
    same methods that have been found effective with
    living people. Magic, however, is something
    else; it does not essentially concern itself with
    spirits, and uses special means, not the ordinary

    7“Cultes, Mythes et Religions,” T. II, Introduction, p. XV,
    1909.

    8“Année Sociologique,” Seventh Vol., 1904.

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    psychological method. We can easily guess that
    magic is the earlier and the more important part
    of animistic technique, for among the means with
    which spirits are to be treated there are also found
    the magic kind,9 and magic is also applied where
    spiritualization of nature has not yet, as it seems
    to us, been accomplished.

    Magic must serve the most varied purposes.
    It must subject the processes of nature to the will
    of man, protect the individual against enemies
    and dangers, and give him the power to injure
    his enemies. But the principles on whose as-
    sumptions the magic activity is based, or rather
    the principle of magic, is so evident that it was
    recognized by all authors. If we may take the
    opinion of E. B. Tylor at its face value it can be
    most tersely expressed in his words: “mistaking
    an ideal connection for a real one.” We shall
    explain this characteristic in the case of two
    groups of magic acts.

    One of the most widespread magic procedures
    for injuring an enemy consists of making an
    effigy of him out of any kind of material. The
    likeness counts for little, in fact any object may
    be “named” as his image. Whatever is subse-
    quently done to this image will also happen to

    9To frighten away a ghost with noise and cries is a form of
    pure sorcery; to force him to do something by taking his name is
    to employ magic against him.

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    the hated prototype; thus if the effigy has been
    injured in any place he will be afflicted by a dis-
    ease in the corresponding part of the body. This
    same magic technique, instead of being used for
    private enmity can also be employed for pious
    purposes and can thus be used to aid the gods
    against evil demons. I quote Frazer:10 “Ev-
    ery night when the sun-god Ra in ancient Egypt
    sank to his home in the glowing west he was
    assailed by hosts of demons under the leadership
    of the archfiend Apepi. All night long he fought
    them, and sometimes by day the powers of dark-
    ness sent up clouds even into the blue Egyptian
    sky to obscure his light and weaken his power.
    To aid the sun-god in this daily struggle, a cere-
    mony was daily performed in his temple at
    Thebes. A figure of his foe Apepi, represented
    as a crocodile with a hideous face or a serpent
    with many coils, was made of wax, and on it the
    demon’s name was written in green ink. Wrapt
    in a papyrus case, on which another likeness of
    Apepi had been drawn in green ink, the figure
    was then tied up with black hair, spat upon,
    hacked with a stone knife and cast on the ground.
    There the priest trod on it with his left foot again
    and again, and then burned it in a fire made of a
    certain plant or grass. When Apepi himself had
    thus been effectively disposed of, waxen effigies

    10 “The Magic Art,” II, p. 67.

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    of each of his principal demons, and of their
    fathers, mothers, and children, were made and
    burnt in the same way. The service, accom-
    panied by the recitation of certain prescribed
    spells, was repeated not merely morning, noon
    and night, but whenever a storm was raging or
    heavy rain had set in, or black clouds were steal-
    ing across the sky to hide the sun’s bright disk.
    The fiends of darkness, clouds and rain, felt the
    injury inflicted on their images as if it had been
    done to themselves; they passed away, at least for
    a time, and the beneficent sun-god shone out tri-
    umphant once more.”11

    There is a great mass of magic actions which
    show a similar motivation but I shall lay stress
    upon only two, which have always played a great
    rôle among primitive races and which have been
    partly preserved in the myths and cults of higher
    stages of evolution: the art of causing rain and
    fruitfulness by magic. Rain is produced by
    magic means, by imitating it, and perhaps also
    by imitating the clouds and storm which produce
    it. It looks as if they wanted to “play rain.”
    The Ainos of Japan, for instance, make rain by

    11The Biblical prohibition against making an image of anything
    living hardly sprang from any fundamental rejection of plastic
    art, but was probably meant to deprive magic, which the Hebraic
    religion proscribed, of one of its instruments. Frazer, l. c., p. 87,
    note.

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    pouring out water through a big sieve, while
    others fit out a big bowl with sails and oars as
    if it were a ship, which is then dragged about
    the village and gardens. But the fruitfulness of
    the soil was assured by magic means by showing
    it the spectacle of human sexual intercourse. To
    cite one out of many examples; in some part of
    Java, the peasants used to go out into the fields
    at night for sexual intercourse when the rice
    was about to blossom in order to stimulate the
    rice to fruitfulness through their example.12 At
    the same time it was feared that proscribed in-
    cestuous relationships would stimulate the soil
    to grow weeds and render it unfruitful.13

    Certain negative rules, that is to say magic
    precautions, must be put into this first group.
    If some of the inhabitants of a Dayak village had
    set out on a hunt for wild-boars, those remaining
    behind were in the meantime not permitted to
    touch either oil or water with their hands, as such
    acts would soften the hunters’ fingers and would
    let the quarry slip through their hands.14 Or
    when a Gilyak hunter was pursuing game in the
    woods, his children were forbidden to make draw-
    ings on wood or in the sand, as the paths in the

    12“The Magic Art,” II, p. 98.

    13An echo of this is to be found in the “Oedipus Rex” of
    Sophocles.

    14“The Magic Art,” p. 120.

