C. Theoretical Part1905-003/1922.en/M3
  • S.

    VIL.

    THE RELATION OF WIT TO DREAMS AND TO THE
    UNCONSCIOUS

    Ar the end of the chapter which dealt with)
    the elucidation of the technique of wit (p. 125) |
    we asserted that the processes of condensation |
    with and without substitutive formation, dis- |
    placement, representation through absurdity, |
    representation through the opposite, indirect
    representation, etc., all of which we found par-
    ticipated in the formation of wit, evinced a
    far-reaching agreement with the processes of
    “ dream-work.” We promised, at that time, |
    first to examine more carefully these similari-
    ties, and secondly, so far as such indications
    point to search for what is common to both wit
    and dreams. The discussion of this compar-
    ison would be much easier for us if we could
    assume that one of the subjects to be com-
    pared—the “ dream-work ”—were well known.
    But we shall probably do better not to take
    this assumption for granted. I received the
    impression that my book The Interpretation
    of Dreams created more “confusion” than
    “ enlightenment “ among my colleagues, and I

    249

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    250 THEORETICAL PART

    know that the wider reading circles have con-
    tented themselves to reduce the contents of
    the book to-a-catchword, “ Wish fulfillment”
    —a term easily remembered and easily abused.

    However, in my continued occupation with
    the problems considered therein, for the study
    of which my practice as a psychotherapeutist
    affords me much opportunity, I found nothing
    that would impel me to change or improve on
    my ideas; I can therefore peacefully wait until
    the reader’s comprehension has risen to my
    level, or until an intelligent critic has pointed
    out to me the basic faults in my conception.
    For the purposes of comparison with wit, I
    shall briefly review the most important features
    of dreams and dream-work.

    We know dreams by the recollection which
    usually seems fragmentary and which occurs
    upon awakening. It is then a structure made
    up mostly of visual or other sensery impres-
    sions, which represents to us a deceptive pic-
    ture of an experience, and may be mingled
    with mental processes (the “knowledge” in
    the dream) and emotional manifestations.
    What we thus remember as a dream I call
    “the manifest dream-content.” The latter is
    often altogether absurd and confused, at other
    times it is merely one part or another that is
    so affected. But even if it be entirely coherent,

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    THE RELATION OF WIT 251

    as in the case of some anxiety dreams, it stands
    out in our psychic life as something strange,
    for the origin of which one cannot account.
    Until recently the explanation for these pe-
    culiarities of the dream has been sought in the
    dream itself in that it was considered roughly
    speaking an indication of a muddled, dissoci-
    ated, and “sleepy ” activity of the nervous ele-
    ments.

    As opposed to this view I have shown that
    the excessively peculiar “ manifest” dream-
    content ean regularly be made comprehensible,
    and that it is a disfigured and changed
    transcription of certain correct psychic forma-
    tions which deserve the name of “latent dream-
    thoughts.” One gains an understanding of
    the latter by resolving the manifest dream-con-
    tent into its component parts without regard
    for its apparent meaning, and then by follow-
    ing up the threads of associations which ema-
    nate from each one of the now isolated ele-
    ments. These become interwoven and in the
    end lead to a structure of thoughts, which is
    not only entirely accurate, but also fits easily
    into the familiar associations of our psychic
    processes. During this “ analysis ” the dream-
    content loses all of the peculiarities so strange
    to us; but if the analysis is to be successful,
    we must firmly cast aside the critical objections

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    252 THEORETICAL PART

    which incessantly arise against the reproduc-
    tion of the individual associations.

    The Dream-work

    From the comparison of the remembered
    manifest dream-content with the latent dream-
    thoughts thus discovered there arises the con-
    ception of “ dream-work.“ The entire sum of
    the transforming processes which have changed

    V the latent dream-thought into the manifest

    へ

    dream is called the dream-work. The aston-
    ishment which formerly the dream evoked in
    us is now perceived to be due to the dream-
    work.

    The function of the dream-work may be
    described in the following manner. A struc-
    ture of thoughts, mostly very complicated,
    which has been built up during the day and
    not brought to settlement—a day remnant—
    clings firmly even during night to the energy
    which it had assumed—the underlying center
    of interest—and thus threatens to disturb sleep.
    This day remnant is transformed into a dream
    by the dream-work and in this way rendered
    harmless to sleep. But in order to make pos-
    sible its employment by the dream-work, this
    day remnant must be capable of being cast
    into the form of a wish, a condition that is not

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    THE RELATION OF WIT 258

    difficult to fulfill. The wish emanating from
    the dream-thoughts forms the first step and
    later on the nucleus of the dream. Experience
    gained from analyses—not the theory of the
    dream—teaches us that with children a fond
    wish left from the waking state suffices to
    evoke a dream, which is coherent and senseful,
    but almost always short, and easny recogniz-
    able as a “wish fulfillment.” In the case of
    adults the universally valid condition for the
    dream-creating wish seems to be that the latter
    should appear foreign to conscious thinking,
    that is, it should be a repressed wish, or that
    it should supply consciousness with reinforce-
    ment from unknown sources. Without the as-
    sumption of the unconscious activity in the
    sense used above, I should be at a loss to de-
    velop further the theory of dreams and to ex-
    plain the material gleaned from experience in
    dream-analyses. The action of this unconscious
    wish upon the logical conscious material of
    dream-thoughts now results in the dream. The
    latter is thereby drawn down into the uncon-
    scious, as it were, or to speak more precisely,
    it is exposed to a treatment which usually
    takes place at the level of unconscious mental
    activity, and which is characteristic of this
    mental level. Only from the results of the
    “ dream-work " have we thus far learned to

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    254 THEORETICAL PART

    know the qualities of this unconscious mental
    activity and its differentiation from the “ fore-
    conscious ” which is capable of consciousness.

