A reply to criticisms on the anxiety-neurosis 1895-006/1924.en
  • S.

    A REPLY TO CRITICISMS ON THE ANXIETY-
    NEUROSIS!

    (1895)

    n No. 2 of Mendel’s Neurologisches Zentralblatt

    1895, I published a short paper in which I vent-

    ured an attempt to distinguish a series of nervous
    states from neurasthenia and give them independ-
    ence under the name of ‘Anxiety-Neurosis’.” I was
    led to do so by finding a constant combination of
    certain clinical and ztiological characters, which
    may always decide us to make such distinctions.
    I found, as E. Hecker? had done before me, that the
    neurotic symptoms in question could all be united
    under the head of ‘pertaining to the expression of
    anxiety’,; and I was able to add from my study of
    the ztiology of the neuroses that these component
    parts of the complex ‘anxiety-neurosis’ show special
    ztiological conditions which are almost the opposite
    of the ztiology of neurasthenia. My observations
    had shown me that in the ztiology of the neuroses
    (at least of the acquired and acquirable forms)
    sexual factors play a predominant part, hitherto far
    too little appreciated; so that the assertion: ‘the
    xtiology of the neuroses lies in sexuality’, with all
    its necessary inexactness der excessum et defectum,
    nevertheless comes nearer to the truth than the
    other doctrines ruling at the present time. A further

    1 First published in the Wiener Klinische Rundschau, 1805.
    [Translated by John Rickman.]

    2 See No. V of this volume, above, p. 76.

    ® E. Hecker: Über larvierte und abortive Angstzustände bei
    Neurasthenie, Zentralblatt für Nervenheilkunde, Dec., 1893.

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    108 COLLECTED PAPERS VI

    statement to which experience forced me was to
    the effect that the various sexual noxie were not
    to be found indifferently in the ztiology of all neur-
    oses, but that there were evidently special relation-
    ships of particular noxie to particular neuroses.
    I thought I could assume, therefore, that I had
    discovered the specific causes of the different neur-
    oses. I then sought to comprehend in a short for-
    mula the peculiarity of the sexual noxie which
    constitute the ztiology of anxiety-neurosis, and
    arrived at the statement, dependent on my idea
    of the sexual process (see pp. 98—9): Anxiety-ncur-
    osis is produced by anything which withholds somatic
    sexual tension from the psychical and interferes with
    its elaboration within the psychical field. If we
    refer to the concrete circumstances in which this
    factor expresses itself, we come to the conclusion
    that voluntary or involuntary abstinence, sexual
    intercourse with incomplete gratification, coitus inter-
    ruptus, the deflection of psychical interest from
    sexuality and so on, are the specific ztiological
    factors of the states I have called anxiety-neurosis.

    When I published the paper mentioned above,
    I in no way deceived myself about its power to
    arouse conviction. In the first place I knew that
    I had only given a scanty, incomplete presentation—
    one that was even in parts difficult to comprehend;
    it was perhaps just sufficient to arouse the reader’s
    expectation. I had besides adduced hardly any
    examples and quoted no statistics; the technique of
    collecting the case-histories was not touched on; no
    provision was made to avoid misunderstandings;
    other objections than the most obvious ones were
    not considered; and concerning the theory itself,
    only the main theme was brought into prominence
    and its limitations were disregarded. Accordingly,

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    1805 CRITICISMS OF THE ANXIETY-NEUROSIS 109

    everyone was justified in forming his own judgement
    upon the conclusiveness of the whole proposition.
    I had to look forward, moreover, to yet another
    source of disagreement. I know very well that I
    have advanced nothing new by suggesting the
    ‘sexual tiology’ of the neuroses, that undercurrents
    in medical literature acknowledging these facts have
    never been absent, and that the official medicine
    of the schools has actually been aware of them also.
    But the last has behaved, however, as if it knew
    nothing about it, making no use of its knowledge,
    and deducing nothing from it. Such conduct must
    surely have a deep-rooted cause, originating perhaps
    in a kind of aversion from looking into sexual matters,
    or in a reaction against older attempts at explanation
    which were regarded as outworn. At all events,
    anyone who ventures to make something credible
    to others who could without any trouble have dis-
    covered it for themselves, must be prepared to meet
    with opposition.