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    thick woods might become as intertwined as the
    lines of the drawing, and the hunter would not
    find his way home.15

    The fact that in these as in a great many other
    examples of magic influence, distance plays no
    part, telepathy is taken as a matter of course—
    will cause us no difficulties in grasping the pecul-
    iarity of magic.

    There is no doubt about what is considered the
    effective force in all these examples. It is the
    similarity between the performed action and the
    expected happening. Frazer therefore calls this
    kind of magic imitative or homeopathic. If I
    want it to rain I only have to produce something
    that looks like rain or recalls rain. In a later
    phase of cultural development, instead of these
    magic conjurations of rain, processions are ar-
    ranged to a house of god, in order to supplicate
    the saint who dwells there to send rain. Finally
    also this religious technique will be given up and
    instead an effort will be made to find out what
    would influence the atmosphere to produce rain.

    In another group of magic actions the prin-
    ciple of similarity is no longer involved, but in its
    stead there is another principle the nature of
    which is well brought out in the following exam-
    ples.

    Another method may be used to injure an

    15l. c., p. 122.

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    THE OMNIPOTENCE OF THOUGHT

    enemy. You possess yourself of his hair, his
    nails, anything that he has discarded, or even a
    part of his clothing, and do something hostile
    to these things. This is just as effective as if
    you had dominated the person himself, and any-
    thing that you do to the things that belong to
    him must happen to him too. According to the
    conception of primitive men a name is an essen-
    tial part of a personality; if therefore you know
    the name of a person or a spirit you have ac-
    quired a certain power over its bearer. This
    explains the remarkable precautions and restric-
    tions in the use of names which we have touched
    upon in the essay on taboo.16 In these examples
    similarity is evidently replaced by relationship.

    The cannibalism of primitive races derives its
    more sublime motivation in a similar manner.
    By absorbing parts of the body of a person
    through the act of eating we also come to possess
    the properties which belonged to that person.
    From this there follow precautions and restric-
    tions as to diet under special circumstances.

    Thus a pregnant woman will avoid eating the
    meat of certain animals because their undesir-
    able properties, for example, cowardice, might
    thus be transferred to the child she is nourishing.
    It makes no difference to the magic influence
    whether the connection is already abolished or

    16See preceding chapter, p. 92.

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    whether it had consisted of only one very im-
    portant contact. Thus, for instance, the belief
    in a magic bond which links the fate of a wound
    with the weapon which caused it can be followed
    unchanged through thousands of years. If a
    Melanesian gets possession of the bow by which
    he was wounded he will carefully keep it in a cool
    place in order thus to keep down the inflamma-
    tion of the wound. But if the bow has remained
    in the possession of the enemy it will certainly be
    kept in close proximity to a fire in order that
    the wound may burn and become thoroughly
    inflamed. Pliny, in his Natural History
    XXVIII, advises spitting on the hand which
    has caused the injury if one regrets having in-
    jured some one; the pain of the injured person
    will then immediately be eased. Francis Bacon,
    in his Natural History, mentions the generally
    accredited belief that putting a salve on the
    weapon which has made a wound will cause this
    wound to heal of itself. It is said that even to-
    day English peasants follow this prescription,
    and that if they have cut themselves with a scythe
    they will from that moment on carefully keep the
    instrument clean in order that the wound may
    not fester. In June, 1902, a local English
    weekly reported that a woman called Matilde
    Henry of Norwich accidentally ran an iron nail
    into the sole of her foot. Without having the

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    wound examined or even taking off her stocking
    she bade her daughter to oil the nail thoroughly,
    in the expectation that then nothing could hap-
    pen to her. She died a few days later of
    tetanus 17 in consequence of postponed antisepsis.
    The examples from this last group illustrate
    Frazer’s distinction between contagious magic
    and imitative magic. What is considered as
    effective in these examples is no longer the simi-
    larity, but the association in space, the contiguity,
    or at least the imagined contiguity, or the mem-
    ory of its existence. But since similarity and
    contiguity are the two essential principles of the
    processes of association of ideas, it must be con-
    cluded that the dominance of associations of ideas
    really explains all the madness of the rules of
    magic. We can see how true Tylor’s quoted
    characteristic of magic: “mistaking an ideal con-
    nection for a real one,” proves to be. The same
    may be said of Frazer’s idea, who has expressed
    it in almost the same terms: “men mistook the
    order of their ideas for the order of nature, and
    hence imagined that the control which they have,
    or seem to have, over their thoughts, permitted
    them to have a corresponding control over
    things.” 18

    It will at first seem strange that this illuminat-

    17Frazer, “The Magic Art,” p. 201–203.

    18 “The Magic Art,” p. 420.

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    ing explanation of magic could have been re-
    jected by some authors ‘as unsatisfactory.19
    But on closer consideration we must sustain the
    objection that the association theory of magic
    merely explains the paths that magic travels, and
    not its essential nature, that is, it does not ex-
    plain the misunderstanding which bids it put
    psychological laws in place of natural ones. We
    are apparently in need here of a dynamic factor;
    but while the search for this leads the critics of
    Frazer’s theory astray, it will be easy to give a
    satisfactory explanation of magic by carrying
    its association theory further and by entering
    more deeply into it.