    The Unconscious

    A novel and difficult theory that runs
    counter to our habitual modes of thinking can
    hardly gain in lucidity by a condensed exposi-
    tion. I can therefore accomplish little more
    in this discussion than refer the reader to the
    detailed treatment of the unconscious in my
    Interpretation of Dreams, and also to Lipps's
    work, which I consider most important. I
    am aware that he who is under the spell of
    a good old philosophical training, or stands
    aloof from a so-called philosophical system,
    will oppose the assumption of the “ unconscious
    psychic processes ” in Lipps’s sense and in mine
    and will desire to prove the impossibility of it
    preferably by means of definitions of the term
    psychic. But definitions are conventional and
    changeable. I have often found that persons
    who dispute the unconscious on the grounds of
    its absurdity or impossibility have not received
    their impressions from those sources from
    which I, at least, have found it necessary to
    draw, in order to become aware of its existence.
    These opponents had never witnessed the ef-

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    THE RELATION OF WIT 255

    fect of a posthypnotic suggestion, and they
    were immensely surprised at the evidence I
    imparted to them gleaned from my analysis of
    unhypnotized neurotics. They had never
    gained the conception of the unconscious as
    something which one does not really know,
    while cogent proofs force one to supplement
    this idea by saying that one understands by
    the unconscious something capable of con-
    sciousness, something concerning which one has
    not thought and which is not in the field of
    vision of consciousness. Nor had they at-
    tempted to convince themselves of the existence
    of such unconscious thoughts in their own
    psychic life by means of an analysis of one
    of their own dreams, and when I attempted
    this with them, they could perceive their
    own mental occurrences only with astonish-
    ment and confusion. I have also gotten
    the impression that these are essentially af-
    fective resistances which stand in the way of
    the acceptation of the “ unconscious,” and that
    they are based on the fact that no one is de-
    sirous of becoming acquainted with his un-
    conscious, and it is most. convenient to deny al-
    together its possibility.

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    256 THEORETICAL PART

    Condensation and Displacement in the Dream-
    « work

    The dream-work, to which I return after

    / this digression, subjects the thought material
    uttered in the optative mood to a very peculiar
    elaboration. First of all it proceeds from the
    optative to the indicative mood; it substitutes
    “it is” for “would it were!” This “it
    is ” is destined to become part of an hallucina-

    ン tory representation which I have called the
    “regression” of the dream-work. This re-
    gression represents the path from the mental
    images to the sensory perceptions of the same,
    or if one chooses to speak with reference to
    the still unfamiliar—not to be understood
    anatomically—topic of the psychic apparatus,
    it is the region of the thought-formation to the
    region of the sensory perception. Along this
    road which runs in an opposite direction to the
    course of development of psychic complications
    the dream-thoughts gain in clearness; a plastic

    * situation finally results as a nucleus of the
    manifest “dream picture.” In order to arrive
    at such a sensory representation the dream-
    ` thoughts have had to experience tangible
    changes in their expression. But while the
    thoughts are changed back into mental images
    they are subjected to still greater changes,

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    THE RELATION OF WIT 257

    some of which are easily conceivable as neces-
    sary, while others are surprising. As a nec-
    essary secondary result of the regression one
    understands that nearly all relationships within
    the thoughts which have organized the same
    are lost to the manifest dream. The dream-
    ‘work takes over, as it were, only the raw ma-
    terial of the ideas for representation, and not
    the thought-relations which held each other in
    check; or at least it reserves the freedom of
    leaving the latter out of the question. On the
    other hand, there is a certain part of the dream-
    work which cannot be traced to the regression
    or to the recasting into mental images; it is
    Jjust that part which is significant to us for the
    analogy to wit-formation. (The material of the
    dream-thoughts experiences an extraordinary
    compression or condensation during the dream-
    work. The starting-points of this condensa-
    tion are those points which are common to two
    or more dream-thoughts because they naturally
    pertain to both or because they are inevitable
    consequences of the contents of two or more
    dream-thoughts, and since these points do not
    regularly suffice for a prolific condensation
    new artificial and fleeting common points come
    into existence, and for this purpose preferably
    words are used which combine different mean-
    ings in their sounds. The newly framed com-

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    SS

    238 THEORETICAL PART

    mon points of condensation enter as represent-
    atives of the dream-thoughts into the manifest
    dream-content, so that an element of the dream
    corresponds to a point of junction or intersec-
    tion of the dream-thoughts, and with regard
    to the latter it must in general be called “ over-
    determined.” The process of condensation is
    that part of the dream-work which is most
    easily recognizable; it suffices to compare the
    recorded wording of a dream with the written
    dream-thoughts gained by means of analysis,
    in order to get a good impression of the pro-
    ductiveness of dream condensation.