    With such a state of affairs it would perhaps have
    been more expedient not to answer critical objections
    until I had expressed myself in greater detail upon
    the complicated theme itself and had made myself
    more intelligible. Nevertheless I cannot resist the
    motives which induce me immediately to join issue
    with a recent criticism of my theory of anxiety-
    neurosis. I do this because the writer, L. Löwen-
    feld (Munich), the author of Pathologie und Therapie
    der Neurasthenie und Hysterie, is one whose judge-
    ment probably has great weight with the medical
    public, and because of a mistaken conception which
    Löwenfeld imputes to me; and also because I wish
    at once to combat the idea that my theory is to
    be overthrown so very easily by the first casual
    and impromptu objections.

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    Löwenfeld correctly discovers at a glance the
    essence of my work to be my assertion that anxiety
    symptoms are due to a specific and uniform ztio-
    logy of a sexual nature. If this cannot be established
    as a fact then the principal reason for distinguishing
    an independent anxiety-neurosis from neurasthenia
    also falls to the ground. There remains, however,
    one difficulty to which I called attention—namely,
    that anxiety symptoms have manifest relations also
    to hysteria; so that the decision as Löwenfeld would
    have it brings the distinction between hysteria and
    neurasthenia to grief; though this difficulty is ob-
    viated by reference to heredity as the common cause
    of all the neuroses, a point which will be discussed
    later.

    Now by what arguments does Löwenfeld support
    the case against my theory?

    I. I have emphasized as a point essential for
    comprehension of the anxiety-neurosis that the
    anxiety of that condition does not admit of a
    psychic derivation, that is,that the anxious expectation
    which constitutes the nucleus of the neurosis cannot
    be acquired through a single or repeated affect of
    fright which is justified psychically. Fright, as I
    have pointed out, may result in hysteria or a traum-
    atic neurosis, but not in an anxiety-neurosis. It is
    easy to see that this negation is simply the obverse
    of my assertion (with a positive content): the anxiety
    of my neurosis represents a somatic sexual tension
    deflected from the psychical field where it would
    otherwise have made itself felt as libido.

    Against this, Löwenfeld lays stress on the fact
    that in a series of cases ‘anxiety states appear immed-
    iately or shortly after a mental shock (fright alone,
    or accidents accompanied by fright) and that these
    eircumstances make the co-operation of sexual noxis

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    1895 CRITICISMS OF THE ANXIETY-NEUROSIS III

    of the kind mentioned at least most improbable.’
    He gives in brief, as a particularly pregnant example,
    one observation of a patient out of many. This
    example relates to a woman aged thirty, married
    for four years, of tainted stock, who had undergone
    a first difficult confinement a year before. A few
    weeks after it her husband had an attack of illness
    which frightened her exceedingly and in her excite-
    ment she ran about the cold room in her chemise.
    From that time onward she was ill, first with anxiety
    and palpitations in the evenings, later with attacks
    of convulsive trembling, and in further sequence
    phobias and the like—the picture of a fully-developed
    anxiety-neurosis. ‘Here’, concludes Löwenfeld, “the
    anxiety states are manifestly of psychic origin con-
    sequent on a single shock.’

    I do not doubt that my honoured critic can pro-
    duce many similar cases; I myself can supply a long
    series of analogous examples. Anyone who had not
    seen such very common cases of the outbreak of
    anxiety-neurosis following upon a mental shock
    could not regard himself as qualified to discuss the
    question of anxiety-neurosis. I will only observe in
    this connection that neither shock nor anxious ex-
    pectation is necessarily always demonstrable in the
    stiology of such cases; any other emotion will serve
    as well. If I hurriedly call to mind a few cases from
    recollection there occurs to me that of a man of
    forty-five who first had an anxiety-attack (with
    cardiac collapse) on receiving the news of the death
    of his aged father: from that time onwards a complete
    and typical anxiety-neurosis with agoraphobia devel-
    oped; further, a young man who fell a victim to the
    same neurosis on account of the disagreements
    between his young wife and his mother, and developed
    the agoraphobia afresh after every domestic quarrel;

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    II2 COLLECIED PAPERS vi

    a student who was rather an idler and had his first
    anxiety-attacks during a period of hard cramming
    under the spur of paternal displeasure; a woman,
    herself childless, who fell ill in consequence of anxiety
    concerning the health of her small niece, and so
    on. As to the facts themselves which Löwenfeld
    employs against me there cannot be the slightest
    doubt.