    First let us examine the simpler and more im-
    portant case of imitative magic. According to
    Frazer this may be practiced by itself, whereas
    contagious magic as a rule presupposes the imi-
    tative.20 The motives which impel one to ex-
    ercise magic are easily recognized; they are the
    wishes of men. We need only assume that
    primitive man had great confidence in the power
    of his wishes. At bottom everything which he
    accomplished by magic means must have been
    done solely because he wanted it. Thus in the
    beginning only his wish is accentuated.

    19Compare the article “Magic” (N. T. W.) “Encyclopedia
    Britannica, 11th Ed.

    20l. c., p. 54.

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    139

    In the case of the child which finds itself un-
    der analogous psychic conditions, without be-
    ing as yet capable of motor activity, we have
    elsewhere advocated the assumption that it at
    first really satisfies its wishes by means of hal-
    lucinations, in that it creates the satisfying sit-
    uation through centrifugal excitements of its
    sensory organs.21 The adult primitive man
    knows another way. A motor impulse, the will,
    clings to his wish and this will which later will
    change the face of the earth in the service of wish
    fulfillment is now used to represent the gratifica-
    tion so that one may experience it, as it were,
    through motor hallucination. Such a represen-
    tation of the gratified wish is altogether compar-
    able to the play of children, where it replaces the
    purely sensory technique of gratification. If
    play and imitative representation suffice for the
    child and for primitive man, it must not be taken
    as a sign of modesty, in our sense, or of resigna-
    tion due to the realization of their impotence, on
    the contrary, it is the very obvious result of the
    excessive valuation of their wish, of the will which
    depends upon the wish and of the paths the wish
    takes. In time the psychic accent is displaced
    from the motives of the magic act to its means,
    namely to the act itself. Perhaps it would be

    21Formulation of two principles of psychic activity, “Jahrb. für
    Psychoanalyt. Forschungen,” Vol. III, 1912, p. 2.

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    more correct to say that primitive man does not
    become aware of the over-valuation of his psychic
    acts until it becomes evident to him through the
    means employed. It would also seem as if it
    were the magic act itself which compels the ful-
    fillment of the wish by virtue of its similarity
    to the object desired. At the stage of animistic
    thinking there is as yet no way of demonstrating
    objectively the true state of affairs, but this
    becomes possible at later stages when, though
    such procedures are still practiced, the psychic
    phenomenon of skepticism already manifests it-
    self as a tendency to repression. At that stage
    men will acknowledge that the conjuration of
    spirits avails nothing unless accompanied by be-
    lief, and that the magic effect of prayer fails if
    there is no piety behind it.22

    The possibility of a contagious magic which
    depends upon contiguous association will then
    show us that the psychic valuation of the wish and
    the will has been extended to all psychic acts
    which the will can command. We may say that
    at present there is a general over-valuation of all
    psychic processes, that is to say there is an atti-
    tude towards the world which according to our
    understanding of the relation of reality to

    22The King in “Hamlet” (Act III, Scene 4):
    “My words fly up, my thoughts remain below,
    Words without thoughts never to heaven go.”

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    thought must appear like an over-estimation of
    the latter. Objects as such are over-shadowed
    by the ideas representing them; what takes place
    in the latter must also happen to the former and
    the relations which exist between ideas are also
    postulated as to things. As thought does not
    recognize distances and easily brings together in
    one act of consciousness things spatially and tem-
    porally far removed, the magic world also puts
    itself above spatial distance by telepathy, and
    treats a past association as if it were a present
    one. In the animistic age the reflection of the
    inner world must obscure that other picture of
    the world which we believe we recognize.

    Let us also point out that the two principles of
    association, similarity and contiguity, meet in
    the higher unity of contact. Association by con-
    tiguity is contact in the direct sense, and associa-
    tion by similarity is contact in the transferred
    sense. Another identity in the psychic process
    which has not yet been grasped by us is probably
    concealed in the use of the same word for both
    kinds of associations. It is the same range of the
    concept of contact which we have found in the
    analysis of taboo.23

    In summing up we may now say that the prin-
    ciple which controls magic, and the technique of

    23Compare Chapter II.

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    the animistic method of thought, is “Omnipotence
    of Thought.”

    3

    I have adopted the term “Omnipotence of
    Thought” from a highly intelligent man, a
    former sufferer from compulsion neurosis, who,
    after being cured through psychoanalytic treat-
    ment, was able to demonstrate his efficiency and
    good sense.24 He had coined this phrase to
    designate all those peculiar and uncanny occur-
    rences which seemed to pursue him just as they
    pursue others afflicted with his malady. Thus
    if he happened to think of a person, he was actu-
    ally confronted with this person as if he had con-
    jured him up; if he inquired suddenly about the
    state of health of an acquaintance whom he had
    long missed he was sure to hear that this ac-
    quaintance had just died, so that he could believe
    that the deceased had drawn his attention to him-
    self by telepathic means; if he uttered a half
    meant imprecation against a stranger, he could
    expect to have him die soon thereafter and bur-
    den him with the responsibility for his death.
    He was able to explain most of these cases in the
    course of the treatment, he could tell how the
    illusion had originated, and what he himself had

    24Remarks upon a case of Compulsion Neurosis, “Jahrb. für
    Psychoanalyt. und Psychopath. Forschungen,” Vol. I, 1909.