    It is not easy to convince one's self of the
    second great change that takes place in the
    dream-thoughts through the agency of the
    dream-work. I refer to that process which I
    have called the dream displacement. It man-
    ifests itself by the fact that what occupies the
    center of the manifest dream and is endowed
    with vivid sensory intensity has occupied a
    peripheral and secondary position in the dream-
    thoughts, and vice versa. "This process causes
    the dream to appear out of proportion when
    compared with the dream-thoughts, and it is:
    because of this displacement that it seems
    strange and incomprehensible to the waking
    state. In order that such a displacement
    should occur it must be possible for the occu-

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    THE RELATION OF WIT 259

    pation energy to pass uninhibited from im-
    portant to insignificant ideas,—a process which
    in normal conscious thinking can only give the
    impression of “faulty thinking.”
    Transformation into expressive activity, con-
    densation, and displacement are the three
    great functions which we can ascribe to the
    dream-work. A fourth, to which too little at-
    tention was given in The Interpretation of
    . Dreams, does not come into consideration here
    for our purpose. In a consistent elucidation
    of the ideas dealing with the “topic of the
    psychic apparatus” and “regression,” which
    alone can lend value to these working hy-
    potheses, an ‘effort would have to be made to
    determine at what stages of regression the vari-
    ous transformations of the dream-thoughts oc-
    cur. As yet no serious effort has been made
    in this direction;-but at least we can speak
    definitely about displacement when we say that
    : it must arise in the thought material while the
    latter is in the level of the unconscious proc-
    esses. One will probably have to think of
    condensation as a process that extends over the
    entire course up to the outposts of the percep-
    — tive region; but in general it suffices to assume
    that there is a simultaneous activity of all the
    forces which participate in the formation of
    dreams. In view of the reserve which one must

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    /

    260 THEORETICAL PART

    naturally exercise in the treatment of such
    problems, and in consideration of the inability
    to discuss here the main objections to these
    problems, I should like to trust somewhat to
    the assertion that the process of the dream-
    work which prepares the dream is situated in
    the region of the unconscious. Roughly speak-
    ing, one can distinguish three general stages

    “in the formation of the dream; first, the trans-

    ー

    ference of the conscious day remnants into the
    unconscious, a transference in which the condi-
    tions of the sleeping state must co-operate;
    secondly, the actual dream-work in the

    „ unconscious; and thirdly, the regression of

    the elaborated dream material to the region
    of perception, whereby the dream becomes
    conscious.

    The forces participating in the dream-forma-
    tion may be recognized as the following: the
    wish to sleep; the sum of occupation energy
    which still clings to the day remnants after the
    depression brought about by the state of sleep;
    the psychic energy of the unconscious wish
    forming the dream; and the opposing force of
    the " censor,” which exercises its authority in
    our waking state, and is not entirely abolished
    during sleep. The task of dream-formation is,
    above all, to overcome the inhibition of the
    censor, and it is just this task that is fulfilled

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    THE RELATION OF WIT 261

    by the displacement of the psychic energy
    within the material of the dream-thoughts.

    The Formula for Wit-work

    Now we recall what caused us to think of
    the dream while investigating wit. We found
    that the character and activity of wit were
    bound up in certain forms of expression and
    technical means, among which the various
    forms of condensation, displacement, and indi-
    rect representation were the most conspicuous.
    But the processes which led to the same results
    —condensation, displacement, and indirect ex-
    pression—we learned to know as peculiarities
    of dream-work. Does not this analogy almost
    force us to the conclusion that wit-work and

    -work must be identical at least in one
    essential point? I believe that the dream-work
    lies revealed before us in its most important
    characters, but in wit we find obscured just
    that portion of the psychic processes which we
    may compare with the -dream-work, namely,
    the process of wit-formation in the first per-
    son. Shall we not yield to the temptation to
    construct this process according to the analogy
    of dream-formation? Some of the characteris-
    tics of dreams are so foreign to wit that that
    part of the dream-work corresponding to them

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    262 THEORETICAL PART

    cannot be carried over to the wit-formation. The
    regression of the stream of thought to percep-
    tion certainly falls away as far as wit is con-
    cerned. However, the other two stages of
    dream-formation, the sinking of a forecon-
    scious * thought into the unconscious, and the
    unconscious elaboration, would give us exactly
    the result which we might observe in wit if we
    assumed this process in wit-formation. Let us
    decide to assume that this is the proceeding of
    wit-formation in the case of the first person.
    A foreconscious thought is left for a moment
    to unconscious elaboration and the results are
    forthwith grasped by the conscious perception.

    Before, however, we attempt to prove the
    details of this assertion we wish to consider an
    objection which may jeopardize our assumption,
    We start with the fact that the techniques of
    wit point to the same processes which become
    known to us as peculiarities of dream-work.
    Now it is an easy matter to say in opposition
    that we would not have described the tech-
    niques of wit as condensation, displacement,
    etc., nor would we have arrived at such a com-
    prehensive agreement in the means of repre-
    sentation of wit and dreams, if our previous
    knowledge of dream-work had not influenced
    our conception of the technique of wit; so that

    +Cf. The Interpretation of Dreams, Chapter VII.

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    THE RELATION OF WIT 268

    at the bottom we find that wit confirms only
    those tentative theories which we brought to it
    from our study of dreams. Such a genesis of
    igreement would be no certain guarantee of its
    stability beyond our preconceived judgment.
    No other author has thought of considering
    condensation, displacement, and indirect ex-
    pression-as-aetive-factors of wit. This might
    be a possible objection, but nevertheless it
    would not be justified. It might just as well
    be said that in order to recognize the real
    agreement between dreams and wit our ordi-
    nary knowledge must be augmented by a
    specialized knowledge of dream-work. How-
    ever, the decision will really depend only upon
    the question whether the examining critic can
    prove that such a conception of the technique
    of wit in the individual examples is forced, and
    that other nearer and farther-reaching inter-
    pretations have been suppressed in favor of
    mine; or whether the critic will have to admit
    that the tentative theories derived from the
    study of dreams can be really confirmed
    through wit. My opinion is that we have
    nothing to fear from such a critic and that
    our processes of reduction have confidently
    pointed out in which forms of expression
    we must search for the techniques of wit.
    That we designated these techniques by names

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    264 THEORETICAL PART

    which previously anticipated the result of the
    agreement between the technique of wit and
    the dream-work was our just prerogative, and
    really nothing more than an easily justified
    simplification.