    It is otherwise with their interpretation! Are we
    then without further ceremony to accept the post
    hoc ergo propter hoc conclusion and save ourselves
    all critical consideration of the raw material? Surely
    we are acquainted with examples enough in which
    the final exciting factor cannot keep up its reputation
    as causa efficiens in the face of critical analysis?
    Take the relation between trauma and gout, as an
    example. The röle of a trauma in provoking an
    attack of gout in the injured limb is probably not
    different from the part it plays in the »tiology of
    tabes and general paralysis of the insane; only in
    the case of gout everyone would see that it is absurd
    to say the trauma has ‘caused’ the gout, instead of
    provoked it. It should make us cautious when we
    meet with stiological factors of such a kind—ordin-
    ary factors, I should like to call them—in the
    tiology of the most varied forms of illness. Emotion,
    such as fright, is also an ordinary factor of this
    kind; fright can evoke chorea, apoplexy, paralysis
    agitans and what not, just as well as an anxiety-
    neurosis.. Now I should certainly not continue to
    argue along these lines, that because of their preval-
    ence the ordinary factors do not satisfy our require-
    ments, and therefore there must be specific causes
    besides; it would beg the question at issue. But
    I am justified in concluding as follows: If a single
    specific cause can be proved in the ztiology of all

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    1895 CRITICISMS OF THE ANXIETY-NEUROSIS 113

    or almost all cases of anxiety-neurosis, then our
    view will not necessarily be erroneous because the
    outbreak of illness only occurs under the influence
    of some one or other ordinary factor, such as emotion.

    So it was in my cases of anxiety-neurosis. The
    man who fell ill—inexplicably—after receiving the
    news of his father’s death (I make this interpolated
    comment because this death was not unexpected
    and did not occur in unusual or tragic circumstances)
    had for eleven years practised coitus interruptus
    with his wife whom he usually endeavoured to
    satisfy; the young man who could not tolerate the
    quarrels between his wife and his mother had practised
    withdrawal with his young wife from the beginning,
    in order to save them the burden of offspring;
    the student who developed anxiety-neurosis through
    overwork, instead of cerebrasthenia as we should
    expect, had for three years had a relationship with
    a girl whom he dared not let become pregnant; the
    woman who had no children herself and fell ill of
    anxiety-neurosis owing to the illness of a niece was
    married to an impotent man and had never been
    sexually gratified; and so on. Not all these cases
    are equally clear nor prove my theory with equal
    force; but if I add them to the very considerable
    series of cases in which the ztiology shows nothing
    but the specific factor, they conform without a
    dissentient note to the theory I have put forward
    and make it possible for us to extend our ztiological
    comprehension beyond the boundaries which have
    existed hitherto.

    If anyone wishes to prove to me that I have
    unduly neglected the significance of ordinary ztio-
    logical factors in the foregoing discussion, he must
    confront me with observations in which my specific
    factor is lacking, that is, with cases in which, although
    8

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    II4 COLLECIED PAPERS vi

    the vita sexualis is (more or less) normal, anxiety-
    neurosis breaks out after a mental shock. Now let
    us see whether Löwenfeld’s case fulfils this condition.
    My worthy opponent has manifestly not clearly
    recognized this necessity in his own mind, other-
    wise he would not have left us so completely in the
    dark concerning the vita sexualis of his patient. I
    will leave on one side the fact that the case of the
    lady of thirty is obviously complicated by an hysteria,
    about the psychical origin of which I should be the
    last to have any doubt; I naturally admit without
    protest the presence of an anxiety-neurosis alongside
    this hysteria. But before I make use of a case as
    evidence either for or against my theory of the sexual
    ztiology of the neuroses I must study the sexual
    conduct of the patient more thoroughly than Löwen-
    feld has done here. I should not be contented with
    the conclusion that, because the lady had the mental
    shock shortly after a confinement, coitus inter-
    ruptus had probably played no part during the
    previous year and that therefore no sexual noxiz
    had arisen here. I know of cases of women who
    become pregnant year after year and develop anxiety-
    neurosis because—incredibile dictu—all sexual rel-
    ations ceased after pregnancy had set in; so that
    in spite of having many children they might
    have lived all the years of their married life in sexual
    privation. It is known to every physician that
    women do conceive from men whose potency is very
    feeble and who are not able to give them satisfaction;
    and finally there are many women who are afflicted
    with a congenital anxiety-neurosis, that is to say,
    are endowed with a vila sexualis (or develop it
    without demonstrable external provocation) of the
    kind usually acquired by coitus interruptus and
    similar noxie—a consideration which upholders of