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    143

    contributed towards furthering his superstitious
    expectations.25 All compulsion neurotics are
    superstitious in this manner and often against
    their better judgment.

    The existence of omnipotence of thought is
    most clearly seen in compulsion neurosis, where
    the results of this primitive method of thought
    are most often found or met in consciousness.
    But we must guard against seeing in this a dis-
    tinguishing characteristic of this neurosis, for
    analytic investigation reveals the same mechan-
    ism in the other neuroses. In every one of the
    neuroses it is not the reality of the experience but
    the reality of the thought which forms the basis
    for the symptom formation. Neurotics live in a
    special world in which, as I have elsewhere ex-
    pressed it, only the “neurotic standard of cur-
    rency” counts, that is to say, only things inten-
    sively thought of or affectively conceived are ef-
    fective with them, regardless of whether these
    things are in harmony with outer reality. The
    hysteric repeats in his attacks and fixates through
    his symptoms, occurrences which have taken place
    only in his phantasy, though in the last analysis
    they go back to real events or have been built up
    from them. The neurotic’s guilty conscience is

    25We seem to attribute the character of the “uncanny” to all
    such impressions which seek to confirm the omnipotence of
    thought and the animistic method of thought in general, though
    our judgment has long rejected it.

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    just as incomprehensible if traced to real mis-
    deeds. A compulsion neurotic may be oppressed
    by a sense of guilt which is appropriate to a
    wholesale murderer, while at the same time he
    acts towards his fellow being in a most consider-
    ate and scrupulous manner, a behavior which he
    evinced since his childhood. And yet his sense
    of guilt is justified; it is based upon intensive and
    frequent death wishes which unconsciously mani-
    fest themselves towards his fellow beings. It is
    motivated from the point of view of unconscious
    thoughts, but not of intentional acts. Thus the
    omnipotence of thought, the over-estimation of
    psychic processes as opposed to reality, proves to
    be of unlimited effect in the neurotic’s affective
    life and in all that emanates from it. But if we
    subject him to psychoanalytic treatment, which
    makes his unconscious thoughts conscious to him,
    he refuses to believe that thoughts are free and
    is always afraid to express evil wishes lest
    they be fulfilled in consequence of his utterance.
    But through this attitude as well as through the
    superstition which plays an active part in his life
    he reveals to us how close he stands to the sav-
    age who believes he can change the outer world
    by a mere thought of his.

    The primary obsessive actions of these neu-
    rotics are really altogether of a magical nature.
    If not magic they are at least anti-magic and are

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    destined to ward off the expectation of evil with
    which the neurosis is wont to begin. Whenever
    I was able to pierce these secrets it turned out
    that the content of this expectation of evil was
    death. According to Schopenhauer the problem
    of death stands at the beginning of every philoso-
    phy; we have heard that the formation of the
    soul conception and of the belief in demons which
    characterize animism, are also traced back to the
    impression which death makes upon man. It is
    hard to decide whether these first compulsive and
    protective actions follow the principle of similar-
    ity, or of contrast, for under the conditions of
    the neurosis they are usually distorted through
    displacement upon some trifle, upon some action
    which in itself is quite insignificant.26 The pro-
    tective formulas of the compulsion neurosis also
    have a counterpart in the incantations of magic.
    But the evolution of compulsive actions may be
    described by pointing out how these actions be-
    gin as a spell against evil wishes which are very
    remote from anything sexual, only to end up as a
    substitute for forbidden sexual activity, which
    they imitate as faithfully as possible.

    If we accept the evolution of man’s concep-
    tions of the universe mentioned above, according
    to which the animistic phase is succeeded by the

    26The following discussions will yield a further motive for this
    displacement upon a trivial action.

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    146

    religious, and this in turn by the scientific, we
    have no difficulty in following the fortunes of the
    “omnipotence of thought” through all these
    phases. In the animistic stage man ascribes om-
    nipotence to himself; in the religious he has ceded
    it to the gods, but without seriously giving it up,
    for he reserves to himself the right to control the
    gods by influencing them in some way or other in
    the interest of his wishes. In the scientific at-
    titude towards life there is no longer any room
    for man’s omnipotence; he has acknowledged his
    smallness and has submitted to death as to all
    other natural necessities in a spirit of resignation.
    Nevertheless, in our reliance upon the power of
    the human spirit which copes with the laws of
    reality, there still lives on a fragment of this
    primitive belief in the omnipotence of thought.
    In retracing the development of libidinous im-
    pulses in the individual from its mature form
    back to its first beginnings in childhood, we at
    first found an important distinction which is
    stated in the “Three Contributions to the Theory
    of Sex.”27 The manifestations of sexual im-
    pulses can be recognized from the beginning but
    at first they are not yet directed to any outer
    object. Each individual component of the sex-
    ual impulse works for a gain in pleasure and
    finds its gratification in its own body. This stage

    27Monograph Series, 1916.

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    147

    is called autoerotism and is distinguished from
    the stage of object selection.

    In the course of further study it proved to be
    practical and really necessary to insert a third
    stage between these two or, if one prefers, to
    divide the first stage of autoerotism into two. In
    this intermediary stage, the importance of which
    increases the more we investigate it, the sexual
    impulses which formerly were separate, have al-
    ready formed into a unit and have also found an
    object; but this object is not external and foreign
    to the individual, but is his own ego, which is
    formed at this period. This new stage is called
    narcism, in view of the pathological fixation of
    this condition which may be observed later on.
    The individual acts as if he were in love with
    himself; for the purposes of our analysis the ego
    impulses and the libidinous wishes cannot yet be
    separated from each other.