    There is still another objection which would
    not be vital, but which could not be so com-
    pletely refuted. One might think that the
    techniques of wit that fit in so well considering
    the ends we have in view deserve recognition,
    but that they do not represent all possible
    techniques of wit or even all those in use.
    Also that we have selected only the techniques
    of wit which were influenced by and would suit
    the pattern of the dream-work, whereas others
    ignored by us would have demonstrated that
    such an agreement was not common to all
    cases. I really do not trust myself to make the
    assertion that I have succeeded in explaining
    all the current witticisms with reference to
    their techniques, and I therefore admit the
    possibility that my enumeration of wit-tech-
    niques may show many gaps. But I have not
    purposely excluded from my discussion any
    " form of technique that was clear to me, and I
    can affirm that the most frequent, the most es-
    sential, and the most characteristic technical
    means of wit have not eluded my attention.

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    THE RELATION OF WIT 265

    Wit as an Inspiration

    Wit possesses still another character which
    entirely corresponds to our conception of the
    wit-work as originally discovered in our study
    of dreams. It is true that it is common to hear
    one say “I made a joke,” but one feels that
    one behaves differently during this process
    than when one pronounces a judgment or of-
    fers an objection. Wit shows in a most pro-
    nounced manner the character of an invol-
    untary “inspiration” or a sudden flash of
    thought. A moment before one cannot tell
    what kind of joke one is going to make, though
    it lacks only the words to clothe it. One
    usually experiences something indefinable
    which I should like most to compare to an
    absence, or sudden drop of intellectual tension;
    then all of a sudden the witticism appears,

    usually simultaneously with its verbal invest-

    ment. Some of the means of wit are also
    utilized in the expression of thought along
    other lines, as in the cases of comparison and
    allusion. I can purposely will to make an al-
    lusion. In doing this I have first in mind (in
    the inner hearing) the direct expression of my
    thought, but as I am inhibited from expressing
    the same through some objection from the situ-
    ation in question, I almost resolve to substi-

    -

    5

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    266 THEORETICAL PART

    tute the direct expression by a form of indirect
    expression, and then I utter it in the form
    of an allusion. But the allusion that comes
    into existence in this manner having been
    ‘formed under my continuous control is never
    witty, no matter how useful it may be. On
    the other hand, the witty allusion appears
    without my having been able to follow
    up these preparatory stages in my mind.
    I do not wish to attribute too much value to
    this procedure, it is scarcely decisive, but it
    does agree well with our assumption that in
    wit-formation a stream of thought is dropped
    for a moment and suddenly emerges from the
    unconscious as a witticism.

    Witticisms also evince a peculiar behavior
    along the lines of association of ideas. Fre-
    quently they are not at the disposal of our
    memory when we look for them; on the other
    hand, they often appear unsolicited and at
    places in our train of thought where we cannot
    understand their presence. Again, these are
    only minor qualities, but none the less they
    point to their unconscious origin.

    Let us now collect the properties of wit
    whose formation can be referred to the uncon-
    scious. Above all there is the peculiar brevity
    of wit which, though not an indispensable, is a
    marked and distinctive characteristic feature.

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    THE RELATION OF WIT 267

    When we first encountered it we were inclined
    to see in it an expression of a tendency to
    economize, but owing to very evident objec-
    tions we ourselves depreciated the value of this
    conception. At present we look upon it more
    as a sign of the unconscious elaboration which
    the thought of wit has undergone. The
    process of condensation which corresponds to
    it in dreams we can correlate with no other
    factor than with the localization in the uncon-
    scious, and we must assume that the conditions
    for such condensations which are lacking in the
    foreconscious are present in the unconscious
    mental process. It is to be expected that in
    the process of condensation some of the ele-
    ments subjected to it become lost, while others
    which take over their occupation energy are
    strengthened by the condensation or are built
    up too energetically. The brevity of wit, like
    the brevity of dreams, would thus be a neces-
    sary concomitant manifestation of the con
    densation which occurs in both cases: both
    times it is a result of the condensation process.

    Besides the dream-work and the technique of wit I have been
    able to demonstrate condensation as a regular and significant
    process in another psychic Occurrence, in the mechanism of
    normal (not purposive) forgetting. Singular impressions put
    difficulties in the way of forgetting; impressions in any way
    analogous are forgotten by becoming fused at their points of
    contact. The confusion of analogous impressions is one of the

    first steps in forgetting.

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    268 THEORETICAL PART

    The brevity of wit is indebted also to this
    origin for its peculiar character which though
    not further assignable produces a striking im-
    pression.