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    1895 CRITICISMS OF THE ANXIETY-NEUROSIS II5

    the ztiology of heredity ought to take into account.
    In a number of these women we are able eventually
    to discover a past history of a hysterical illness in
    their youth, which has affected the vita sexualis
    ever since or has established a deflection of sexual
    tension away from the psychical field. Women with
    this kind of sexuality are incapable of real satis-
    faction, even in normal coitus, and develop anxiety-
    neurosis either spontaneously or after further effec-
    tive factors have supervened. Which of all these
    factors mentioned could have contributed to Löwen-
    feld’s case I do not know; but I repeat that this
    case is evidence against me only if the lady who
    responded to a single fright with an anxiety-neurosis
    had previously enjoyed a normal vita sexualis.

    It is impossible to pursue ztiological research by
    means of the anamnesis of patients if we accept the
    patient’s account as he gives it or are satisfied with
    what he volunteers. If syphilidologists allowed them-
    selves to depend upon the declarations of their
    patients, when endeavouring to trace an initial in-
    fection of the genitalia back to an act of sexual
    intercourse, they would have to attribute an imposing
    number of chancres to a chill in persons who protest
    their virginity, and gynscologists would have little
    diffieulty in confirming the miracle of partheno-
    genesis among their unmarried clients. I hope that
    some day the idea will gain admittance that neuro-
    pathologists too may be subject to similar etiological
    prejudices in the work of collecting the case-histories
    of the great neuroses.

    2. Löwenfeld further says that he has repeatedly
    seen anxiety-states appear and disappear where a
    change in the sexual life had certainly not taken
    place, but where there were other factors in

    play.
    g*

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    116 COLLECTED PAPERS VI

    I too have had exactly the same experience, but I
    was not misled by it. I too have brought anxiety-
    attacks to an end by psychical treatment, improve-
    ment of the patient’s general condition and so on.
    I have naturally not concluded from this that lack
    of treatment was the cause of anxiety-attacks. Not
    that I would credit Löwenfeld with a conclusion of
    this kind, to be sure; my joking remark is only
    intended to show that the state of affairs may
    easily be so complicated as to nullify his objection
    completely. I have not found any difficulty in har-
    monizing the fact brought forward here with the
    theory of a specific ztiology of anxiety-neurosis. It
    will readily be granted that ztiological factors exist
    which, in order to become effective, must act with
    a certain intensity (or quantity) and over a certain
    length of time, which therefore summate; the effects
    of alcohol are a standard example of illness produced
    by summation. Accordingly we must reckon with
    a space of time in which the specific ztiology is at
    work, but during which its effects are not yet mani-
    fest. During such a period the person is not yet
    ill, but he is disposed to a particular illness—in this
    case {o anxiety-neurosis—and as soon as the ‘ordi-
    nary’ noxia supervenes it can excite the outbreak of
    the neurosis just as well as a further increase in
    operation of the specific noxia. We can also express
    this as follows: It is not sufficient for the specific
    ztiological factor to exist; a certain measure of it
    must also be reached, and in attaining this measure
    a degree of the specific noxia can be made up by an
    amount of ‘ordinary’ injurious factors. If the last
    is again eliminated, the level of the specific atio-
    logical factor falls below the threshold; the symptoms
    recede again. The entire therapy of the neuroses
    rests upon the fact that the total load upon the

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    1895 CRITICISMS OF THE ANXIETY-NEUROSIS 117

    nervous system, to which the latter is succumbing,
    can be reduced below this level by very various
    influences on the combination of ztiological factors.
    No conclusions can be drawn from this state of
    things in regard to the presence or absence of a
    specific ztiology.