    Although this narcissistic stage, in which the hith-
    erto dissociated sexual impulses combine into a
    unity and take the ego as their object, cannot as
    yet be sharply differentiated, we can already
    surmise that the narcissistic organization is never
    altogether given up again. To a certain extent
    man remains narcissistic, even after he has found
    outer objects for his libido, and the objects upon
    which he bestows it represent, as it were, emana-
    tions of the libido which remain with his ego and
     

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    which can be withdrawn into it. The state of
    being in love, so remarkable psychologically, and
    the normal prototype of the psychoses, corre-
    sponds to the highest stage of these emanations,
    in contrast to the state of self-love.

    This high estimation of psychic acts found
    among primitives and neurotics, which we feel to
    be an overestimation, may now appropriately be
    brought into relation to narcissism, and interpreted
    as an essential part of it. We would say that
    among primitive people thinking is still highly
    sexualized and that this accounts for the belief
    in the omnipotence of thought, the unshaken
    confidence in the capacity to dominate the world
    and the inaccessibility to the obvious facts which
    could enlighten man as to his real place in the
    world. In the case of neurotics a considerable
    part of this primitive attitude has remained as
    a constitutional factor, while on the other hand
    the sexual repression occurring in them has
    brought about a new sexualization of the proc-
    esses of thought. In both cases, whether we deal
    with an original libidinous investment of thought
    or whether the same process has been accom-
    plished regressively, the psychic results are the
    same, namely, intellectual narcissism and omnipo-
    tence of thought.28

    28It is almost an axiom with writers on this subject, that a sort
    of “Solipsism or Berkleianism” (as Professor Sully terms it as

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    149

    THE OMNIPOTENCE OF THOUGHT

    If we may take the now established omnipo-
    tence of thought among primitive races as a
    proof of their narcism, we may venture to com-
    pare the various evolutionary stages of man’s
    conception of the universe with the stages of the
    libidinous evolution of the individual. We find
    that the animistic phase corresponds in time as
    well as in content with narcism, the religious
    phase corresponds to that stage of object finding
    which is characterized by dependence on the par-
    ents, while the scientific stage has its full counter-
    part in the individual’s state of maturity where,
    having renounced the pleasure principle and hav-
    ing adapted himself to reality, he seeks his ob-
    ject in the outer world.29

    Only in one field has the omnipotence of
    thought been retained in our own civilization,
    namely in art. In art alone it still happens that
    man, consumed by his wishes, produces some-
    thing similar to the gratification of these wishes
    and this playing, thanks to artistic illusion, calls
    forth affects as if it were something real. We
    rightly speak of the magic of art and compare the
    artist with a magician. But this comparison is

    he finds it in the child) operates in the savage to make him refuse
    to recognize death as a fact.–Marett, “Pre-animistic Religion,
    Folklore,” Vol. XI, 1900, p. 178.

    29 We merely wish to indicate here that the original narcism of
    the child is decisive for the interpretation of its character de-
    velopment and that it precludes the assumption of a primitive
    feeling of inferiority for the child.

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    perhaps more important than it claims to be.
    Art, which certainly did not begin as art for art’s
    sake, originally served tendencies which to-day
    have for the greater part ceased to exist.
    Among these we may suspect various magic in-
    tentions.30

    4

    Animism, the first conception of the world
    which man succeeded in evolving, was therefore
    psychological. It did not yet require any
    science to establish it, for science sets in only after
    we have realized that we do not know the world
    and that we must therefore seek means of getting
    to know it. But animism was natural and self-
    evident to primitive man; he knew how the things
    of the world were constituted, and as man con-
    ceived himself to be. We are therefore prepared
    to find that primitive man transferred the struc-

    30)S. Reinach, “L’art et la Magie,” in the collection, “Cultes,
    Mythes et Religions,” Vol. I, p. 125–136. Reinach thinks that the
    primitive artists who have left us the scratched or painted animal
    pictures in the caves of France did not want to “arouse” pleasure,
    but to “conjure things.” He explains this by showing that these
    drawings are in the darkest and most inaccessible part of the
    caves and that representations of feared beasts of prey are absent.
    “Les modernes parlent souvent, par hyperbole, de la magie du
    pinceau ou du ciseau d’un grand artiste et, en général, de la
    magie de l’art. Entendu en sense propre, qui est celui d’une con-
    trainte mystique exercée par la volonté de l’homme sur d’autres
    volontés ou sur les choses, cette expression n’est plus admissible;
    mais nous avons vu qu’elle était autrefois rigoureusement vraie, du
    moins dans l’opinion des artistes” (p. 136).