    The Unconscious and the Infantile

    We have defined above the one result
    of condensation—the manifold application
    of the same material, play upon words, and
    similarity of sound—as a localized. economy,
    and have also referred the pleasure produced
    by harmless wit to that economy. At a later

    J place we have found that the original purpose

    <

    of wit consisted in producing this kind of pleas-
    ure from words, a process which was permitted
    to the individual during the stage of playing,
    but which became banked in during the course
    of intellectual development or by rational crit-
    icism. Now we have decided upon the assump-
    tion that such condensations as serve the tech-
    nique of wit originate automatically and with-
    out any particular purpose during the process
    of thinking in the unconscious. Have we not
    here two different conceptions of the same fact
    which seem to be incompatible with each other?
    I do not think so. To be sure, there are two
    different conceptions, and they demand to be
    brought in unison, but they do not contradict

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    THE RELATION OF WIT 269

    each other. They are merely somewhat
    strange to each other, and as soon as we have
    established a relationship between them we
    shall probably gain in knowledge. That such
    condensations are sources of pleasure is in per-
    fect accord with the supposition that they
    easily find in the unconscious the conditions
    necessary for their origin; on the other hand,
    we see the motivation for the sinking into the
    unconscious in the circumstance that the pleas-
    ure-bringing condensation necessary to wit
    easily results there. Two other factors also,
    which upon first examination seem entirely
    foreign to each other and which are brought
    together quite accidentally, will be recog-
    nized on deeper investigation as intimately
    connected, and perhaps may be found to
    be substantially the same. I am referring
    to the two assertions that on the one hand
    wit could form such pleasure-bringing con-
    densations during its development in the stage
    of playing, that is, during the infancy of rea-
    son; and, on the other hand, that it accom-
    plishes the same function on higher levels by
    submerging the thought into. the unconscious.
    For the infantile is the source of the uncon-/
    scious. The unconscious mental processes are
    no others than those which are solely produced
    during infancy. The thought which sinks into

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    270 THEORETICAL PART

    the unconscious for the purpose of wit-forma-
    tion only revisits there the old homestead of
    the former playing with words. The thought
    is put back for a moment into the infantile
    state in order to regain in this way childish
    pleasure-sources. If, indeed, one were not al-
    ready acquainted with it from the investigation
    of the psychology of the neuroses, wit would
    surely impress one with the idea that the pe-
    culiar unconscious elaboration is nothing else
    but the infantile type of the mental process.
    Only it is by no means an easy matter to
    grasp, in the unconscious of the adult, this pe-
    culiar infantile manner of thinking, because it
    is usually corrected, so to say, statu nascendi.
    However, it is successfully grasped in a series
    of cases, and then we always laugh about the
    “childish stupidity." In fact every exposure
    of such an unconscious fact affects us in a
    “ comical ” manner."

    It is easier to comprehend the character of
    these unconscious mental processes in the utter-
    ances of patients suffering from various psy-

    + Many of my patients while under psychoanalytic treatment
    are wont to prove regularly by their laughter that I have suc-
    ceeded in demonstrating faithfully to their conscious perception
    the veiled unconscious; they laugh also when the content of
    what is disclosed does not at all justify this laughter. To be sure,
    it is conditional that they have approached this unconscious
    closely enough to grasp it when the physician has conjectured it
    and presented it to them.

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    THE RELATION OF WIT 271

    chic disturbances. It is very probable that,
    following the assumption of old Griesinger,
    we would be in a position to understand the
    deliria of the insane and to turn them to good
    account as valuable information, if we would
    not make the demands of conscious thinking
    upon them, but instead treat them as we do
    dreams by means of our art of interpretation."
    In the dream, too, we were able to show the
    “return of psychic life to the embryonal state.” 2

    In discussing the processes of condensation.
    we have entered so deeply into the signification
    of the analogy between wit and dreams that we
    can here be brief. As we know that displace-
    ments in dream-work point to the influence of
    ‘the censor of conscious thought, we will con-
    sequently be inclined to assume that an inhibit-
    ing force also plays a part in the formation of
    wit when we find the process of displacement
    among the techniques of wit. We also know
    that this is commonly the case; the endeavor of
    wit to revive the old pleasure in nonsense or
    the old pleasure in word-play meets with re-
    sistance in every normal state, a resistance
    which is exerted by the protest of critical rea-
    son, and which must be overcome in each in-

    *In doing this we must not forget to reckon with the distor-
    tion brought about by the censor which is still active in the

    * The Interpretation of Dreams.

  • S.

    272 THEORETICAL PART

    dividual case. But a radical distinction be-
    tween wit and dreams is shown in the manner
    in which the wit-work solves this difficulty. In
    ‚the dream-work the solution of this task is
    У brought about regularly through displacements
    and through the choice of ideas which are re-
    mote enough from the objectionable ones to
    secure passage through the censor; the latter
    emselves are but offsprings of those whose
    psychic energy they have taken upon them-
    .selves through full transference. The dis-
    placements are therefore not lacking in any
    dream and are far more comprehensive; they not
    only comprise the deviations from the trend of
    thought but also all forms of indirect expression,
    the substitution for an important but offensive
    element of one seemingly indifferent and harm-
    less to the censor which form very remote allu-
    sions to the first, they include substitution also
    occurring through symbols, comparisons, or
    trifles. It is not to be denied that parts of this
    indirect representation really originate in the
    foreconscious thoughts of the dream,—as, for
    example, symbolical representation and repre-
    sentation through comparisons—because other-
    wise the thought would not have reached the state
    of the foreconscious expression. Such indi-
    rect expressions and allusions, whose reference
    to the original thought is easily findable, are

  • S.

    THE RELATION OF WIT 278

    really permissible and customary means of ex-
    pression even in our conscious thought. The
    dream-work, however, exaggerates the applica-
    tion of these means of indirect expression to an
    unlimited degree. Under the pressure of the
    censor any kind of association becomes good ~~
    enough for substitution by allusion; the dis-
    placement from one element to any other is
    permitted. The substitution of the inner as-
    sociations (similarity, causal connection, etc.)
    by the so-called outer associations (simultane-
    ity, contiguity in space, assonance) is partic-
    ularly conspicuous and characteristic of the
    dream-work.