    These considerations are surely indisputable and
    assured. Anyone who does not think them sufficient
    may permit the following argument to weigh with
    him. According to the views of Löwenfeld and many
    others the ztiology of anxiety states lies in heredity.
    Now heredity can certainly not be altered; if anx-
    iety-neurosis is curable by treatment we (and Löwen-
    feld too) ought to conclude that heredity cannot
    account for its »tiology.

    For the rest, I might have been spared defending
    myself against both of Löwenfeld’s objections if my
    worthy opponent had bestowed greater attention
    upon my paper itself. Both objections are anti-
    cipated in it and answered (p. g2ff.); I could only
    repeat here what I said there; I have even pur-
    posely analysed the same cases of illness afresh.
    Further, the ztiological formule upon which I had
    previously laid weight are contained in the text of
    my former paper. I will repeat them once again
    here. I maintain that: T’here exists a specific etio-
    logical factor for the anxiety-neurosis which in taking
    effect can be veinforced quantitatively by ‘ordinary’
    injurious factors but cannot be replaced by them quali-
    tatively. Further: This specific factor determines more
    than anything the type of neurosis,; whether a neurolic
    illness occurs at all depends on the total load on the
    nervous system (in relation to üs capacity to carry
    the load). As a rule neuroses are overdetermined;
    that is to say, several factors in their atiology
    operate together.

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    IId COLLECTED PAPERS VI

    3. I shall have less trouble in refuting Löwen-
    feld’s next comments because on the one hand they
    have little to do with my theory and on the other
    because they call attention to difficulties which I
    acknowledge. Löwenfeld says: ‘The Freudian theory
    is totally insufficient to explain the appearance and
    non-appearance of individual anxiety-attacks. If
    anxiety states, i. e. the clinical symptoms of anxiety-
    neurosis, occurred solely through subcortical accumul-
    ation of somatic. sexual excitation and through
    abnormal expenditure of the same, then everyone
    subject to anxiety states would have an attack from
    time to time so long as no alteration took place in
    his sexual life, just as the epileptic has his attack of
    grand et petit mal; but this, as every-day experience
    shows, is by no means so. Anxiety-attacks occur for
    the most part only on definite occasions. If the
    patient avoids these or knows how to paralyse their
    influence by means of any precaution, then he
    remains exempt from anxiety-attacks, whether he
    habitually practises coitus interruptus or abstinence
    or enjoys a normal vita sexualis.

    Now there is a great deal to be said about this.
    In the first place Löwenfeld forces my theory to a
    conclusion which is not inherent in it. That the
    process must be the same with an accumulation of
    somatic sexual excitation as with an accumulation.
    of the stimuli resulting in an epileptic convulsion is
    a far too detailed proposition, for which I have given
    no occasion; and it is not the sole one which offers
    itself. I need only assume that the nervous system
    possesses the power to master a certain amount of
    somatic sexual excitation even when this is deflected
    from its purpose, and that disturbances then occur
    only if the quantum of this excitation suddenly
    undergoes an increase—and Löwenfeld’s claim would

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    1895 CRITICISMS OF THE ANXIETY-NEUROSIS IIQ

    be quashed. I have not ventured to extend my
    theory far in that direction; chiefly because I did
    not expect to find reliable support on the way. I
    will merely indicate that we should not conceive
    the production of sexual tension to be independent
    of its expenditure; that in normal sexual life this
    production, when stimulated by the sexual object,
    takes a form essentially different from that which it
    has in psychie repose, and so on.

    It must be admitted that the conditions here are
    in all probability different from those obtaining in
    the tendency to epileptic convulsion, and that they
    are not yet wholly correlated with the theory of an
    accumulation of somatic sexual excitation.