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    tural relations of his own psyche to the outer
    world,31 and on the other hand we may make the
    attempt to transfer back into the human soul
    what animism teaches about the nature of things.
    Magic, the technique of animism, clearly and
    unmistakably shows the tendency of forcing the
    laws of psychic life upon the reality of things,
    under conditions where spirits did not yet have
    to play any rôle, and could still be taken as
    objects of magic treatment. The assumptions
    of magic are therefore of older origin than the
    spirit theory, which forms the nucleus of ani-
    mism. Our psychoanalytic view here coincides
    with a theory of R. R. Marett, according to
    which animism is preceded by a pre-animistic
    stage the nature of which is best indicated by
    the name Animatism (the theory of general ani-
    mation). We have practically no further knowl-
    edge of pre-animism, as no race has yet been
    found without conceptions of spirits.32

    While magic still retains the full omnipotence
    of ideas, animism has ceded part of this omnipo-
    tence to spirits and thus has started on the way
    to form a religion. Now what could have moved
    primitive man to this first act of renunciation?
    It could hardly have been an insight into the in-

    31 Recognized through so-called endopsychic perceptions.

    32 R. R. Marett, “Pre-animistic Religion, Folklore,” Vol. XI,
    No. 2, London, 1900.—Comp. Wundt, “Myth and Religion,” Vol.
    II, p. 171.

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    152

    correctness of his assumptions, for he continued
    to retain the magic technique.

    As pointed out elsewhere, spirits and demons
    were nothing but the projection of primitive
    man’s emotional impulses;33 he personified the
    things he endowed with affects, populated the
    world with them and then rediscovered his inner
    psychic processes outside himself, quite like the
    ingenious paranoiac Schreber, who found the
    fixations and detachments of his libido reflected
    in the fates of the “God-
    rays” which he in-
    vented.34

    As on a former occasion,35 we want to avoid the
    problem as to the origin of the tendency to pro-
    ject psychic processes into the outer world. It
    is fair to assume, however, that this tendency be-
    comes stronger where the projection into the
    outer world offers psychic relief. Such a state
    of affairs can with certainty be expected if the
    impulses struggling for omnipotence have come
    into conflict with each other, for then they evi-
    dently cannot all become omnipotent. The mor-

    33We assume that in this early narcistic stage feelings from
    libidinous and other sources of excitement are perhaps still indis-
    tinguishably combined with each other.

    34Schreber, “Denwürdigkeiten eines Nervenkranken,” 1903.—
    Freud, Psychoanalytic Observations concerning an autobiog-
    raphically described case of Paranoia, “Jahrbuch für Psycho-
    analyt. Forsch,” Vol. III, 1911.

    35Compare the latest communication about the Schreber case,
    p. 59.

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    153

    bid process in paranoia actually uses the mechan-
    ism of projection to solve such conflicts which
    arise in the psychic life. However, it so hap-
    pens that the model case of such a conflict be-
    tween two parts of an antithesis is the ambivalent
    attitude which we have analyzed in detail in the
    situation of the mourner at the death of one dear
    to him. Such a case appeals to us as especially
    fitted to motivate the creation of projection
    formations. Here again we are in agreement
    with those authors who declare that evil spirits
    were the first born among spirits, and who find
    the origin of soul conceptions in the impression
    which death makes upon the survivors. We dif-
    fer from them only in not putting the intellec-
    tual problem which death imposes upon the living
    into the foreground, instead of which we trans-
    fer the force which stimulates inquiry to the con-
    flict of feelings into which this situation plunges
    the survivor.

    The first theoretical accomplishment of man,
    the creation of spirits, would therefore spring
    from the same source as the first moral restric-
    tions to which he subjects himself, namely, the
    rules of taboo. But the fact that they have the
    same source should not prejudice us in favor of
    a simultaneous origin. If it really were the situa-
    tion of the survivor confronted by the dead which
    first caused primitive man to reflect, so that he

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    was compelled to surrender some of his omnipo-
    tence to spirits and to sacrifice a part of the free
    will of his actions, these cultural creations would
    be a first recognition of the ἀνάγκη, which opposes
    man’s narcism. Primitive man would bow to
    the superior power of death with the same ges-
    ture with which he seems to deny it.

    If we have the courage to follow our assump-
    tions further, we may ask what essential part of
    our psychological structure is reflected and re-
    viewed in the projection formation of souls and
    spirits. It is then difficult to dispute that the
    primitive conception of the soul, though still far
    removed from the later and wholly immaterial
    soul, nevertheless shares its nature and therefore
    looks upon a person or thing as a duality, over
    the two elements of which the known properties
    and changes of the whole are distributed. This
    origin duality, we have borrowed the term from
    Herbert Spencer,36 is already identical with the
    dualism which manifests itself in our customary
    separation of spirit from body, and whose inde-
    structible linguistic manifestations we recognize,
    for instance, in the description of a person who
    faints or raves as one who is “beside himself.”37

    The thing which we, just like primitive man,
    project into outer reality, can hardly be anything

    36“Principles of Sociology,” Vol. I.

    37Herbert Spencer, l. c., p. 179.

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    155

    else than the recognition of a state in which a
    given thing is present to the senses and to con-
    sciousness, next to which another state exists in
    which the thing is latent, but can reappear, that
    is to say, the co-existence of perception and mem-
    ory, or, to generalize it, the existence of uncon-
    scious psychic processes next to conscious ones.38

    It might be said that in the last analysis the
    “spirit” of a person or a thing is the faculty of
    remembering and representing the object, after
    he or it was withdrawn from conscious percep-
    tion.