    The Difference between Dream-technique and
    Wit-technique

    All these means of displacement also occur
    as techniques of wit, but when they do occur ,
    they usually restrict themselves to those limits EM
    prescribed for their use in conscious thought;
    in fact they may be lacking, even though wit
    must regularly solve a task of inhibition. One
    can comprehend this retirement of the process
    of displacement in wit-work when one remem-
    bers that wit usually has another technique at
    its disposal through which it defends itself

    _ against inhibitions. Indeed, we have discov-

  • S.

    274 THEORETICAL PART
    ered nothing more characteristic of it than just

    this technique. "For wit does not have recourse —

    to compromises as does the dream, nor does it |

    evade the inhibition; it insists upon retaining
    the play with words or nonsense unaltered, but
    thanks to the ambiguity of words and multi-
    plicity of thought-relations, it restricts itself to
    the choice of cases in which this play or non-
    sense may appear at the same time admissible
    (jest) or senseful (wit). Nothing distin-
    guishes wit from all other psychic formations
    better than this double-sidedness and this dou-
    ble-dealing; by emphasizing the “ sense in non-
    sense,” the authors have approached nearest
    the understanding of wit, at least from this an-
    gle.

    Considering the unexceptional predominance
    of this peculiar technique in overcoming inhibi-
    tions in wit, one might find it superfluous that
    wit should make use of the displacement-tech-
    nique even in a single case. But on the one
    hand certain kinds of this technique remain
    useful for wit as objects and sources of pleas-
    ure—as, for example, the real displacement
    (deviation of the trend of thought) which in
    fact shares in the nature of nonsense,—and on
    the other hand one must not forget that the
    highest stage of wit, tendency-wit, must fre-
    quently overcome two kinds of inhibitions which

  • S.

    THE RELATION OF WIT 275

    oppose both itself and its tendency (p. 147),
    and that allusion and displacements are qual-
    ified to facilitate this latter task.

    The numerous and unrestricted application
    of indirect representation, of displacements,
    and especially of allusions in the dream-work,
    has a result which I mention not because of
    its own significance but because it became for
    me the subjective inducement to occupy my-
    self with the problem of wit. If a dream
    analysis is imparted to one unfamiliar with the
    subject and unaccustomed to it, and the pe-
    culiar ways of ions o displacements
    (objectionable to the thoughts but
    utilized by the o: are explained, the
    hearer an uncomfortable impres-
    sion; he declares these interpretations to be
    “ witty,” but it seems obvious to him that these
    are not successful jokes but forced ones which
    run contrary to the rules of wit. This impres-
    sion can be easily explained; it is due to the
    fact that the dream-work operates with the
    same means as wit, but in the application of
    the same the dream exceeds the bounds which
    wit restricts. We shall soon learn that in con-
    of the rôle of the third person wit
    is bound by a certain condition which does not
    affect the dream.

  • S.

    276 THEORETICAL PART

    Irony—Negativism.

    | Among those techniques which are common
    | to both wit and dreams representation through
    the opposite and the application of absurdity
    are especially interesting. The first belongs
    to the strongly effective means of wit as shown
    in the examples of “ out-doing wit” (p. 98).
    The representation through the opposite, un-
    like most of the wit-techniques, is unable to
    / withdraw itself from conscious attention. He
    who intentionally tries to make use of wit-
    work, as in the case of the “ habitual wit,” soon
    discovers that the easiest way to answer an as-
    sertion with a witticism is to concentrate one’s
    mind on the opposite of this assertion and
    trust to the chance flash of thought to brush
    aside the feared objection to this opposite by
    means of a different interpretation. Maybe
    the representation through its opposite is in-
    debted for such a preference to the fact that
    it forms the nucleus of another pleasurable
    mode of mental expression, for an understand-
    ing of which we do not have to consult the un-
    conscious. I refer to irony, which is very sim-
    ilar to wit and is considered a sub-species of
    the comic. The essence of irony consists in im- ご .
    | parting the very opposite of what one intended 4
    to express, but it precludes the anticipated

  • S.

    THE RELATION OF WIT 277

    contradiction by indicating through the inflec-
    tions, concomitant gestures, and through slight
    changes in style—if it is done in writing—that |
    the speaker himself means to convey the op- こ 、 /
    pesite-of what he says— Irony is applicable
    only in cases where the other person is pre-
    pared to hear the reverse of the statement
    actually made, so that he cannot fail to be in-
    clined to contradict. As a consequence of this
    condition ironic expressions are particularly
    subject to the danger of being misunderstood.
    To the person who uses it, it gives the advan- .
    tage of readily avoiding the difficulties to which ・
    direct expressions, as, for example, invectives,
    are subject. In the hearer it produces comic
    pleasure, probably by causing him to make
    preparations for contradiction, which are im-
    mediately found to be unnecessary. Such a
    comparison of wit with a form of the comical
    that is closely allied to it might strengthen us ,
    in the assumption that the relation of wit to”
    the unconscious is the peculiarity that also dis-
    tinguishes it from the comical.

    In dream-work, representation through the
    opposite has a far more important part to play
    than in wit. The dream not only delights in

    <

    * The character of the comical which is referred to as its
    “dryness” also depends in the broadest sense upon the differen-
    tiation of the things spoken from the antics accompanying it.

  • S.

    278 THEORETICAL PART

    representing a pair of opposites by means of
    one and the same composite image, but in ad-
    dition it often changes an element from the
    dream-thoughts into its opposite, thus causing
    considerable difficulty in the work of interpre-
    tation. In the case of any element capable of
    having an opposite it is impossible to tell
    whether it is to be taken negatively or posi-
    tively in the dream-thoughts."