    To Löwenfeld’s further assertion—that anxiety-
    attacks only appear under certain conditions and
    fail to appear when these are avoided, whatever the
    vita sexualis of those concerned—we may urge in
    contradiction that Löwenfeld manifestly has in mind
    only the anxiety of phobias, as is shown by the
    examples appended to the part of his essay which I
    have quoted. He says not a word concerning spon-
    taneous anxiety-attacks, taking the form of dizziness,
    palpitation, dyspnea, trembling, sweating, etc. My
    theory, however, seems quite equal to explaining
    the appearance and non-appearance of these anxiety-
    attacks. The semblance of periodicity in the onset
    of anxiety states may be found in a great number
    of such cases of anxiety-neurosis, similar to that
    observed in epilepsy, only that here the mechanism
    of this periodicity is more perspicuous. On closer
    examination we find with great regularity an ex-
    citing sexual occurrence (that is, one capable of
    releasing somatic sexual excitation), recurring at
    definite and often quite constant intervals of time,
    to which the anxiety-attack is related. In abstinent

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    women this part is played by menstrual excitation,
    and in both men and women by recurrent nocturnal
    pollutions and above all by sexual intercourse itself
    (injurious when it is incomplete), which transfers
    its own periodicity to the anxiety-attacks resulting
    irom it. If anxiety-attacks occur apart from the
    usual periodicity, it is usually possible to trace them
    back to an occasional cause of more rare and irregular
    incidence, to a single sexual experience, something
    read, a visual impression, or the like. The interval
    I referred to varies from a few hours up to two days:
    it is the same as that which in other persons is followed
    by the well-known sexual migraine, due to the same
    causes, which has an undoubted connection with
    the symptom-complex of anxiety-neurosis.

    Besides these there are plenty of cases in which
    a single anxiety state is provoked by an ordinary
    factor, i. e. by excitement of any kind. The same
    mechanism of displacement thus holds good for the
    xtiology of a single anxiety-attack as for the caus-
    ation of a whole neurosis. That the anxiety of pho-
    bias answers to different conditions is not very
    remarkable; phobias have a more complicated struct-
    ure than purely somatic anxiety-attacks. In them
    the anxiety is connected with a definite ideational or
    conceptional content, and the chief condition for
    the development of this anxiety comes into being
    when this psychical content is aroused. The anxiety
    is then ‘released’, just as, for example, sexual tension
    is released by the awakening of libidinous ideas;
    this process, however, is not yet clearly eludicated
    in its relation to the theory of anxiety-neurosis.

    I see no reason why I should try to conceal the
    gaps and weaknesses in my theory. The main point
    in the problem of phobias seems to me that phobias
    do not occur at all when the vita sexualis is normal,

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    that is, when the specific determinant is absent;
    by this specific determinant we mean a disturbance of
    the vita sexualis by deflection of the somatic away
    from the psychical field. However obscure otherwise
    the mechanism of phobias may be, my theory is
    only to be gainsaid by evidence of phobias occurring
    together with a normal vita sexuahis, or even together
    with some disturbance of it that is not specific.

    4. Inow pass on to a remark made by my esteemed
    eritic which I cannot leave uncontradicted. I had
    written in my essay on anxiety-neurosis (loc. cit.

    . 86):

    ö ‘In many cases of anxiety-neurosis no ztiology is
    recognizable at all. It is remarkable that in such
    cases evidence of a grave hereditary taint is seldom
    difficult to establish. But where there are grounds
    for regarding the neurosis as an acquired one, careful
    enquiry directed to that end reveals a series of in-
    jurious conditions (noxie) and influences within the
    sexual life as important factors in the ztiology .. .’
    Löwenfeld quotes this paragraph and adds the
    following comment: ‘According to this Freud always
    appears to regard a neurosis as “acquired” when-
    ever exciting causes are discoverable.’

    If this meaning is readily conveyed by my text
    then the latter gives a very distorted expression of
    my thoughts. Let me point out that in the preceding
    paragraphs I have shown myself far stricter than
    Löwenfeld in assessing the importance of exciting
    causes. If I myself were to explain the meaning of
    my statement I should do so by adding to it, after
    the conditional: ‘But where we have ground for regard-
    ing the neurosis as acquired’, the phrase: “because the
    evidence (mentioned in the previous sentence) of
    hereditary taint is not forthcoming.’ The meaning is:
    I hold a case to be acquired in which heredity is not