    Of course we must not expect from either the
    primitive or the current conception of the “soul”
    that its line of demarcation from other parts
    should be as marked as that which contemporary
    science draws between conscious and unconscious
    psychic activity. The animistic soul, on the con-
    trary, unites determinants from both sides. Its
    flightiness and mobility, its faculty of leaving
    the body, of permanently or temporarily taking
    possession of another body, all these are char-
    acteristics which remind us unmistakably of the
    nature of consciousness. But the way in which
    it keeps itself concealed behind the personal ap-
    pearance reminds us of the unconscious; to-day

    38Compare my short paper: “A Note on the Unconscious in
    Psychoanalysis,” in the Proceedings of the Society for Psychical
    Research, Part LXVI, Vol. XXVI, London, 1912.

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    we no longer ascribe its unchangeableness and
    indestructibility to conscious but to unconscious
    processes and look upon these as the real bear-
    ers of psychic activity.

    We said before that animism is a system of
    thought, the first complete theory of the world;
    we now want to draw certain inferences through
    psychoanalytic interpretation of such a system.
    Our everyday experience is capable of constantly
    showing us the main characteristics of the “sys-
    tem.” We dream during the night and have
    learnt to interpret the dream in the daytime.
    The dream can, without being untrue to its na-
    ture, appear confused and incoherent; but on the
    other hand it can also imitate the order of im-
    pressions of an experience, infer one occurrence
    from another, and refer one part of its content
    to another. The dream succeeds more or less
    in this, but hardly ever succeeds so completely
    that an absurdity or a gap in the structure does
    not appear somewhere. If we subject the dream
    to interpretation we find that this unstable and
    irregular order of its components is quite un-
    important for our understanding of it. The es-
    sential part of the dream are the dream thoughts,
    which have, to be sure, a significant, coherent
    order. But their order is quite different from
    that which we remember from the manifest con-
    tent of the dream. The coherence of the dream

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    157

    thoughts has been abolished and may either re
    main altogether lost or can be replaced by the
    new coherence of the dream content. Besides
    the condensation of the dream elements there is
    almost regularly a re-grouping of the same which
    is more or less independent of the former order.
    We say in conclusion, that what the dream-work
    has made out of the material of the dream
    thoughts has been subjected to a new influence,
    the so-called “secondary elaboration,” the object
    of which evidently is to do away with the inco
    herence and incomprehensibility caused by the
    dream-work, in favor of a new “meaning.” This
    new meaning which has been brought about by
    the secondary elaboration is no longer the mean
    ing of the dream thoughts.
    The secondary elaboration of the product of
    the dream-work is an excellent example of the
    nature and the pretensions of a system. An in
    tellectual function in us demands the unification,
    coherence and comprehensibility of everything
    perceived and thought of, and does not hesitate
    to construct a false connection if, as a result of
    special circumstances, it cannot grasp the right
    one. We know such system formations not only
    from the dream, but also from phobias, from com
    pulsive thinking and from the types of delusions.
    The system formation is most ingenious in de
    lusional states (paranoia) and dominates the

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    clinical picture, but it also must not be overlooked
    in other forms of neuropsychoses. In every case
    we can show that a re-arrangement of the psychic
    material takes place, which may often be quite
    violent, provided it seems comprehensible from
    the point of view of the system. The best indi-
    cation that a system has been formed then lies
    in the fact that each result of it can be shown to
    have at least two motivations one of which
    springs from the assumptions of the system and
    is therefore eventually delusional,—and a hid-
    den one which, however, we must recognize as
    the real and effective motivation.

    An example from a neurosis may serve as il-
    lustration. In the chapter on taboo I mentioned
    a patient whose compulsive prohibitions corre-
    spond very neatly to the taboo of the Maori.39
    The neurosis of this woman was directed against
    her husband and culminated in the defense
    against the unconscious wish for his death. But
    her manifest systematic phobia concerned the
    mention of death in general, in which her hus-
    band was altogether eliminated and never be-
    came the object of conscious solicitude. One
    day she heard her husband give an order to have
    his dull razors taken to a certain shop to have
    them sharpened. Impelled by a peculiar un-
    rest she went to the shop herself and on her re-
     

    39 p. 26.

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    159

    turn from this reconnoiter she asked her husband
    to lay the razors aside for good because she had
    discovered that there was a warehouse of coffins
    and funeral accessories next to the shop he men-
    tioned. She claimed that he had intentionally
    brought the razors into permanent relation with
    the idea of death. This was then the systematic
    motivation of the prohibition, but we may be
    sure that the patient would have brought home
    the prohibition relating to the razors even if she
    had not discovered this warehouse in the neigh-
    borhood. For it would have been sufficient if on
    her way to the shop she had met a hearse, a
    person in mourning, or somebody carrying a
    wreath. The net of determinants was spread
    out far enough to catch the prey in any case, it
    was simply a question whether she should pull it
    in or not. It could be established with certainty
    that she did not mobilize the determinants of the
    prohibition in other circumstances. She would
    then have said that it had been one of her “better
    days.” The real reason for the prohibition of
    the razor was, of course, as we can easily guess,
    her resistance against a pleasurably accentuated
    idea that her husband might cut his throat with
    the sharpened razors.