    I must emphasize that as yet this fact has
    by no means been understood. Nevertheless,
    it seems to give indications of an important
    characteristic of unconscious thinking which in
    all probability results in a process comparable
    to “ judging.” Instead of setting aside judg-
    ments the unconscious forms “ repressions.”
    The repression may correctly be described as
    a stage intermediate between the defense re-
    flex and condemnation.’

    3 The Interpretation of Dreams, p. 296.

    2 This very remarkable and still inadequately understood be-
    havior of antagonistic relationships is probably not without value
    for the understanding of the symptom of negativism in neurotics
    and in the insane. Cf. the two latest works on the subject: Bleu-
    ler, “ Uber die negative Suggestibilität,” Psych.-Neurol. Wochen-
    schrift, 1904, and Otto Groos’s Zur Differential diagnostik nega-
    tivistischer Phänomene, also my review of the Gegensinn der
    Urworte, in Jahrb, f. Psychonalyse II, 1910.

  • S.

    THE RELATION OF WIT 279

    The Unconscious as the Psychic Stage of the
    — Wit-work

    E or NE which _ occurs so

    often in dreams and which has made them the

    object of so much contempt, has never really

    come into being as the result of an accidental

    shuffling of conceptual elements, but may in

    every case be proven to have been purposely

    admitted by the dream-work. Nonsense and |
    absurdity a intended to express (embittered
    criticism) and (scornful contradiction within the
    dream thoughts. Absurdity in the dream-con-
    tent thus stands for the judgment: “ It's pure
    nonsense,” expressed in dream-thoughts. In
    my work on the Interpretation of Dreams,
    I have placed great emphasis on the demon-
    stration of this fact because I thought that I
    could in this manner most strikingly contro-
    vert the error expressed by many that the
    dream is no psychic phenomenon at all—an
    error which bars the way to an understanding
    of the unconscious. Now we have learnt (in
    the analysis of certain tendency-witticisms on
    р. 73). that nonsense in wit is made to serve
    the same purposes of expression. We also
    know that a nonsensical facade of a witticism
    is peculiarly adapted to enhance the psychic
    expenditure in the hearer and hence also to in-

  • S.

    280 THEORETICAL PART

    crease the amount to be discharged through
    laughter. Moreover, we must not forget that
    nonsense in wit is an end in itself, since the
    purpose of reviving the old pleasure in non-
    sense is one of the motives of the wit-work.
    There are other ways to regain the feeling of
    nonsense in order to deri pleasure from it;
    caricature, exaggeration, parody, and” Travesty
    utilize the same and thus produce “comical
    nonsense.” If we subject these modes of ex-
    pression to an analysis similar to the one used
    in studying wit, we shall find that there is no
    occasion in any of them for resorting to un-
    conscious processes in our sense for the pur-
    pose of getting explanations. We are now
    also in a position to understand why the
    “ witty ” character may be added as an em-
    bellishment to caricature, exaggeration, and .
    parody; it is the manifold character of the per-
    formance upon the * psychic stage”* that
    makes this possible.

    I am of the opinion that by transferring the
    wit-work into the system of the unconscious we
    have made a distinet gain, since it makes it pos-
    sible for us to understand the fact that the
    various techniques to which wit admittedly ad-
    heres are on the other hand not its exclusive

    3 An expression of G. T. Fechner's which has acquired signifi-
    cance from the point of view of my conception.

  • S.

    THE RELATION OF WIT 281

    property. Many doubts, which have arisen in
    the beginning of our investigation of these
    techniques and which we were forced temporar-
    ily to leave, can now be conveniently cleared
    up. Hence we shall give due consideration to
    the doubt which expresses itself by asserting
    that the undeniable relation of wit to the un-
    conscious is correct only for certain categories
    of tendency-wit, while we are ready to claim
    this relation for all forms and all the stages of
    development of wit. We may not shirk the duty
    of testing this objection.

    We may assume that we deal with a sure
    case of wit-formation in the unconscious when
    it concerns witticisms that serve unconscious
    tendencies, or those strengthened by uncon-
    scious tendencies, as, for example, most “ cyn-
    ical “ witticisms. For in such cases the un-
    conscious tendency draws the foreconscious
    thought down into the unconscious in order to
    remodel it there; a process to which the study
    ‘of the psychology of the neuroses has added
    many analogies with which we are acquainted.
    But in the case of tendency-wit of other vari-
    eties, namely, harmless wit and the jest, this
    power seems to fall away, and the relation of
    the wit to the unconscious is an open question

    But now let us consider the case of the witty
    expression of a thought that is not without

  • S.

    282 THEORETICAL PART

    value in itself and that comes to the surface in
    the course of the association of mental

    ‘processes. In order that this thought may be-

    come a witticism, it is of course necessary that
    it make a choice among the‘ possible forms of
    expression in order to find the exact form that
    will bring along the gain in word-pleasure.
    We know from self-observation that this choice
    is not made by conscious attention; but the
    selection will certainly be better if the occu-
    pation energy of the foreconscious thought is
    lowered to the unconscious. For in the uncon-
    scious, as we have learnt from the dream-work,
    the paths of association emanating from a
    word are treated on a par with associations
    from objects. The occupation energy from
    the unconscious presents by far the more fa-
    vorable conditions for the selection of the ex-
    pression. Moreover, we may assume without
    going farther that the possible expression
    which contains the gain in word-pleasure exerts
    a lowering effect on the still fluctuating self-
    command of the foreconscious, similar to that
    exerted in the first case by the unconscious
    tendency. As an explanation for the simpler
    case of the jest we may imagine that an ever-
    watchful intention of attaining the gain in
    word-pleasure seizes the opportunity offered
    in the foreconscious of again drawing the in

  • S.