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    122 COLLECIED PAPERS YA

    demonstrable. I behave in this respect just as
    everyone else does, perhaps with the slight differ-
    ence that others will also explain a case as conditioned
    by heredity where no heredity exists, so that they
    overlook the entire category of acquired neuroses.
    But this difference runs in my favour. I admit
    however that I am myself to blame for this mis-
    understanding on account of the way I expressed
    myself in the first sentence: ‘an ztiology cannot be
    found at all.’ I shall also certainly be told that I
    have created useless trouble for myself by searching
    for specific causes of the neuroses. It will be said
    that the real tiology of anxiety-neurosis, as of the
    neuroses in general, is already known to be that of
    heredity, and two real causes cannot exist side by
    side. Am I prepared to deny the ztiological röle
    of heredity? If not, all other z»tiologies must be
    equally validorequallyinvalid—-merely exciting causes.

    I do not share this view concerning the tiological
    röle of heredity and, since on my short paper on
    anxiety-neurosis I have dealt less with this theme than
    with any other, I shall try to some extent to make
    good this omission and to efface the impression that
    in the composition of my paper I had not given
    equal consideration to all the inter-related problems.

    I think we can effect a presentation of the prob-
    ably very complicated ztiological conditions which
    exist in the pathology of the neuroses, if we establish
    the following ztiological concepts:

    (a) Predisposition, (b) Specific Cause, (c) Contribu-
    tory Cause and, as a term not equivalent to the
    former (d) Exciting or Releasing Cause.

    In order to satisfy all posibilities let us assume that
    we are dealing with ztiological factors capable of

    quantitative alterations, and consequently of increase
    or decrease.

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    1805 CRITICISMS OF THE ANXIETY-NEUROSIS 123

    If we may use the conception of a compound
    ztiological formula which must be fulfilled if the
    effect is to take place, then we may designate as
    exciting or releasing cause that which last makes its
    appearance in the formula, so that it immediately
    precedes the manifestation of the effect. It is this
    temporal element alone which constitutes the essence
    of an incitement; each of the other factors can in
    individual cases play the part of an incitement, and
    this part can even alternate within this same ztio-
    logical conglomeration.

    The factors which are to be described as predis-
    position are those in whose absence the effect would
    never come about; but which, however, are incapable
    of alone bringing about the effect, no matter to
    what degree they may be present. For the specific
    cause is lacking.

    The specific cause is one which is never absent when
    the effect actually takes place, and which also suffices,
    in the required quantity or intensity, to bring about
    the effect, provided that the predisposition is present
    as well.

    As contributory causes we may comprehend such
    factors as are not necessarily present every time nor
    able in any degree to produce the effect alone, but
    which co-operate with the predisposition and the
    specific »tiological cause to make up the tiological
    formula.

    The peculiar position of the contributory or
    auxiliary causes seems clear; but how are we to
    distinguish between predisposition and specific causes,
    since both are indispensable and no one of them
    alone is sufficient as a cause?

    In these circumstances the following considerations
    would seem to make a decision possible. Among the
    “indispensable causes’ we find several which are also

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    124 COLLECIED PAPERS YA

    present in the ztiological formule of many other
    conditions beside anxiety-neurosis, thus showing that
    they have no particular relation to individual dis-
    orders; one of these causes, however, stands out with
    special prominence, in that it is found in no other
    or in very few ztiological formule, and this has a
    claim to be called the specific cause of the disease in
    question. Further, predisposing factors and specific
    causes are particularly clearly distinguished in cases
    where the former have the quality of long duration
    and little alteration in their condition, whereas the
    specific cause corresponds to a factor which has
    recently come into action.

    I will attempt to give an example of this complete
    atiological scheme:

    Effect: Phthisis pulmonum.

    Predisposition: For the most part’ an hereditary
    disposition of the organs concerned.

    Specific Cause: Koch’s bacillus.

    Contributory Causes: Everything that lowers resist-
    ance; emotion as well as infections or colds.

    The scheme for the ztiology of anxiety-neurosis
    seems to me to run similarly, thus:

    Predisposition: Heredity.

    Specific Cause: A sexual factor in the sense of a
    deflection of sexual tension from the psychical field.

    Contributory Causes: All ‘ordinary’ injurious fac-
    tors: emotion, fright, as well as physical exhaustion
    through illness or over-exertion.