    In much the same way a motor inhibition, an
    abasia or an agoraphobia, becomes perfected and
    detailed if the symptom once succeeds in repre-

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    senting an unconscious wish and of imposing a
    defense against it. All the patient’s remaining
    unconscious phantasies and effective reminis-
    cences strive for symptomatic expression through
    this outlet, when once it has been opened, and
    range themselves appropriately in the new order
    within the sphere of the disturbance of gait. It
    would therefore be a futile and really foolish way
    to begin to try to understand the sympto-
    matic structure and the details of, let us say, an
    agoraphobia, in terms of its basic assumptions.
    For the whole logic and strictness of connection
    is only apparent. Sharper observation can re-
    veal, as in the formation of the façade in the
    dream, the greatest inconsistency and arbitrari-
    ness in the symptom formation. The details of
    such a systematic phobia take their real motiva-
    tion from concealed determinants which must
    have nothing to do with the inhibition in gait;
    it is for this reason that the form of such a phobia
    varies so and is so contradictory in different
    people.

    If we now attempt to retrace the system of
    animism with which we are concerned, we may
    conclude from our insight into other psycho-
    logical systems that “superstition” need not be
    the only and actual motivation of such a single
    rule or custom even among primitive races, and
    that we are not relieved of the obligation of seek-
     

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    161

    ing for concealed motives. Under the domi-
    nance of an animistic system it is absolutely es-
    sential that each rule and activity should receive
    a systematic motivation which we to-day call
    “superstitious.” But “superstition,” like “anxi-
    ety,” “dreams,” and “demons,” is one of the pre-
    liminaries of psychology which have been dis-
    sipated by psychoanalytic investigation. If we
    get behind these structures, which like a screen
    conceal understanding, we realize that the psychic
    life and the cultural level of savages have hitherto
    been inadequately appreciated.

    If we regard the repression of impulses as a
    measure of the level of culture attained, we must
    admit that under the animistic system too, prog-
    ress and evolution have taken place, which un-
    justly have been under-estimated on account of
    their superstitious motivation. If we hear that
    the warriors of a savage tribe impose the great-
    est chastity and cleanliness upon themselves as
    soon as they go upon the war-path,40 the obvious
    explanation is that they dispose of their refuse
    in order that the enemy may not come into posses-
    sion of this part of their person in order to harm
    them by magical means, and we may surmise
    analogous superstitious motivations for their ab-
    stinence. Nevertheless the fact remains that the
    impulse is renounced and we probably under-
     

    40Frazer, “Taboo and the Perils of the Soul, p. 158.

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    stand the case better if we assume that the sav-
    age warrior imposes such restrictions upon him-
    self in compensation, because he is on the point
    of allowing himself the full satisfaction of cruel
    and hostile impulses otherwise forbidden. The
    same holds good for the numerous cases of sex-
    ual restriction while he is pre-occupied with diffi-
    cult or responsible tasks.41 Even if the basis of
    these prohibitions can be referred to some asso-
    ciation with magic, the fundamental conception
    of gaining greater strength by foregoing grati-
    fication of desires nevertheless remains unmistak-
    able, and besides the magic rationalization of the
    prohibition, one must not neglect its hygienic
    root. When the men of a savage tribe go away
    to hunt, fish, make war or collect valuable plants,
    the women at home are in the meantime subjected
    to numerous oppressive restrictions which, ac-
    cording to the savages themselves, exert a sym-
    pathetic effect upon the success of the far away
    expedition. But it does not require much accu-
    men to guess that this element acting at a dis-
    tance is nothing but a thought of home, the
    longing of the absent, and that these disguises
    conceal the sound psychological insight that the
    men will do their best only if they are fully as-
    sured of the whereabouts of their guarded

    41Frazer, l. c., p. 200.

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    women. On other occasions the thought is di-
    rectly expressed without magic motivation, that
    the conjugal infidelity of the wife thwarts the
    absent husband’s efforts.

    The countless taboo rules to which the women
    of savages are subject during their menstrual
    periods are motivated by the superstitious dread
    of blood which in all probability actually deter-
    mines it. But it would be wrong to overlook the
    possibility that this blood dread also serves
    æsthetic and hygienic purposes which in every
    case have to be covered by magic motivations.

    We are probably not mistaken in assuming
    that such attempted explanations expose us to
    the reproach of attributing a most improbable
    delicacy of psychic activities to contemporary
    savages.

    But I think that we may easily make the same
    mistake with the psychology of these races who
    have remained at the animistic stage that we
    made with the psychic life of the child, which we
    adults understood no better and whose richness
    and fineness of feeling we have therefore so
    greatly undervalued.

    I want to consider another group of hitherto
    unexplained taboo rules because they admit of
    an explanation with which the psychoanalyst is
    familiar. Under certain conditions it is forbid-
     

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    164

    den to many savage races to keep in the house
    sharp weapons and instruments for cutting.42
    Frazer cites a German superstition that a knife
    must not be left lying with the edge pointing up-
    ward because God and the angels might injure
    themselves with it. May we not recognize in this
    taboo a premonition of certain “symptomatic
    actions” 43 for which the sharp weapon might be
    used by unconscious evil impulses?

    42 Frazer, l. c., p. 237.

    43 Freud, “Psychopathology of Everyday Life,” p. 215, trans.
    by A. A. Brill (The Macmillan Company, N. Y., and T. Fisher
    Unwin, London).