    THE RELATION OF WIT 288

    vesting energy down into the unconscious, ac-
    ing to the familiar scheme. :
    | I earnestly wish that it were possible for me
    on the one hand to present one decisive point
    in my conception of wit more clearly, and on
    the other hand to fortify it with compelling
    arguments. But as a matter of fact it is not
    a question here of two failures, but of one
    and the same failure. I can give no clearer
    exposition because I have no further testimony
    on behalf of my conception. The latter has
    developed as the result of my study of the
    technique and of comparison with dream-work,
    and indeed from this one side only. I now
    find that the dream-work is altogether excel-
    lently adapted to the peculiarities of wit. This
    conception is now concluded; if the conclusion
    leads us not to a familiar province, but rather
    to one that 15 strange and novel to our modes
    of thought, the conclusion is called a “ hy-
    pothesis," and the relation of the hypothesis to
    the material from which it is drawn is justly
    not accepted as “ proof,” The hypothesis is
    admitted as “ proved “ only if it can be reached
    by other ways and if it can be shown to be the
    junction point for other associations. But
    such proof, in view of the fact that our knowl-
    edge of unconscious processes has hardly be-
    gun, cannot be had. Realizing then that we are

    マ

  • S.

    284 THEORETICAL PART

    on soil still virgin, we shall be content to pro-
    ject from our viewpoint of observation one nar-
    row slender plank into the unexplored region.
    We shall not build a great structure on such
    a foundation as this. If we correlate the dif-
    ferent stages of wit to the mental dispositions
    favorable to them we may say: The jest has —
    _its origin in the happy mood; what seems to
    be peculiar to it is an inclination to lower the
    psychic static energies (Besetzungen). The
    jest already makes use of all the characteristic
    techniques of wit and satisfies the fundamental
    conditions of the same through the choice of
    such an assortment of words or mental associa-
    tions as will conform not only to the require-
    ments for the production of pleasure, but also
    conform to the demands of the intelligent critic.
    We shall conclude that the sinking of the men-
    tal energy to the unconscious stage, a process
    facilitated by the happy mood, has already
    taken place in the case of the jest. The mood
    does away with this requirement in the case of
    harmless wit connected with the expression of
    a valuable thought; here we must assume a
    particular personal adaptation which finds it as
    easy to come to expression as it is for the fore-
    conscious thought to sink for a moment into
    the unconscious. An ever watchful tendency
    to renew the original resultant pleasure of wit

  • S.

    THE RELATION OF WIT 285

    exerts thereby a lowering effect upon the still
    fluctuating foreconscious expression of the
    thought. Most people are probably capable of
    making jests when in a happy mood; aptitude
    for joking independent of the mood is found
    only in a few persons. Finally, the most pow-
    erful incentive for wit-work is the presence of
    strong tendencies which reach back into the un- A
    conscious and which indicate a particular fit-
    ness for witty productions; these tendencies
    might explain to us why the subjective condi-
    tions of wit are so frequently fulfilled in the
    case of neurotic persons. Even the most in- | , |
    apt person may become witty under the influ- -
    ence of strong tendencies.
    «Ct

    Differences Between Wit and Dreams

    'This last contribution, the explanation of
    wit-work in the first person, though still hy-
    pothetical, strictly speaking, ends our interest
    in wit. There still remains a short comparison
    of wit to the more familiar dream and we may
    expect that, outside of the one agreement al-
    ready considered, two such diverse mental ac-
    tivities should show nothing but differences.
    The most important difference lies in their so- 、
    cial behavior. The dream is a perfectly asocial
    psychic product. It has nothing to tell to any-

  • S.

    286 THEORETICAL PART

    one else, having originated in an individual as
    a compromise between conflicting psychic
    forces it remains incomprehensible to the per-
    son himself and has therefore altogether no
    interest for anybody else. Not only does the
    dream find it unnecessary to place any value
    on intelligibleness, but it must even guard
    against being understood, as it would then be
    destroyed; it can only exist in disguised form.
    For this reason the dream may make use
    freely of the mechanism that controls uncon-
    scious thought processes to the extent of pro-
    ducing undecipherable disfigurements. Wit, on
    ソ the other hand, is the most social of all those
    psychic functions whose aim is to gain pleas-
    ure. It often requires three persons, and the
    psychic process which it incites always requires
    the participation of at least one other person.
    It must therefore bind itself to the condition
    of intelligibleness; it may employ disfigure-
    ment made practicable in the unconscious
    through condensation and displacement, to no
    greater extent than can be deciphered by the
    intelligence of the third person. As for the
    rest, wit and dreams have developed in alto-
    gether different spheres of the psychic life, and
    are to be classed under widely separated cate-
    gories of the psychological system. No matter "
    how concealed the dream is still a wish, while

    ー

  • S.

    THE RELATION OF WIT 287

    wit is a developed play. Despite its apparent
    unreality the dream retains its relation to the
    great interests of life; it seeks to supply what
    is lacking through a regressive detour of hal-
    lucinations; and it owes its existence solely to
    the strong need for sleep during the night.
    Wit, on the other hand, seeks to draw a small
    amount of pleasure from the free and unen-
    cumbered activities of our psychic apparatus,
    and later to seize this pleasure as an incidental
    gain. It thus secondarily reaches to important
    functions relative to the outer world. The
    dream serves preponderately to guard from
    pain while wit serves to acquire pleasure; in
    these two aims all our psychic activities meet.