    If I go into this stiological formula for the anxiety-
    neurosis in greater detail I can add the following
    remarks: Whether a special personal disposition
    (which need not necessarily be ascribed to heredity)
    is unconditionally required in anxiety-neurosis or
    whether every normal person can develop that
    neurosis if there should be a quantitative increase

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    1895 CRITICISMS OF THE ANXIETY-NEUROSIS I25

    of the specific factor, I am not able to decide with
    certainty, but I incline strongly to the latter view.
    —Hereditary disposition is the most important
    determinant of anxiety-neurosis, but not an indis-
    pensable one, since it is lacking in a series of border-
    line cases.— The specific sexual factor is in the very
    great majority of cases to be demonstrated with
    certainty; in a series of cases (congenital) it is not
    distinguishable from the hereditary determinant,
    but comes to expression with it; that is to say, these
    persons are endowed with a peculiarity of the vita
    sexualis as a stigma (being psychically unequal to
    the task of mastering somatic sexual tension), which
    in other cases must be acquired before the patient
    can fall ill of this neurosis. In another series of
    border-line cases the specific factor is contained in
    a contributory one, for example, if the psychical
    inadequacy mentioned above comes about in con-
    sequence of exhaustion, etc. All these cases fall into
    shifting series, not discrete categories; through all
    of them, however, runs one common factor—the
    same behaviour in regard to sexual tension, and for
    most of them the distinction between predisposition,
    specific and contributory causes is valid, in con-
    formity with the completion of the ztiological
    formula given above.

    When I consult my experience for the purpose I
    cannot find that an antithetic relation exists between
    hereditary disposition and the specific sexual factor
    in anxiety-neurosis. On the contrary, the two atio-
    logical factors reinforce and complement each other.
    The sexual factor is as a rule effective only with
    those persons who are also endowed with an heredit-
    ary taint; heredity alone is not usually able to
    produce an anxiety-neurosis, but waits for the
    incidence of a sufficient quantity of the specific

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    126 COLLECTED PAPERS vI

    sexual noxia. The existence of an hereditary factor
    does not spare us therefore the search for a specific
    factor, upon which, incidentally, all therapeutic
    interest also depends. For where are we to begin
    therapeutically with an hereditary ztiology? It has
    always been present in the patient and will continue
    in him until his end is come. Taken by itself it can-
    not explain either the episodic outbreak of a neurosis
    or the cessation of one through treatment. It is
    nothing but a condition of the neurosis—an incal-
    culably important one, it is true; but onc that is
    nevertheless overestimated, to the disadvantage of
    therapy and theoretical comprehension. One has
    only to think, by way of contrast, of the cases of
    familial nervous diseases (chorea chronica, Thomsen’s
    disease and so on) in which heredity unites in itself
    all the tiological determinants.

    In conclusion I desire to repeat the few statements
    in which I am accustomed, as a first approximation
    to the truth, to express the inter-relation of the
    different ztiological factors:

    I. Whether a neurotic illness occurs at all depends
    upon a quantitative factor, upon the total load on
    the nervous system in relation to its capacity for
    resistance. Anything which can keep this factor
    below a certain threshold, or bring it back below it,
    is effective therapeutically, since the ztiological
    formula is thus kept unfulfilled.

    What is meant by “total load’ or ‘capacity for
    resistance’ could be explained in greater detail on the
    basis of certain hypotheses concerning nerve function.

    2. To what extent the neurosis develops depends
    in the first place on the measure of hereditary taint.
    Heredity acts like a multiplier introduced into the
    circuit, which increases the deflection of the needle
    many times.

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    1895 CRITICISMS OF THE ANNIETY-NEUROSIS 127

    3. But what /orm the neurosis takes—the direction
    of deflection—is determined only by the specific
    xtiological factor arising in the sexual life.

    I hope that on the whole, although I am myself
    conscious of the many still unsolved difficulties of
    the subject, my theory of anxiety-neurosis will prove
    more fruitful for the elucidation of the neuroses than
    Löwenfeld’s attempt to account for the same facts
    by reference to ‘a combination of neurasthenic and
    hysterical symptoms in the form of attacks’. .